Three Peaks Capital Management, LLC

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CIK 1598013

13F portfolio (2021-Q3)

$301M

Positions

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2021-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

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As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2021-Q3)

Holdings

Top 5

11.9%

Top 10

21.4%

Effective N

71.1

HHI

0.014

This quarter

7 new · 0 exit →

By sector

Industrials17.6%

Unclassified17.4%

Information Technology17.0%

Consumer Discretionary14.4%

Health Care11.9%

Financials11.6%

Communication Services3.7%

Materials2.7%

Other3.7%

By market cap

Large ($10–200B)56.6%

Mid ($2–10B)21.0%

Unknown18.4%

Small ($300M–2B)2.9%

Mega (>$200B)1.1%

By region

North America82.6%

Other17.4%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	17.42%	19
Machinery	7.60%	6
Commercial Services & Supplies	7.20%	6
Life Sciences Tools & Services	5.45%	3
Distributors	5.39%	5
Semiconductors & Semiconductor Equipment	5.14%	4
Capital Markets	4.81%	2
Software & IT Services	3.85%	4
Entertainment	3.72%	3
Banks	3.56%	2
Technology Hardware & Equipment	3.36%	3
Insurance	3.20%	2
Specialty Retail	3.18%	3
Health Care Equipment & Supplies	3.09%	2
Chemicals	2.69%	4
Communications Equipment	2.53%	2
Health Care Providers & Services	2.18%	3
Software	2.10%	1
Diversified Consumer Services	1.88%	2
Professional Services	1.73%	2
Hotels, Restaurants & Leisure	1.50%	1
Leisure Products	1.39%	1
Real Estate Management & Development	1.19%	1
Pharmaceuticals & Biotechnology	1.16%	1
Automobiles & Components	1.11%	1
Utilities	1.08%	1
Aerospace & Defense	1.06%	1
Beverages	0.80%	1
Equity Real Estate Investment Trusts (REITs)	0.64%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	LPLA	LPL Financial Holdings Inc.	Financials	2.88%
2	ALLY	Ally Financial Inc.	Financials	2.57%
3	IQV	IQVIA HOLDINGS INC.	Health Care	2.30%
4	SSNC	SS&C Technologies Holdings Inc	Information Technology	2.10%
5	CHDN	Churchill Downs Inc	Communication Services	2.03%
6	AVTR	Avantor, Inc.	Health Care	1.97%
7	BALL	BALL Corp	Industrials	1.94%
8	NDAQ	NASDAQ, INC.	Financials	1.93%
9		CATALENT INC	Unclassified	1.86%
10	MSI	Motorola Solutions, Inc.	Information Technology	1.84%

68/87 names classified · sector 82.6% of weight · industry 82.6% · mkt cap 81.6%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 32 quarters

IndustrialsCCK, FIS, RSG, SLGN, URI · other

Consumer DiscretionarySCI, CDW, ARMK, PFGC, LKQ · other

Information TechnologySSNC, NXPI, ST, AVGO, VISN · other

Health CareHCA, IQV, BIO, COO, AVTR · other

Real EstateCCI, CXW, HST, VICI, UDR · other

Communication ServicesCHDN, LYV, VSAT, CHTR, TMUS · other

FinancialsLPLA, NDAQ, BRO, ALLY, AJG · other

Consumer StaplesSTZ, KHC, SJM, BGS, GO · other

MaterialsGPK, ECL, NWL, ATR, GT · other

UtilitiesOKE, AWK, XEL, LNG, NRG · other

EnergyAR, SM, CHRD, VLO, EOG · other

UnclassifiedBERRY GLOBAL GROUP I, LEVEL 3 COMMUNICATIONS INC, AMSURG CORP, NIELSEN HLDGS PLC, MYLAN INC · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 82.6% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2021-Q3), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

holdings, colored by sector (57 classified)Three Peaks Capital Management, LLC centroid (Mid Core)

Information TechnologyIndustrialsConsumer DiscretionaryFinancialsHealth CareMaterialsCommunication ServicesReal EstateUtilitiesConsumer Staples

Style box summary for Three Peaks Capital Management, LLC: centroid Mid Core. Heaviest cells: Mid Growth 19.9%, Mid Core 16.3%, Small Value 12.6%.

