CIK 1499266
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2017-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).
Computing…
Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.
| Industry group | Weight | Names |
|---|---|---|
| Unclassified | 53.85% | 35 |
| Technology Hardware & Equipment | 8.05% | 4 |
| Equity Real Estate Investment Trusts (REITs) | 7.22% | 4 |
| Banks | 5.94% | 5 |
| Semiconductors & Semiconductor Equipment | 4.59% | 3 |
| Software | 4.55% | 1 |
| Oil, Gas & Consumable Fuels | 2.91% | 3 |
| Software & IT Services | 2.59% | 2 |
| Media & Entertainment | 1.94% | 1 |
| Aerospace & Defense | 1.67% | 2 |
| Pharmaceuticals & Biotechnology | 1.56% | 4 |
| Automobiles & Components | 1.27% | 1 |
| Airlines | 1.25% | 1 |
| Entertainment | 1.12% | 1 |
| Commercial Services & Supplies | 0.47% | 1 |
| Health Care Equipment & Supplies | 0.40% | 2 |
| Electrical Equipment & Components | 0.29% | 1 |
| Beverages | 0.17% | 1 |
| Health Care Providers & Services | 0.17% | 1 |
| # | Ticker | Name | Sector | Weight |
|---|---|---|---|---|
| 1 | VEU | VANGUARD INTL EQUITY INDEX F | Unclassified | 6.18% |
| 2 | MSFT | MICROSOFT CORP | Information Technology | 4.55% |
| 3 | XLY | SELECT SECTOR SPDR TR | Unclassified | 4.26% |
| 4 | KRE | SPDR SERIES TRUST | Unclassified | 3.91% |
| 5 | IFGL | ISHARES TR | Unclassified | 3.54% |
| 6 | SCZ | ISHARES TR | Unclassified | 3.40% |
| 7 | GLD | SPDR GOLD TR | Unclassified | 3.36% |
| 8 | VNQ | VANGUARD INDEX FDS | Unclassified | 3.24% |
| 9 | TMO | THERMO FISHER SCIENTIFIC INC. | Information Technology | 3.03% |
| 10 | BNY | Bank of New York Mellon Corp | Financials | 2.98% |
39/73 names classified · sector 48.5% of weight · industry 46.2% · mkt cap 46.6%; unclassified names shown, never dropped.
Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 48.5% of the book is sector-classified (unclassified names shown, never dropped).
Only 42% of book weight classified — the grid is NOT representative of the whole book.
Classified: 41.6% of book weight (33/63 names) · unclassified 58.4%: , VEU, XLY, KRE, IFGL, SCZ, GLD, VNQ, ARE, BRK.B +20 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.
No contribution data for this period.
| # | Security | Shares | Value | Weight | Δ QoQ |
|---|---|---|---|---|---|
| 1 | VEUVANGUARD INTL EQUITY INDEX F | 134,477 | $7M | 6.2% | HOLD |
| 2 | MSFTMICROSOFT CORP | 63,299 | $5M | 4.5% | HOLD |
| 3 | XLYSELECT SECTOR SPDR TR | 51,392 | $5M | 4.3% | HOLD |
| 4 | KRESPDR SERIES TRUST | 79,067 | $5M | 3.9% | HOLD |
| 5 | IFGLISHARES TR | 140,551 | $4M | 3.5% | HOLD |
| 6 | SCZISHARES TR | 62,835 | $4M | 3.4% | ADD 4% |
| 7 | GLDSPDR GOLD TR | 32,328 | $4M | 3.4% | HOLD |
| 8 | VNQVANGUARD INDEX FDS | 46,551 | $4M | 3.2% | HOLD |
| 9 | TMOTHERMO FISHER SCIENTIFIC INC | 19,027 | $4M | 3.0% | HOLD |
| 10 | BNYBANK NEW YORK MELLON CORP | 65,917 | $4M | 3.0% | HOLD |
| 11 | CELGENE CORP | 30,682 | $3M | 2.7% | HOLD |
| 12 | AREALEXANDRIA REAL ESTATE EQ IN | 23,769 | $3M | 2.6% | HOLD |
| 13 | MUMICRON TECHNOLOGY INC | 75,305 | $3M | 2.6% | TRIM −3% |
| 14 | STSENSATA TECHNOLOGIES HOLDING | 58,205 | $3M | 2.5% | TRIM −6% |
| 15 | AMTAMERICAN TOWER CORP | 19,582 | $3M | 2.3% | HOLD |
| 16 | BRK.BBERKSHIRE HATHAWAY INC DEL | 14,097 | $3M | 2.3% | HOLD |
| 17 | SLBSCHLUMBERGER LTD | 41,279 | $3M | 2.3% | HOLD |
| 18 | GOOGLALPHABET INC | 2,601 | $3M | 2.3% | HOLD |
