CIK 1598803
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2016-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).
Computing…
Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.
| Industry group | Weight | Names |
|---|---|---|
| Unclassified | 52.75% | 34 |
| Pharmaceuticals & Biotechnology | 25.65% | 4 |
| Specialty Retail | 5.43% | 3 |
| Software | 2.04% | 1 |
| Airlines | 1.97% | 2 |
| Chemicals | 1.82% | 1 |
| Software & IT Services | 1.78% | 1 |
| Technology Hardware & Equipment | 1.63% | 2 |
| Food Products | 1.57% | 2 |
| Machinery | 1.39% | 1 |
| Utilities | 1.32% | 1 |
| Oil, Gas & Consumable Fuels | 1.13% | 3 |
| Construction & Engineering | 1.08% | 1 |
| Banks | 0.44% | 1 |
| # | Ticker | Name | Sector | Weight |
|---|---|---|---|---|
| 1 | TCRT | Alaunos Therapeutics, Inc. | Health Care | 22.11% |
| 2 | INTREXON CORP | Unclassified | 14.86% | |
| 3 | VERITEX HLDGS INC | Unclassified | 2.93% | |
| 4 | FORTRESS BIOTECH INC | Unclassified | 2.86% | |
| 5 | IMPERVA INC | Unclassified | 2.70% | |
| 6 | SYNERGY PHARMACEUTICALS DEL COM NEW | Unclassified | 2.63% | |
| 7 | AMZN | AMAZON COM INC | Consumer Discretionary | 2.23% |
| 8 | FIREEYE INC | Unclassified | 2.11% | |
| 9 | GLD | SPDR GOLD TR | Unclassified | 2.08% |
| 10 | MSFT | MICROSOFT CORP | Information Technology | 2.04% |
23/57 names classified · sector 47.2% of weight · industry 47.2% · mkt cap 46.9%; unclassified names shown, never dropped.
Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 47.2% of the book is sector-classified (unclassified names shown, never dropped).
Only 23% of book weight classified — the grid is NOT representative of the whole book.
Classified: 22.6% of book weight (18/31 names) · unclassified 77.4%: , TCRT, GLD, BHK, PDI, AGEN, FATE, INDY, INDA, XLF +3 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.
No contribution data for this period.
| # | Security | Shares | Value | Weight | Δ QoQ |
|---|---|---|---|---|---|
| 1 | TCRTALAUNOS THERAPEUTICS INC | 2,225,262 | $13M | 22.1% | ADD 22% |
| 2 | INTREXON CORP | 300,550 | $8M | 14.9% | ADD 7% |
| 3 | VERITEX HLDGS INC | 95,404 | $2M | 2.9% | HOLD |
| 4 | FORTRESS BIOTECH INC | 545,000 | $2M | 2.9% | HOLD |
| 5 | IMPERVA INC | 28,500 | $2M | 2.7% | NEW |
| 6 | SYNERGY PHARMACEUTICALS DEL COM NEW | 270,000 | $1M | 2.6% | TRIM −30% |
| 7 | AMZNAMAZON COM INC | 1,508 | $1M | 2.2% | HOLD |
| 8 | FIREEYE INC | 81,000 | $1M | 2.1% | ADD 35% |
| 9 | GLDSPDR GOLD TR | 9,265 | $1M | 2.1% | ADD 401% |
| 10 | MSFTMICROSOFT CORP | 20,055 | $1M | 2.0% | HOLD |
| 11 | BIODELIVERY SCIENCES INTL IN | 425,000 | $1M | 2.0% | NEW |
| 12 | BHKBLACKROCK CORE BD TR | 75,069 | $1M | 1.9% | HOLD |
| 13 | LXULSB INDS INC | 120,000 | $1M | 1.8% | ADD 200% |
| 14 | ALNYALNYLAM PHARMACEUTICALS INC | 15,000 | $1M | 1.8% | NEW |
| 15 | METAMETA PLATFORMS INC | 7,860 | $1M | 1.8% | ADD 2% |
