Smith, Graham & Co., Investment Advisors, LP

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CIK 1470414

13F portfolio (2023-Q4)

$868M

Positions

141

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2023-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

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As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2023-Q4)

Holdings

141

Top 5

8.4%

Top 10

15.6%

Effective N

115.1

HHI

0.009

This quarter

4 new · 0 exit →

By sector

Financials17.9%

Consumer Discretionary16.9%

Industrials13.9%

Information Technology13.8%

Unclassified11.4%

Materials6.4%

Health Care5.6%

Real Estate4.5%

Other9.6%

By market cap

Mid ($2–10B)42.5%

Large ($10–200B)26.2%

Small ($300M–2B)16.8%

Unknown12.2%

Micro (<$300M)2.3%

By region

North America88.6%

Other11.4%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	12.16%	16
Banks	9.98%	18
Specialty Retail	9.03%	11
Semiconductors & Semiconductor Equipment	7.87%	10
Insurance	6.17%	9
Construction & Engineering	5.31%	5
Distributors	4.10%	5
Oil, Gas & Consumable Fuels	3.85%	6
Equity Real Estate Investment Trusts (REITs)	3.49%	6
Pharmaceuticals & Biotechnology	2.76%	4
Chemicals	2.31%	3
Utilities	2.26%	5
Machinery	2.18%	2
Software & IT Services	2.03%	3
Technology Hardware & Equipment	1.88%	3
Aerospace & Defense	1.80%	2
Metals & Mining	1.75%	3
Automobiles & Components	1.74%	3
Paper & Forest Products	1.74%	1
Professional Services	1.74%	2
Health Care Providers & Services	1.68%	2
Commercial Services & Supplies	1.43%	2
Food Products	1.20%	2
Communications Equipment	1.18%	2
Health Care Equipment & Supplies	1.14%	1
Real Estate Management & Development	1.06%	2
Household Durables	1.02%	1
Capital Markets	0.98%	2
Textiles, Apparel & Luxury Goods	0.97%	2
Transportation Infrastructure	0.90%	1
Media & Entertainment	0.83%	1
Software	0.81%	1
Agricultural Products	0.78%	1
Construction Materials	0.64%	1
Food & Staples Retailing	0.64%	1
Airlines	0.58%	2

Top holdings

#	Ticker	Name	Sector	Weight
1	KOP	Koppers Holdings Inc.	Materials	1.74%
2		HIBBETT INC	Unclassified	1.74%
3	DY	DYCOM INDUSTRIES INC	Industrials	1.70%
4	GFF	GRIFFON CORP	Industrials	1.66%
5	GPI	GROUP 1 AUTOMOTIVE INC	Consumer Discretionary	1.57%
6	LAD	LITHIA MOTORS INC	Consumer Discretionary	1.56%
7	SIGI	SELECTIVE INSURANCE GROUP INC	Financials	1.42%
8		M D C HLDGS INC	Unclassified	1.41%
9	DECK	DECKERS OUTDOOR CORP	Materials	1.40%
10	SCSC	SCANSOURCE, INC.	Consumer Discretionary	1.39%

126/141 names classified · sector 88.6% of weight · industry 87.8% · mkt cap 87.8%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 43 quarters

FinancialsSIGI, GDOT, ECPG, AMSF, BANC · other

Consumer DiscretionaryLAD, GPI, GCO, PLCE, ACH · other

Information TechnologySYNA, UCTT, CRUS, ENS, DBD · other

IndustrialsDY, TTEK, TDY, MTRX, GFF · other

MaterialsDECK, BDC, WOR, WLK, KOP · other

Health CareSEM, ITGR, LGND, PBH, PAHC · other

Real EstateDRH, PMT, JLL, ACRE, SBRA · other

UtilitiesTXNM, PEG, AVA, NWN, CNP · other

EnergyVLO, CRK, FANG, HP, PR · other

Consumer StaplesBGS, STZ, SFM, SAM, BV · other

Communication ServicesZD, AMCX, ADEA

UnclassifiedATLAS AIR WORLDWIDE HLDGS IN, HIBBETT INC, PHARMERICA CORP, HCC INS HLDGS INC, OMNIVISION TECHNOLOGIES INC · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 88.6% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2023-Q4), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

holdings, colored by sector (110 classified)Smith, Graham & Co., Investment Advisors, LP centroid (Small Core)

FinancialsConsumer DiscretionaryIndustrialsInformation TechnologyMaterialsHealth CareEnergyReal EstateConsumer StaplesUtilitiesCommunication Services

Style box summary for Smith, Graham & Co., Investment Advisors, LP: centroid Small Core. Heaviest cells: Small Core 19.8%, Small Value 19.0%, Small Growth 17.8%.