Classified: 71.0% of book weight (57/77 names) · unclassified 29.0%: , AVTR, GFL, CZR, HYG, SJNK, ELAN, SRLN, USHY, PLNT +10 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 87 positions (2021-Q3) · largest first · Δ vs 2021-Q2

#	Security	Shares	Value	Weight	Δ QoQ
1	LPLALPL FINL HLDGS INC	55,265	$9M	2.9%	ADD 10%
2	ALLYALLY FINL INC	151,241	$8M	2.6%	ADD 9%
3	IQVIQVIA HLDGS INC	28,882	$7M	2.3%	TRIM −3%
4	SSNCSS&C TECHNOLOGIES HLDGS INC	90,961	$6M	2.1%	TRIM −3%
5	CHDNCHURCHILL DOWNS INC	25,448	$6M	2.0%	ADD 40%
6	AVTRAVANTOR INC	145,065	$6M	2.0%	HOLD
7	BALLBALL CORP	64,724	$6M	1.9%	ADD 34%
8	NDAQNASDAQ INC	30,092	$6M	1.9%	TRIM −4%
9	CATALENT INC	42,024	$6M	1.9%	HOLD
10	MSIMOTOROLA SOLUTIONS INC	23,767	$6M	1.8%	HOLD
11	VRTVERTIV HOLDINGS CO	221,699	$5M	1.8%	TRIM −3%
12	AJGGALLAGHER ARTHUR J & CO	35,851	$5M	1.8%	ADD 4%
13	GFLGFL ENVIRONMENTAL INC	141,320	$5M	1.7%	HOLD
14	TRUTRANSUNION	46,416	$5M	1.7%	TRIM −3%
15	XYLXYLEM INC	41,221	$5M	1.7%	HOLD
16	TFXTELEFLEX INCORPORATED	13,472	$5M	1.7%	HOLD
17	KEYSKEYSIGHT TECHNOLOGIES INC	29,927	$5M	1.6%	TRIM −2%
18	CDWCDW CORP	26,461	$5M	1.6%	TRIM −3%
19	ZBRAZEBRA TECHNOLOGIES CORPORATI	9,046	$5M	1.6%	HOLD
20	WCCWESCO INTL INC	39,917	$5M	1.5%	TRIM −3%
21	CZRCAESARS ENTERTAINMENT INC NE	40,088	$5M	1.5%	ADD 25%
22	DISCOVER FINL SVCS	36,418	$4M	1.5%	ADD 6%
23	MRVLMARVELL TECHNOLOGY INC	71,517	$4M	1.4%	TRIM −3%
24	BROBROWN & BROWN INC	77,259	$4M	1.4%	TRIM −3%
25	ITGARTNER INC	14,008	$4M	1.4%	TRIM −3%
26	ZBHZIMMER BIOMET HOLDINGS INC	28,890	$4M	1.4%	TRIM −25%
27	MATMATTEL INC	224,376	$4M	1.4%	TRIM −3%
28	LKQLKQ CORP	76,572	$4M	1.3%	HOLD
29	BLACK KNIGHT INC	52,196	$4M	1.3%	ADD 17%
30	VRSKVERISK ANALYTICS INC	18,725	$4M	1.2%	HOLD
31	GTGOODYEAR TIRE & RUBR CO	209,249	$4M	1.2%	ADD 11%
32	CLVTCLARIVATE PLC	165,122	$4M	1.2%	ADD 7%
33	CWKCUSHMAN WAKEFIELD PLC	192,589	$4M	1.2%	ADD 30%
34	HYGISHARES TR	40,600	$4M	1.2%	HOLD
35	BIOBIO RAD LABS INC	4,741	$4M	1.2%	TRIM −2%
36	SJNKSPDR SERIES TRUST	127,845	$4M	1.2%	HOLD
37	ELANELANCO ANIMAL HEALTH INC	109,510	$3M	1.2%	HOLD
38	QRVOQORVO INC	20,767	$3M	1.2%	ADD 4%
39	CCKCROWN HLDGS INC	34,440	$3M	1.2%	ADD 9%
40	PFGCPERFORMANCE FOOD GROUP CO	74,380	$3M	1.1%	ADD 13%
41	ENTGENTEGRIS INC	27,218	$3M	1.1%	ADD 5%
42	SRLNSSGA ACTIVE ETF TR	74,322	$3M	1.1%	HOLD
43	HCAHCA HEALTHCARE INC	14,074	$3M	1.1%	TRIM −4%
