High Falls Advisors, Inc

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CIK 1569139

13F portfolio (2025-Q4)

$494M

Positions

144

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

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As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2025-Q4)

Holdings

144

Top 5

37.5%

Top 10

59.4%

Effective N

22.4

HHI

0.045

This quarter

7 new · 0 exit →

By sector

Unclassified91.4%

Information Technology5.5%

Financials0.9%

Industrials0.8%

Consumer Discretionary0.5%

Health Care0.3%

Communication Services0.2%

Energy0.2%

Other0.3%

By market cap

Unknown91.7%

Mega (>$200B)7.8%

Large ($10–200B)0.5%

Micro (<$300M)0.1%

By region

Other91.4%

North America8.4%

Asia-Pacific0.2%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	91.40%	112
Technology Hardware & Equipment	3.01%	1
Semiconductors & Semiconductor Equipment	1.42%	5
Software	0.94%	4
Machinery	0.62%	1
Commercial Services & Supplies	0.47%	1
Specialty Retail	0.39%	2
Banks	0.38%	1
Software & IT Services	0.23%	3
Pharmaceuticals & Biotechnology	0.23%	3
Oil, Gas & Consumable Fuels	0.20%	1
Professional Services	0.11%	1
Electrical Equipment & Components	0.11%	2
Automobiles & Components	0.10%	1
Metals & Mining	0.10%	1
Utilities	0.10%	2
Aerospace & Defense	0.07%	1
Health Care Equipment & Supplies	0.05%	1
Beverages	0.05%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	IUSB	ISHARES TR	Unclassified	8.95%
2	IVV	ISHARES TR	Unclassified	8.41%
3	IVE	ISHARES TR	Unclassified	7.16%
4	DYNF	BLACKROCK ETF TRUST	Unclassified	6.99%
5	IVW	ISHARES TR	Unclassified	5.98%
6	IEMG	ISHARES INC	Unclassified	5.53%
7	OEF	ISHARES TR	Unclassified	5.17%
8	EFV	ISHARES TR	Unclassified	4.65%
9	TLH	ISHARES TR	Unclassified	3.55%
10	AAPL	Apple Inc.	Information Technology	3.01%

33/144 names classified · sector 8.6% of weight · industry 8.6% · mkt cap 8.3%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 41 quarters

Information TechnologyAAPL, MSFT, IBM, NVDA, GE · other

IndustrialsPAYX, CAT, BA, CMI, LEN · other

FinancialsJPM, V, BRK.B, WFC, PNC · other

Health CareJNJ, AMGN, PFE, GILD, LAKE · other

Consumer DiscretionaryMCD, AMZN, SBUX, TSLA, UAA · other

EnergyXOM, CVX

Communication ServicesT, VZ, META, DIS, GOOG · other

MaterialsPG, EMN, GLW, VMC, NKE · other

Consumer StaplesKO, PEP, STZ, CVS, GIS · other

UtilitiesSO, PEG, DUK, D, WEC · other

Real Estate

UnclassifiedIVV, IUSB, ESGU, SHY, FLOT · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 8.6% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2025-Q4), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Only 8% of book weight classified — the grid is NOT representative of the whole book.

holdings, colored by sector (30 classified)High Falls Advisors, Inc centroid (Large Growth)

Information TechnologyFinancialsIndustrialsConsumer DiscretionaryHealth CareCommunication ServicesEnergyMaterialsUtilitiesConsumer Staples

Style box summary for High Falls Advisors, Inc: centroid Large Growth. Heaviest cells: Large Growth 6.4%, Large Core 1.3%, Large Value 0.3%.

Classified: 8.2% of book weight (30/144 names) · unclassified 91.8%: IUSB, IVV, IVE, DYNF, IVW, IEMG, OEF, EFV, TLH, QUAL +104 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 144 positions (2025-Q4) · largest first · Δ vs 2025-Q3