Classified: 77.6% of book weight (110/128 names) · unclassified 22.4%: , UCTT, DCH, TITN, BAND, SYNA, PFBC, ACRE, GDOT, CCRN +8 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 141 positions (2023-Q4) · largest first · Δ vs 2023-Q3

#	Security	Shares	Value	Weight	Δ QoQ
1	KOPKOPPERS HOLDINGS INC	294,724	$15M	1.7%	HOLD
2	HIBBETT INC	209,371	$15M	1.7%	TRIM −5%
3	DYDYCOM INDS INC	128,368	$15M	1.7%	HOLD
4	GFFGRIFFON CORP	236,146	$14M	1.7%	TRIM −6%
5	GPIGROUP 1 AUTOMOTIVE INC	44,723	$14M	1.6%	TRIM −13%
6	LADLITHIA MTRS INC	41,245	$14M	1.6%	HOLD
7	SIGISELECTIVE INS GROUP INC	123,962	$12M	1.4%	HOLD
8	M D C HLDGS INC	221,097	$12M	1.4%	HOLD
9	DECKDECKERS OUTDOOR CORP	18,157	$12M	1.4%	TRIM −33%
10	SCSCSCANSOURCE INC	304,422	$12M	1.4%	HOLD
11	WBSWEBSTER FINL CORP CONN	221,253	$11M	1.3%	HOLD
12	UCTTULTRA CLEAN HLDGS INC	320,400	$11M	1.3%	HOLD
13	PRIMPRIMORIS SVCS CORP	303,528	$10M	1.2%	HOLD
14	PRPERMIAN RESOURCES CORP	735,873	$10M	1.2%	NEW
15	ITGRINTEGER HLDGS CORP	99,565	$10M	1.1%	HOLD
16	TTEKTETRA TECH INC NEW	58,854	$10M	1.1%	HOLD
17	GBXGREENBRIER COS INC	219,346	$10M	1.1%	HOLD
18	ECPGENCORE CAP GROUP INC	190,387	$10M	1.1%	HOLD
19	TTMITTM TECHNOLOGIES INC	610,841	$10M	1.1%	HOLD
20	SEMSELECT MED HLDGS CORP	409,945	$10M	1.1%	HOLD
21	ACHOWENS & MINOR INC NEW	491,489	$9M	1.1%	HOLD
22	LZBLA Z BOY INC	240,845	$9M	1.0%	HOLD
23	PWRQUANTA SVCS INC	41,013	$9M	1.0%	TRIM −12%
24	CRUSCIRRUS LOGIC INC	101,910	$8M	1.0%	HOLD
25	AEISADVANCED ENERGY INDS	77,567	$8M	1.0%	HOLD
26	BLDRBUILDERS FIRSTSOURCE INC	50,559	$8M	1.0%	TRIM −13%
27	DCHAMERICAN AXLE & MFG HLDGS IN	950,299	$8M	1.0%	HOLD
28	TITNTITAN MACHY INC	286,708	$8M	1.0%	ADD 20%
29	NWNNORTHWEST NAT HLDG CO	212,044	$8M	1.0%	ADD 19%
30	VITAL ENERGY INC	180,641	$8M	0.9%	ADD 62%
31	PBHPRESTIGE CONSMR HEALTHCARE I	130,887	$8M	0.9%	HOLD
32	ANYWHERE REAL ESTATE INC	971,943	$8M	0.9%	HOLD
33	GATXGATX CORP	64,774	$8M	0.9%	HOLD
34	DRHDIAMONDROCK HOSPITALITY CO	829,270	$8M	0.9%	HOLD
35	BDCBELDEN INC	100,594	$8M	0.9%	HOLD
36	ENSENERSYS	74,505	$8M	0.9%	HOLD
37	CARGCARGURUS INC	311,160	$8M	0.9%	ADD 9%
38	PATTERSON COMPANIES INC	260,405	$7M	0.9%	HOLD
39	JBLJabil Circuit, Inc.	57,925	$7M	0.9%	TRIM −20%
40	TRIUMPH GROUP INC NEW	439,448	$7M	0.8%	HOLD
41	AMCXAMC NETWORKS INC	383,384	$7M	0.8%	ADD 14%
42	WAFDWAFD INC	216,877	$7M	0.8%	HOLD
43	HOPEHOPE BANCORP INC	583,283	$7M	0.8%	HOLD
44	BANDBANDWIDTH INC	485,035	$7M	0.8%	HOLD
45	NMIHNMI HLDGS INC	232,044	$7M	0.8%	HOLD