| 16 | ORLYOREILLY AUTOMOTIVE INC | 3,512 | $984,000 | 1.7% | HOLD |
| 17 | VASCO DATA SEC INTL INC | 50,000 | $880,000 | 1.6% | NEW |
| 18 | PDIPIMCO DYNAMIC INCOME FD | 29,572 | $842,000 | 1.5% | HOLD |
| 19 | BBWBUILD-A-BEAR WORKSHOP INC | 80,000 | $829,000 | 1.5% | NEW |
| 20 | SPECTRUM BRANDS HLDGS INC | 6,000 | $826,000 | 1.5% | NEW |
| 21 | TRAVELCENTERS OF AMERICA LLC C | 115,000 | $823,000 | 1.5% | ADD 360% |
| 22 | XYLXYLEM INC | 15,000 | $787,000 | 1.4% | HOLD |
| 23 | AWKAMERICAN WTR WKS CO INC NEW | 10,015 | $750,000 | 1.3% | HOLD |
| 24 | CORNERSTONE ONDEMAND INC | 15,500 | $712,000 | 1.3% | NEW |
| 25 | SJMSMUCKER J M CO | 5,000 | $678,000 | 1.2% | NEW |
| 26 | POWERSHS DB US DOLLAR INDEX | 26,750 | $660,000 | 1.2% | ADD 4% |
| 27 | CALAMP CORP | 47,000 | $656,000 | 1.2% | ADD 88% |
| 28 | GORES HLDGS INC | 60,000 | $648,000 | 1.1% | NEW |
| 29 | FTNTFORTINET INC | 17,500 | $646,000 | 1.1% | TRIM −13% |
| 30 | CYBERARK SOFTWARE LTD | 12,500 | $620,000 | 1.1% | HOLD |
| 31 | DYDYCOM INDS INC | 7,500 | $613,000 | 1.1% | TRIM −25% |
| 32 | DALDELTA AIR LINES INC | 15,000 | $590,000 | 1.0% | ADD 50% |
| 33 | BROOKFIELD TOTAL RETURN FD INC COM | 25,300 | $567,000 | 1.0% | ADD 10% |
| 34 | UALUNITED AIRLS HLDGS INC | 10,000 | $525,000 | 0.9% | TRIM −33% |
| 35 | AGENAGENUS INC | 72,500 | $521,000 | 0.9% | NEW |
| 36 | FATEFATE THERAPEUTICS INC | 150,000 | $468,000 | 0.8% | TRIM −63% |
| 37 | CEMPRA INC COM | 15,000 | $363,000 | 0.6% | HOLD |
| 38 | SOUTHSTATE CORPORATION | 4,425 | $332,000 | 0.6% | HOLD |
| 39 | POWERSHARES INDIA ETF TR | 15,000 | $311,000 | 0.5% | TRIM −40% |
| 40 | INDYISHARES TR | 10,000 | $298,000 | 0.5% | TRIM −50% |
| 41 | INDAISHARES TR | 10,000 | $294,000 | 0.5% | TRIM −50% |
| 42 | XLFSELECT SECTOR SPDR TR | 14,500 | $280,000 | 0.5% | HOLD |
| 43 | AAPLAPPLE INC | 2,429 | $275,000 | 0.5% | HOLD |
| 44 | HTHHILLTOP HOLDINGS INC | 11,000 | $247,000 | 0.4% | HOLD |
| 45 | HOLLYFRONTIER CORP | 10,000 | $245,000 | 0.4% | NEW |
| 46 | SUNSUNOCO LP/SUNOCO FIN CORP | 7,500 | $218,000 | 0.4% | NEW |
| 47 | HAINHAIN CELESTIAL GROUP INC | 6,000 | $213,000 | 0.4% | NEW |
| 48 | RRCRANGE RES CORP | 5,500 | $213,000 | 0.4% | NEW |
| 49 | VLOVALERO ENERGY CORP | 4,000 | $212,000 | 0.4% | NEW |
| 50 | WESTERN REFNG INC | 8,000 | $212,000 | 0.4% | NEW |
| 51 | SOUTHWESTERN ENERGY CO | 15,000 | $208,000 | 0.4% | NEW |
| 52 | USDPUSD PARTNERS LP LP | 15,000 | $186,000 | 0.3% | NEW |
| 53 | PACIFIC MERCANTILE BANCORP | 22,700 | $167,000 | 0.3% | NEW |
| 54 | AMPLIFY SNACK BRANDS | 10,000 | $162,000 | 0.3% | NEW |
| 55 | ALON USA ENERGY | 20,000 | $161,000 | 0.3% | NEW |
| 56 | LIONBRIDGE TECHNOLOGIES INC | 20,000 | $100,000 | 0.2% | NEW |
| 57 | XPLORE TECHNOLOGIES CORP | 12,500 | $30,000 | 0.1% | NEW |
Where this firm's principals came from and which firms its alumni went on to found.