#	Security	Shares	Value	Weight	Δ QoQ
1	IUSBISHARES TR	949,545	$44M	9.0%	TRIM −3%
2	IVVISHARES TR	60,629	$42M	8.4%	HOLD
3	IVEISHARES TR	166,772	$35M	7.2%	ADD 42%
4	DYNFBLACKROCK ETF TRUST	567,822	$35M	7.0%	ADD 3%
5	IVWISHARES TR	239,321	$29M	6.0%	HOLD
6	IEMGISHARES INC	406,202	$27M	5.5%	ADD 25%
7	OEFISHARES TR	74,369	$26M	5.2%	ADD 6%
8	EFVISHARES TR	321,564	$23M	4.7%	TRIM −14%
9	TLHISHARES TR	172,268	$18M	3.5%	HOLD
10	AAPLAPPLE INC	54,654	$15M	3.0%	TRIM −7%
11	QUALISHARES TR	73,422	$15M	3.0%	TRIM −45%
12	MBBISHARES TR	148,287	$14M	2.9%	ADD 4%
13	THROBLACKROCK ETF TRUST	336,400	$13M	2.6%	ADD 2%
14	BAIBLACKROCK ETF TRUST	386,610	$13M	2.6%	ADD 14%
15	MTUMISHARES TR	49,463	$12M	2.5%	ADD 61%
16	BINCBLACKROCK ETF TRUST II	196,352	$10M	2.1%	ADD 5%
17	IAUISHARES GOLD TR	122,904	$10M	2.0%	HOLD
18	IAGGISHARES TR	188,334	$9M	1.9%	ADD 5%
19	MUBISHARES TR	66,390	$7M	1.4%	ADD 8%
20	VTEBVANGUARD MUN BD FDS	124,241	$6M	1.3%	TRIM −6%
21	ITAIShares U.S. Aerospace & Defense ETF	24,514	$5M	1.1%	ADD 17%
22	QQQINVESCO QQQ TR	6,605	$4M	0.8%	TRIM −30%
23	EMBISHARES TR	39,852	$4M	0.8%	ADD 4%
24	NVDANVIDIA CORPORATION	18,193	$3M	0.7%	TRIM −2%
25	MSFTMICROSOFT CORP	6,955	$3M	0.7%	TRIM −5%
26	CATCATERPILLAR INC	5,344	$3M	0.6%	HOLD
27	SPYSTATE STR SPDR S&P 500 ETF T	4,377	$3M	0.6%	TRIM −19%
28	ESGUISHARES TR	17,673	$3M	0.5%	HOLD
29	VVISA INC	6,648	$2M	0.5%	TRIM −3%
30	IYWISHARES TR	9,487	$2M	0.4%	TRIM −30%
31	JPMJPMORGAN CHASE & CO	5,827	$2M	0.4%	TRIM −13%
32	GOVTISHARES TR	78,546	$2M	0.4%	ADD 8%
33	EFGISHARES TR	13,483	$2M	0.3%	TRIM −54%
34	SDYSPDR SER TR	10,499	$1M	0.3%	TRIM −22%
35	IWFISHARES TR	2,828	$1M	0.3%	HOLD
36	HIMUBLACKROCK ETF TRUST II	25,728	$1M	0.3%	TRIM −13%
37	TSMTAIWAN SEMICONDUCTOR MFG LTD	4,030	$1M	0.2%	HOLD
38	SYSBISHARES TR	13,567	$1M	0.2%	NEW
39	MDYSPDR S&P MIDCAP 400 ETF TR	1,902	$1M	0.2%	TRIM −5%
40	IVLUISHARES TR	28,977	$1M	0.2%	HOLD
41	XOMEXXON MOBIL CORP	8,253	$993,113	0.2%	ADD 9%
42	AOAISHARES TR	11,013	$986,363	0.2%	TRIM −4%
43	AMZNAMAZON COM INC	4,213	$972,335	0.2%	TRIM −3%
44	WMTWALMART INC	8,619	$960,260	0.2%	HOLD
45	IEVISHARES TR	13,426	$921,039	0.2%	ADD 3%
46	AVGOBROADCOM INC	2,651	$917,642	0.2%	TRIM −6%
47	MUMICRON TECHNOLOGY INC	3,146	$897,983	0.2%	HOLD
48	DVYISHARES TR	6,128	$864,950	0.2%	TRIM −35%
49	USMVISHARES TR	9,112	$858,028	0.2%	TRIM −7%
50	TLTISHARES TR	9,399	$819,203	0.2%	ADD 227%
51	AORISHARES TR	12,495	$812,321	0.2%	TRIM −12%
52	EMXCISHARES INC	10,482	$761,849	0.2%	TRIM −8%