46	UNITED STATES STL CORP NEW	140,304	$7M	0.8%	TRIM −9%
47	BVBRIGHTVIEW HLDGS INC	804,280	$7M	0.8%	ADD 10%
48	CRKCOMSTOCK RES INC	756,938	$7M	0.8%	HOLD
49	BGSB & G FOODS INC NEW	630,628	$7M	0.8%	ADD 4%
50	WEXWEX INC	33,979	$7M	0.8%	HOLD
51	MMACYS INC	328,278	$7M	0.8%	TRIM −9%
52	ELVELEVANCE HEALTH INC FORMERLY	14,000	$7M	0.8%	TRIM −9%
53	SYNASYNAPTICS INC	57,606	$7M	0.8%	HOLD
54	PFBCPREFERRED BK LOS ANGELES CA	89,276	$7M	0.8%	NEW
55	BANCBANC OF CALIFORNIA INC	481,795	$6M	0.7%	ADD 12%
56	SPARTANNASH CO	281,589	$6M	0.7%	ADD 20%
57	MTZMASTEC INC	85,158	$6M	0.7%	ADD 21%
58	ACREARES COML REAL ESTATE CORP	606,768	$6M	0.7%	HOLD
59	TMHCTAYLOR MORRISON HOME CORP	112,128	$6M	0.7%	TRIM −9%
60	TXTTEXTRON INC	74,115	$6M	0.7%	TRIM −9%
61	LGNDLIGAND PHARMACEUTICALS INC	83,121	$6M	0.7%	ADD 34%
62	GDOTGREEN DOT CORP	597,403	$6M	0.7%	ADD 54%
63	CITHE CIGNA GROUP	19,529	$6M	0.7%	TRIM −9%
64	CCRNCROSS CTRY HEALTHCARE INC	254,495	$6M	0.7%	HOLD
65	ANAUTONATION INC	38,062	$6M	0.7%	TRIM −9%
66	RSRELIANCE INC	20,346	$6M	0.7%	TRIM −9%
67	OIO-I GLASS INC	341,029	$6M	0.6%	ADD 5%
68	SFMSPROUTS FMRS MKT INC	115,631	$6M	0.6%	TRIM −36%
69	WSMWILLIAMS SONOMA INC	27,564	$6M	0.6%	TRIM −9%
70	ZMZOOM COMMUNICATIONS INC	76,204	$5M	0.6%	ADD 29%
71	FANGDIAMONDBACK ENERGY INC	34,334	$5M	0.6%	TRIM −9%
72	DKSDICKS SPORTING GOODS INC	36,033	$5M	0.6%	TRIM −9%
73	VERITEX HLDGS INC	227,243	$5M	0.6%	HOLD
74	ACMAECOM	56,985	$5M	0.6%	TRIM −9%
75	PAHCPHIBRO ANIMAL HEALTH CORP	447,909	$5M	0.6%	HOLD
76	STLDSTEEL DYNAMICS INC	43,857	$5M	0.6%	TRIM −9%
77	CLFDCLEARFIELD INC	177,037	$5M	0.6%	NEW
78	LITELUMENTUM HLDGS INC	97,552	$5M	0.6%	TRIM −9%
79	PMTPENNYMAC MTG INVT TR	333,273	$5M	0.6%	HOLD
80	MDPEDIATRIX MEDICAL GROUP INC	534,621	$5M	0.6%	ADD 51%
81	PRAPROASSURANCE CORP	356,919	$5M	0.6%	ADD 7%
82	ELANELANCO ANIMAL HEALTH INC	322,497	$5M	0.6%	ADD 16%
83	AIR LEASE CORP	114,532	$5M	0.6%	ADD 9%
84	CBRECBRE GROUP INC	51,477	$5M	0.6%	TRIM −9%
85	RJFRAYMOND JAMES FINL INC	42,285	$5M	0.5%	TRIM −9%
86	TPRTAPESTRY INC	127,327	$5M	0.5%	TRIM −9%
87	SAICSCIENCE APPLICATIONS INTL CO	37,506	$5M	0.5%	TRIM −9%
88	AMSFAMERISAFE INC	98,931	$5M	0.5%	HOLD
89	HUMHUMANA INC	9,997	$5M	0.5%	TRIM −9%
90	PLXSPLEXUS CORP	42,138	$5M	0.5%	TRIM −9%
91	ARWArrow Electronics	37,248	$5M	0.5%	TRIM −9%
92	SLGNSILGAN HLDGS INC	100,014	$5M	0.5%	HOLD
93	WDCWESTERN DIGITAL CORP	85,976	$5M	0.5%	TRIM −17%
94	WLKWESTLAKE CORPORATION	32,090	$4M	0.5%	TRIM −9%
95	VSHVISHAY INTERTECHNOLOGY INC	185,182	$4M	0.5%	TRIM −9%