44	USHYISHARES TR	81,850	$3M	1.1%	HOLD
45	APTVAPTIV PLC	22,460	$3M	1.1%	HOLD
46	EVOQUA WATER TECHNOLOGIES CO	88,857	$3M	1.1%	ADD 4%
47	BRBROADRIDGE FINL SOLUTIONS IN	19,825	$3M	1.1%	TRIM −3%
48	DIVERSEY HLDGS LTD	205,391	$3M	1.1%	TRIM −4%
49	AWKAMERICAN WTR WKS CO INC NEW	19,168	$3M	1.1%	ADD 3%
50	PANWPALO ALTO NETWORKS INC	6,680	$3M	1.1%	HOLD
51	TDYTELEDYNE TECHNOLOGIES INC	7,404	$3M	1.1%	HOLD
52	AZEK CO INC CL A	85,175	$3M	1.0%	ADD 11%
53	SCISERVICE CORP INTL	50,922	$3M	1.0%	ADD 5%
54	CHAMPIONX CORPORATION COM	136,756	$3M	1.0%	ADD 2%
55	PLNTPLANET FITNESS INC	38,803	$3M	1.0%	ADD 17%
56	HOWARD HUGHES CORPORATION	34,701	$3M	1.0%	HOLD
57	SYFSYNCHRONY FINANCIAL	60,823	$3M	1.0%	TRIM −16%
58	BERRY GLOBAL GROUP I	46,308	$3M	0.9%	HOLD
59	AHCOADAPTHEALTH CORP	115,774	$3M	0.9%	TRIM −18%
60	GPNGLOBAL PMTS INC	16,699	$3M	0.9%	TRIM −3%
61	FOURSHIFT4 PMTS INC	33,928	$3M	0.9%	ADD 20%
62	RSGREPUBLIC SVCS INC	21,678	$3M	0.9%	TRIM −3%
63	BFAMBRIGHT HORIZONS FAM SOL IN D	18,470	$3M	0.9%	ADD 20%
64	LESLIES INC	119,541	$2M	0.8%	HOLD
65	BLDRBUILDERS FIRSTSOURCE INC	46,562	$2M	0.8%	TRIM −35%
66	RXTRACKSPACE TECHNOLOGY INC	169,045	$2M	0.8%	TRIM −19%
67	TAPMOLSON COORS BEVERAGE CO	51,692	$2M	0.8%	HOLD
68	BBWIBATH & BODY WORKS INC	36,825	$2M	0.8%	NEW
69	ONON SEMICONDUCTOR CORP	50,579	$2M	0.8%	ADD 7%
70	REZIRESIDEO TECHNOLOGIES INC	93,084	$2M	0.8%	TRIM −10%
71	SWKSTANLEY BLACK & DECKER INC	12,235	$2M	0.7%	TRIM −10%
72	VISNCOMMSCOPE HLDG CO INC	153,092	$2M	0.7%	TRIM −17%
73	LYVLIVE NATION ENTERTAINMENT IN	22,217	$2M	0.7%	TRIM −28%
74	AMEAMETEK INC	16,008	$2M	0.7%	HOLD
75	USFDUS FOODS HLDG CORP	57,118	$2M	0.7%	TRIM −3%
76	VICIVICI PPTYS INC	67,602	$2M	0.6%	ADD 6%
77	LDOSLEIDOS HOLDINGS INC	18,825	$2M	0.6%	TRIM −24%
78	CARRCARRIER GLOBAL CORPORATION	31,855	$2M	0.5%	TRIM −45%
79	RSPINVESCO EXCHANGE TRADED FD T	7,256	$1M	0.4%	HOLD
80	IVVISHARES TR	2,473	$1M	0.4%	HOLD
81	BAHBOOZ ALLEN HAMILTON HLDG COR	11,910	$945,000	0.3%	NEW
82	SYNEOS HEALTH INC	7,492	$655,000	0.2%	NEW
83	ESIELEMENT SOLUTIONS INC	23,791	$516,000	0.2%	NEW
84	SMGSCOTTS MIRACLE-GRO CO	3,009	$440,000	0.1%	NEW
85	ACHCACADIA HEALTHCARE COMPANY IN	6,881	$439,000	0.1%	NEW
86	HOLXHOLOGIC INC	5,907	$436,000	0.1%	NEW
87	QQQINVESCO QQQ TR	859	$307,000	0.1%	HOLD

☆Three Peaks Capital Management, LLC