53	BRK.ABERKSHIRE HATHAWAY INC DEL	1	$754,800	0.2%	HOLD
54	ORCLORACLE CORP	3,540	$689,981	0.1%	ADD 2%
55	LLYELI LILLY & CO	565	$606,884	0.1%	TRIM −8%
56	VGTVANGUARD WORLD FD	800	$603,024	0.1%	TRIM −6%
57	GLDMWORLD GOLD TR	6,968	$594,854	0.1%	ADD 6%
58	ARMARM HOLDINGS PLC	5,400	$590,274	0.1%	HOLD
59	ICVTISHARES TR CONV BD ETF	5,751	$566,460	0.1%	ADD 34%
60	PAYXPAYCHEX INC	4,951	$555,429	0.1%	TRIM −13%
61	CGGRCAPITAL GROUP GROWTH ETF	12,440	$553,226	0.1%	ADD 14%
62	FSECFIDELITY MERRIMACK STR TR	12,305	$543,014	0.1%	ADD 5%
63	IGEBISHARES TR	11,242	$513,317	0.1%	ADD 7%
64	TSLATESLA INC	1,135	$510,432	0.1%	HOLD
65	LQDISHARES TR	4,624	$509,473	0.1%	TRIM −19%
66	GLWCORNING INC	5,785	$506,577	0.1%	HOLD
67	QLTAISHARES TR	10,282	$494,449	0.1%	TRIM −40%
68	IWDISHARES TR	2,321	$488,194	0.1%	ADD 4%
69	CGUSCAPITAL GROUP CORE EQUITY ET	11,926	$479,783	0.1%	TRIM −20%
70	GLDSPDR GOLD TR	1,206	$477,968	0.1%	HOLD
71	ACWXISHARES TR	7,101	$476,707	0.1%	HOLD
72	IGMISHARES TR	3,677	$474,922	0.1%	HOLD
73	IJHISHARES TR	6,965	$459,699	0.1%	TRIM −14%
74	ITOTISHARES TR	3,091	$459,601	0.1%	ADD 7%
75	DGROISHARES CORE DIVIDEND GROWTH ETF	6,599	$458,092	0.1%	HOLD
76	FDEVFIDELITY COVINGTON TRUST	13,185	$456,338	0.1%	TRIM −13%
77	IUSGISHARES TR	2,681	$450,247	0.1%	TRIM −43%
78	GOOGALPHABET INC	1,365	$428,341	0.1%	HOLD
79	SPYMSPDR SERIES TRUST	5,179	$415,421	0.1%	ADD 2%
80	GOOGLALPHABET INC	1,321	$413,373	0.1%	HOLD
81	DMAXISHARES TR	14,863	$396,383	0.1%	ADD 5%
82	IXNISHARES TR	3,746	$393,315	0.1%	TRIM −18%
83	IEFISHARES TR	4,062	$390,608	0.1%	TRIM −5%
84	INTUINTUIT	571	$378,110	0.1%	HOLD
85	FIVAFIDELITY COVINGTON TRUST	10,958	$375,104	0.1%	ADD 29%
86	FDRRFIDELITY COVINGTON TRUST	6,077	$370,802	0.1%	ADD 38%
87	CLOABLACKROCK ETF TRUST II	7,113	$368,050	0.1%	ADD 36%
88	CGDVCAPITAL GROUP DIVIDEND VALUE	8,232	$359,257	0.1%	HOLD
89	FDMOFIDELITY COVINGTON TRUST	4,242	$356,181	0.1%	TRIM −13%
90	CGBLCAPITAL GROUP CORE BALANCED	10,064	$355,561	0.1%	ADD 4%
91	IWOISHARES TR	1,071	$346,065	0.1%	TRIM −36%
92	IWBISHARES TR	923	$344,701	0.1%	ADD 3%
93	LMTLOCKHEED MARTIN CORP	702	$339,596	0.1%	TRIM −21%
94	IWPISHARES TR	2,480	$339,589	0.1%	TRIM −14%
95	FBNDFIDELITY TOTAL BOND ETF	7,344	$338,120	0.1%	ADD 5%
96	VVVANGUARD INDEX FDS	1,073	$337,780	0.1%	HOLD
97	RSPINVESCO EXCHANGE TRADED FD T	1,757	$336,666	0.1%	TRIM −2%
98	IJRISHARES TR	2,787	$334,888	0.1%	TRIM −13%
99	IBHFISHARES TR	14,462	$333,781	0.1%	ADD 14%