96	RDNRADIAN GROUP INC	153,364	$4M	0.5%	TRIM −9%
97	PLCECHILDRENS PL INC NEW	188,282	$4M	0.5%	HOLD
98	JLLJONES LANG LASALLE INC	23,147	$4M	0.5%	TRIM −9%
99	SWKSSKYWORKS SOLUTIONS INC	38,458	$4M	0.5%	TRIM −9%
100	HPEHEWLETT PACKARD ENTERPRISE C	254,056	$4M	0.5%	TRIM −9%
101	COLBCOLUMBIA BKG SYS INC	160,347	$4M	0.5%	HOLD
102	GCOGENESCO INC	119,525	$4M	0.5%	HOLD
103	CDPCOPT DEFENSE PROPERTIES	155,715	$4M	0.5%	TRIM −9%
104	CNPCENTERPOINT ENERGY INC	138,187	$4M	0.5%	TRIM −9%
105	DINOHF SINCLAIR CORP	70,721	$4M	0.5%	TRIM −9%
106	UBSIUNITED BANKSHARES INC WEST V	103,907	$4M	0.4%	HOLD
107	SFSTIFEL FINL CORP	55,342	$4M	0.4%	TRIM −9%
108	INGRINGREDION INC	35,101	$4M	0.4%	ADD 14%
109	REZIRESIDEO TECHNOLOGIES INC	201,431	$4M	0.4%	TRIM −9%
110	VLOVALERO ENERGY CORP	29,037	$4M	0.4%	TRIM −9%
111	RLRALPH LAUREN CORP	25,877	$4M	0.4%	TRIM −9%
112	SLGSL GREEN RLTY CORP	82,314	$4M	0.4%	TRIM −9%
113	JUNIPER NETWORKS INC COM	125,847	$4M	0.4%	TRIM −9%
114	MDRXVERADIGM INC	352,062	$4M	0.4%	TRIM −33%
115	FULTFULTON FINL CORP PA	224,056	$4M	0.4%	TRIM −9%
116	PTENPATTERSON-UTI ENERGY INC	340,959	$4M	0.4%	TRIM −9%
117	DISCOVER FINL SVCS	32,431	$4M	0.4%	TRIM −9%
118	GNTXGENTEX CORP	111,395	$4M	0.4%	TRIM −9%
119	FOOT LOCKER INC	116,643	$4M	0.4%	TRIM −9%
120	RFREGIONS FINANCIAL CORP NEW	183,853	$4M	0.4%	TRIM −9%
121	KLICKULICKE & SOFFA INDS INC	65,097	$4M	0.4%	TRIM −9%
122	HSTHOST HOTELS & RESORTS INC	181,260	$4M	0.4%	TRIM −9%
123	COFCAPITAL ONE FINL CORP	26,633	$3M	0.4%	TRIM −9%
124	CECELANESE CORP DEL	21,865	$3M	0.4%	TRIM −9%
125	FITBFIFTH THIRD BANCORP	98,061	$3M	0.4%	TRIM −9%
126	EWBCEAST WEST BANCORP INC	46,820	$3M	0.4%	TRIM −9%
127	FAFFIRST AMERN FINL CORP	52,039	$3M	0.4%	TRIM −9%
128	OGEOGE ENERGY CORP	92,374	$3M	0.4%	NEW
129	CATYCATHAY GEN BANCORP	71,253	$3M	0.4%	TRIM −9%
130	LEALEAR CORP	22,153	$3M	0.4%	TRIM −9%
131	LUVSOUTHWEST AIRLS CO	104,582	$3M	0.3%	TRIM −9%
132	LABORATORY CORP AMER HLDGS	12,793	$3M	0.3%	TRIM −9%
133	DBIDESIGNER BRANDS INC	309,368	$3M	0.3%	TRIM −9%
134	MTBM & T BK CORP	19,723	$3M	0.3%	TRIM −9%
135	PEGPUBLIC SVC ENTERPRISE GROUP	43,297	$3M	0.3%	TRIM −9%
136	TCBITEXAS CAP BANCSHARES INC	40,540	$3M	0.3%	TRIM −9%
137	HBANHUNTINGTON BANCSHARES INC	194,901	$2M	0.3%	TRIM −9%
138	KEYKEYCORP	171,327	$2M	0.3%	TRIM −9%
139	GLWCORNING INC	72,607	$2M	0.3%	TRIM −9%
140	JBLUJETBLUE AWYS CORP	358,823	$2M	0.2%	TRIM −9%
141	AEEAMEREN CORP	21,790	$2M	0.2%	TRIM −9%

☆Smith, Graham & Co., Investment Advisors, LP