SHEPHERD KAPLAN KROCHUK, LLC

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CIK 1218583

13F portfolio (2026-Q1)

$119M

Positions

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

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As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2026-Q1)

Holdings

Top 5

32.9%

Top 10

49.7%

Effective N

27.4

HHI

0.036

This quarter

0 new · 0 exit →

By sector

Unclassified75.6%

Information Technology7.2%

Utilities6.7%

Financials3.0%

Consumer Staples2.0%

Materials1.9%

Health Care1.9%

Communication Services0.8%

Consumer Discretionary0.8%

By market cap

Unknown76.4%

Large ($10–200B)11.4%

Mega (>$200B)10.0%

Mid ($2–10B)2.0%

Small ($300M–2B)0.2%

By region

Other75.6%

North America24.4%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	77.84%	42
Technology Hardware & Equipment	7.19%	3
Utilities	6.73%	4
Food Products	2.04%	1
Pharmaceuticals & Biotechnology	1.85%	3
Metals & Mining	0.99%	1
Chemicals	0.93%	1
Automobiles & Components	0.81%	1
Capital Markets	0.46%	1
Diversified Telecommunication Services	0.44%	1
Software & IT Services	0.39%	2
Insurance	0.32%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	VTI	VANGUARD INDEX FDS	Unclassified	9.19%
2	ANGL	VANECK ETF TRUST	Unclassified	6.85%
3	AAPL	Apple Inc.	Information Technology	6.49%
4	USMV	ISHARES TR	Unclassified	6.04%
5	SCHV	SCHWAB STRATEGIC TR	Unclassified	4.35%
6	JQUA	J P MORGAN EXCHANGE TRADED F	Unclassified	3.80%
7	ET	Energy Transfer LP	Utilities	3.49%
8	MTUM	ISHARES TR	Unclassified	3.30%
9	ACWI	ISHARES TR	Unclassified	3.15%
10	ZROZ	PIMCO ETF TR	Unclassified	3.02%

20/61 names classified · sector 24.4% of weight · industry 22.2% · mkt cap 23.6%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 52 quarters

EnergyEQT, GPOR, CRC, RRC, DVN · other

FinancialsBRK.B, AXP, UNH, C, BX · other

Information TechnologyAAPL, MSFT, TMO, UCTT, CRWD · other

Health CareDVA, AMGN, ABT, MRK, GSK · other

IndustrialsSPGI, DAL, CAR, GD, STNG · other

Consumer StaplesCPB, PEP, KO, MDLZ, CVS · other

Consumer DiscretionaryCPRT, WMT, MHK, CAH, MGA · other

MaterialsMEOH, NEM, PG, OEC, DOW · other

UtilitiesET, KMI, EPD, DUK, PPL · other

Communication ServicesGOOG, NFLX, META, GAIA, LILAK · other

Real EstateFPI, VICI, ACRE, STLY, AGNT · other

UnclassifiedWILLIAMS CLAYTON ENERGY INC, SPTL, VTI, TLT, BRK.A · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 24.4% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2026-Q1), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Only 17% of book weight classified — the grid is NOT representative of the whole book.

holdings, colored by sector (15 classified)SHEPHERD KAPLAN KROCHUK, LLC centroid (Large Core)

Information TechnologyUtilitiesConsumer StaplesMaterialsHealth CareCommunication ServicesFinancials

Style box summary for SHEPHERD KAPLAN KROCHUK, LLC: centroid Large Core. Heaviest cells: Large Growth 7.9%, Mid Value 3.5%, Large Value 2.3%.

Classified: 17.0% of book weight (15/61 names) · unclassified 83.0%: VTI, ANGL, USMV, SCHV, JQUA, ET, MTUM, ACWI, ZROZ, JMBS +36 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 61 positions (2026-Q1) · largest first · Δ vs 2025-Q4