100	FCORFIDELITY MERRIMACK STR TR	6,960	$332,919	0.1%	ADD 5%
101	GEGE AEROSPACE	1,069	$329,147	0.1%	ADD 3%
102	CGGOCAPITAL GROUP GBL GROWTH EQT	9,251	$320,538	0.1%	ADD 7%
103	LCTUBLACKROCK ETF TRUST	4,281	$317,215	0.1%	HOLD
104	SPLVINVESCO EXCH TRADED FD TR II	4,437	$316,861	0.1%	HOLD
105	IJKISHARES TR	3,200	$310,016	0.1%	HOLD
106	SPMOInvesco ETF Trust II - S&P500 Momentum ETF	2,470	$294,720	0.1%	NEW
107	METAMETA PLATFORMS INC	446	$294,471	0.1%	TRIM −14%
108	IEFAISHARES TR	3,280	$293,450	0.1%	TRIM −42%
109	SUBISHARES TR	2,653	$283,093	0.1%	TRIM −12%
110	HYGWISHARES TR	9,450	$282,186	0.1%	TRIM −14%
111	ABBVABBVIE INC	1,226	$280,141	0.1%	TRIM −26%
112	IMCGISHARES TR	3,503	$279,653	0.1%	HOLD
113	FQALFIDELITY COVINGTON TRUST	3,689	$278,852	0.1%	ADD 2%
114	XLFSELECT SECTOR SPDR TR	5,086	$278,559	0.1%	TRIM −20%
115	PEGPUBLIC SVC ENTERPRISE GROUP	3,464	$278,183	0.1%	HOLD
116	IXUSISHARES TR	3,169	$268,259	0.1%	HOLD
117	SMHVANECK ETF TRUST	744	$268,081	0.1%	HOLD
118	LAKELAKELAND INDS INC	30,235	$267,277	0.1%	TRIM −10%
119	HDVISHARES TR	2,096	$254,917	0.1%	HOLD
120	VUGVANGUARD INDEX FDS	522	$254,534	0.1%	TRIM −35%
121	KOCOCA COLA CO	3,601	$251,746	0.1%	TRIM −27%
122	JBNDJ P MORGAN EXCHANGE TRADED F	4,541	$245,555	0.0%	ADD 5%
123	STEWSRH TOTAL RETURN FUND INC	13,240	$245,477	0.0%	HOLD
124	ESGEISHARES INC	5,519	$243,763	0.0%	ADD 11%
125	JNJJOHNSON & JOHNSON	1,150	$237,940	0.0%	TRIM −31%
126	EQWLINVESCO EXCHANGE TRADED FD T	2,000	$236,320	0.0%	HOLD
127	VOVANGUARD INDEX FDS	801	$232,565	0.0%	HOLD
128	VIGVANGUARD SPECIALIZED FUNDS	1,055	$231,868	0.0%	HOLD
129	IBHGISHARES TR	10,248	$228,731	0.0%	NEW
130	PZAINVESCO EXCH TRADED FD TR II	9,853	$228,491	0.0%	HOLD
131	SPSMSPDR SERIES TRUST	4,779	$223,944	0.0%	HOLD
132	FNDFSCHWAB STRATEGIC TR	4,900	$221,541	0.0%	TRIM −30%
133	XLUSELECT SECTOR SPDR TR	5,172	$220,793	0.0%	ADD 31%
134	JEPQJ P MORGAN EXCHANGE TRADED F	3,784	$219,921	0.0%	NEW
135	VYMVANGUARD WHITEHALL FDS	1,525	$218,846	0.0%	TRIM −4%
136	SUSCISHARES TR	9,259	$216,508	0.0%	ADD 2%
137	BRK.BBERKSHIRE HATHAWAY INC DEL	429	$215,637	0.0%	TRIM −10%
138	PLTRPALANTIR TECHNOLOGIES INC	1,202	$213,620	0.0%	TRIM −80%
139	WECWEC ENERGY GROUP INC	2,022	$213,263	0.0%	HOLD
140	DSIISHARES TR	1,629	$209,834	0.0%	HOLD
141	VLUEISHARES TR	1,518	$207,576	0.0%	NEW
142	EMLCVANECK ETF TRUST	7,879	$203,436	0.0%	NEW
143	GEVGE VERNOVA INC	307	$200,652	0.0%	NEW
144	STIPISHARES TR	1,956	$200,314	0.0%	TRIM −88%

☆High Falls Advisors, Inc