#	Security	Shares	Value	Weight	Δ QoQ
1	VTIVANGUARD INDEX FDS	34,083	$11M	9.2%	ADD 13%
2	ANGLVANECK ETF TRUST	283,797	$8M	6.9%	TRIM −5%
3	AAPLAPPLE INC	30,416	$8M	6.5%	HOLD
4	USMVISHARES TR	77,426	$7M	6.0%	TRIM −2%
5	SCHVSCHWAB STRATEGIC TR	169,830	$5M	4.4%	TRIM −2%
6	JQUAJ P MORGAN EXCHANGE TRADED F	73,655	$5M	3.8%	TRIM −2%
7	ETENERGY TRANSFER L P	214,961	$4M	3.5%	ADD 5%
8	MTUMISHARES TR	16,380	$4M	3.3%	HOLD
9	ACWIISHARES TR	27,121	$4M	3.2%	HOLD
10	ZROZPIMCO ETF TR	56,141	$4M	3.0%	TRIM −3%
11	JMBSJANUS DETROIT STR TR	79,016	$4M	3.0%	TRIM −6%
12	CORPPIMCO ETF TR	34,268	$3M	2.8%	TRIM −7%
13	IJRISHARES TR	25,264	$3M	2.6%	TRIM −3%
14	VOVANGUARD INDEX FDS	9,426	$3M	2.3%	HOLD
15	BRK.BBERKSHIRE HATHAWAY INC DEL	5,550	$3M	2.2%	HOLD
16	JEPIJPMorgan Equity Premium Income ETF	46,054	$3M	2.2%	TRIM −4%
17	SHVISHARES TR	22,079	$2M	2.0%	TRIM −8%
18	CPBTHE CAMPBELLS COMPANY	108,889	$2M	2.0%	HOLD
19	VNQVANGUARD INDEX FDS	24,691	$2M	1.8%	TRIM −4%
20	KMIKINDER MORGAN INC DEL	64,217	$2M	1.8%	HOLD
21	HDEFDBX ETF TR	65,454	$2M	1.8%	HOLD
22	SGOVISHARES TR	20,682	$2M	1.8%	TRIM −6%
23	FDLFirst Trust Morningstar Div Leaders ETF	38,574	$2M	1.6%	TRIM −4%
24	PGXINVESCO EXCH TRADED FD TR II	145,528	$2M	1.3%	TRIM −7%
25	VIOOVANGUARD ADMIRAL FDS INC	13,294	$2M	1.3%	HOLD
26	SPDNDIREXION SHS ETF TR	134,712	$1M	1.1%	TRIM −2%
27	RSPINVESCO EXCHANGE TRADED FD T	6,581	$1M	1.1%	ADD 31%
28	NEMNEWMONT CORP	10,921	$1M	1.0%	HOLD
29	BIVVANGUARD BD INDEX FDS	14,617	$1M	0.9%	HOLD
30	DOWDOW HLDGS INC	26,702	$1M	0.9%	TRIM −10%
31	SSPYEXCHANGE LISTED FDS TR	11,509	$1M	0.9%	TRIM −7%
32	MGAMAGNA INTL INC	17,175	$958,537	0.8%	HOLD
33	PFEPFIZER INC	32,192	$903,951	0.8%	TRIM −6%
34	IVWISHARES TR	7,939	$897,968	0.8%	HOLD
35	GILDGILEAD SCIENCES INC	6,343	$884,024	0.7%	HOLD
36	DUKDUKE ENERGY CORP NEW	6,527	$854,645	0.7%	HOLD
37	EPDENTERPRISE PRODS PARTNERS L	22,538	$852,838	0.7%	HOLD
38	IVVISHARES TR	1,294	$845,195	0.7%	TRIM −4%
39	VOOVANGUARD INDEX FDS	1,206	$720,645	0.6%	HOLD
40	IBMINTERNATIONAL BUSINESS MACHS	2,519	$610,683	0.5%	HOLD
41	BENFRANKLIN RESOURCES INC	23,209	$548,197	0.5%	HOLD
42	NUVNUVEEN MUN VALUE FD INC	60,045	$539,805	0.5%	HOLD
43	QQQINVESCO QQQ TR	932	$538,064	0.5%	HOLD
44	MDSTULTIMUS MANAGERS TR	18,546	$530,416	0.4%	ADD 82%
45	TBFPROSHARES TR	21,807	$528,384	0.4%	TRIM −6%
46	VZVERIZON COMMUNICATIONS INC	10,335	$518,798	0.4%	TRIM −2%
47	IBITISHARES BITCOIN TRUST ETF	13,349	$512,869	0.4%	HOLD
48	AMLPALPS ETF TR	9,562	$503,360	0.4%	HOLD
49	VTEBVANGUARD MUN BD FDS	9,827	$490,269	0.4%	HOLD
50	ABBVABBVIE INC	1,910	$415,406	0.3%	HOLD
51	JPEMJ P MORGAN EXCHANGE TRADED F	6,663	$413,950	0.3%	TRIM −18%
52	VUGVANGUARD INDEX FDS	909	$396,824	0.3%	TRIM −13%
53	GSIEGoldman Sachs ActiveBeta Int'l Eq ETF	9,070	$391,189	0.3%	TRIM −19%
54	SPYSTATE STR SPDR S&P 500 ETF T	597	$388,560	0.3%	HOLD
55	PRUPRUDENTIAL FINL INC	3,880	$379,037	0.3%	HOLD
56	GLDSPDR GOLD TR	841	$361,874	0.3%	HOLD
57	OSEAHARBOR ETF TRUST	11,778	$340,962	0.3%	HOLD
58	SCHDSCHWAB STRATEGIC TR	10,094	$309,684	0.3%	HOLD
59	GOOGALPHABET INC	930	$266,737	0.2%	TRIM −15%
60	NRGVENERGY VAULT HOLDINGS INC	67,796	$223,727	0.2%	HOLD
61	GOOGLALPHABET INC	706	$203,017	0.2%	HOLD

Position trends· top 15 holdings · shares held over 6 quarters

green added · red trimmed

Security

2024-Q4

2025-Q1

2025-Q2

2025-Q3

2025-Q4

2026-Q1

Latest value

VTIVANGUARD INDEX FDS

12K

14K

20K

24K

30K

34K

$11M

ANGLVANECK ETF TRUST

296K

309K

299K

323K

298K

284K

$8M

AAPLAPPLE INC

31K

30K

$8M

USMVISHARES TR

69K

73K

76K

69K

79K

77K

$7M

SCHVSCHWAB STRATEGIC TR

202K

199K

190K

174K

170K

$5M

JQUAJ P MORGAN EXCHANGE TRADED F

89K

86K

84K

83K

75K

74K

$5M

ETENERGY TRANSFER L P

238K

230K

225K

218K

204K

215K

$4M

MTUMISHARES TR

22K

21K

19K

23K

17K

16K

$4M

ACWIISHARES TR

27K

$4M

ZROZPIMCO ETF TR

—

35K

48K

30K

58K

56K

$4M

JMBSJANUS DETROIT STR TR

72K

95K

79K

84K

79K

$4M

CORPPIMCO ETF TR

34K

33K

37K

34K

$3M

IJRISHARES TR

27K

29K

33K

30K

26K

25K

$3M

VOVANGUARD INDEX FDS

$3M

BRK.BBERKSHIRE HATHAWAY INC DEL

$3M

Shares reported each quarter by the largest current holdings. Green = added vs the prior filing of that name, red = trimmed, grey = roughly held; a dash is a quarter with no 13F on file (a gap is skipped, not read as an exit). 13F is filed up to 45 days after quarter-end. Up to 40 quarters (10 years) available — use the selector above.

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all 3,519 VTI holders →

Firm lineageForm ADV + cited

Where this firm's principals came from and which firms its alumni went on to found.

family tree & personnel →

joins filed 13F data only — no style, strategy or performance similarity is claimed · 13F 2026-Q1

Similar managers — filers whose largest reported GICS sector is the same as this book's (Information Technology), ranked by closeness of reported 13F portfolio value (|log AUM ratio|), self excluded. Two things it is NOT: a style/strategy match, and a performance ranking. Sector weights come from the filed long book only, so a filer whose real business is elsewhere (shorts, private, non-13F assets) can still surface.
Also hold VTI — other Section 13(f) filers reporting a long position in this book's largest tickered holding for 2026-Q1. Lagged quarterly filings (up to 45 days after quarter-end); “% of shares out” is omitted where the reported share count can't carry it. % of shares outstanding is not shown for VTI: this is a fund line, and we hold no cover-page share count for it at any quarter — a fund's shares outstanding move with creations and redemptions rather than with issuance and buybacks, and it is not the SEC cover-page count this percentage is defined against. The figure is withheld rather than computed against a count that does not exist. Holder share counts are shown as filed.
Filers outside the free plan's window are shown locked rather than hidden, so the list is never silently short.

☆SHEPHERD KAPLAN KROCHUK, LLC