| 19 | BFHBREAD FINANCIAL HOLDINGS INC | 10,545 | $3M | 2.2% | HOLD |
| 20 | AAPLAPPLE INC | 15,313 | $3M | 2.2% | HOLD |
| 21 | CBS CORP NEW | 42,828 | $3M | 2.1% | TRIM −13% |
| 22 | CMCSACOMCAST CORP NEW | 57,735 | $2M | 1.9% | TRIM −3% |
| 23 | PIONEER NAT RES CO | 13,293 | $2M | 1.9% | TRIM −14% |
| 24 | PLDPROLOGIS INC. | 34,456 | $2M | 1.9% | TRIM −3% |
| 25 | XLKSELECT SECTOR SPDR TR | 32,804 | $2M | 1.8% | TRIM −3% |
| 26 | SJNKSPDR SERIES TRUST | 74,400 | $2M | 1.7% | HOLD |
| 27 | NXPINXP SEMICONDUCTORS N V | 17,365 | $2M | 1.7% | TRIM −16% |
| 28 | HONHONEYWELL INTL INC | 11,162 | $2M | 1.4% | TRIM −2% |
| 29 | Alerian MLP ETF | 144,840 | $2M | 1.3% | TRIM −72% |
| 30 | VIGVANGUARD SPECIALIZED FUNDS | 15,249 | $2M | 1.3% | HOLD |
| 31 | APTVAPTIV PLC | 17,769 | $2M | 1.3% | NEW |
| 32 | RYAAYRYANAIR HOLDINGS PLC | 14,242 | $1M | 1.2% | HOLD |
| 33 | DISDISNEY WALT CO | 12,380 | $1M | 1.1% | HOLD |
| 34 | CLAYMORE EXCHANGE TRD FD TR | 59,820 | $1M | 1.1% | TRIM −6% |
| 35 | SPYSTATE STR SPDR S&P 500 ETF T | 4,144 | $1M | 0.9% | HOLD |
| 36 | CLAYMORE EXCHANGE TRD FD TR | 45,610 | $962,000 | 0.8% | TRIM −4% |
| 37 | XLFSELECT SECTOR SPDR TR | 33,835 | $944,000 | 0.8% | HOLD |
| 38 | Invesco Exchange Traded Fund T S&P500 Low Vol ETF | 19,707 | $941,000 | 0.8% | ADD 2% |
| 39 | JNJJOHNSON & JOHNSON | 6,206 | $867,000 | 0.7% | HOLD |
| 40 | VOTVANGUARD INDEX FDS | 6,479 | $827,000 | 0.7% | HOLD |
| 41 | NORDSTROM INC | 17,236 | $817,000 | 0.7% | TRIM −38% |
| 42 | Guggenheim S&P 500 Equal Weighted ETF | 7,785 | $787,000 | 0.7% | HOLD |
| 43 | XLISELECT SECTOR SPDR TR | 9,910 | $750,000 | 0.6% | NEW |
| 44 | VMBSVANGUARD SCOTTSDALE FDS | 12,973 | $680,000 | 0.6% | TRIM −20% |
| 45 | TIPISHARES TR | 4,884 | $557,000 | 0.5% | HOLD |
| 46 | ACNACCENTURE PLC IRELAND | 3,624 | $555,000 | 0.5% | HOLD |
| 47 | EFAISHARES TR | 7,668 | $539,000 | 0.5% | HOLD |
| 48 | ESSEssex Property Trust | 1,950 | $471,000 | 0.4% | HOLD |
| 49 | DELPHI TECHNOLOGIES PLC | 8,774 | $460,000 | 0.4% | NEW |
| 50 | ISHARES TR | 15,000 | $430,000 | 0.4% | HOLD |
| 51 | IJRISHARES TR | 5,487 | $421,000 | 0.4% | ADD 70% |
| 52 | IBMINTERNATIONAL BUSINESS MACHS | 2,669 | $410,000 | 0.3% | ADD 4% |
| 53 | BIIBBIOGEN INC | 1,130 | $360,000 | 0.3% | NEW |
| 54 | GDXVANECK ETF TRUST GOLD MINERS ETF | 15,490 | $360,000 | 0.3% | HOLD |
| 55 | XOMEXXON MOBIL CORP | 4,203 | $352,000 | 0.3% | TRIM −31% |
| 56 | GOOGALPHABET INC | 332 | $347,000 | 0.3% | HOLD |
| 57 | GEGENERAL ELECTRIC CO | 19,905 | $347,000 | 0.3% | TRIM −58% |
| 58 | JPMJPMORGAN CHASE & CO | 3,240 | $346,000 | 0.3% | HOLD |
| 59 | STMSTMICROELECTRONICS N V | 15,340 | $335,000 | 0.3% | NEW |
| 60 | DVNDEVON ENERGY CORP NEW | 8,070 | $334,000 | 0.3% | NEW |
| 61 | PFEPFIZER INC | 9,052 | $328,000 | 0.3% | HOLD |
| 62 | XLVSELECT SECTOR SPDR TR | 3,780 | $313,000 | 0.3% | HOLD |
| 63 | AMGNAMGEN INC | 1,736 | $302,000 | 0.3% | HOLD |
| 64 | SANBANCO SANTANDER S.A. | 44,040 | $288,000 | 0.2% | NEW |
| 65 | NOCNORTHROP GRUMMAN CORP | 900 | $276,000 | 0.2% | HOLD |
| 66 | MDTMEDTRONIC PLC | 3,116 | $252,000 | 0.2% | TRIM −87% |
| 67 | VWOVANGUARD INTL EQUITY INDEX F | 5,050 | $232,000 | 0.2% | HOLD |
| 68 | MMM3M CO | 959 | $226,000 | 0.2% | HOLD |
| 69 | IJJISHARES TR | 1,310 | $210,000 | 0.2% | HOLD |
| 70 | USBUS BANCORP | 3,906 | $209,000 | 0.2% | HOLD |
| 71 | ICFIShares Cohen & Steers REIT ETF | 2,025 | $205,000 | 0.2% | HOLD |
| 72 | PEPPEPSICO INC | 1,706 | $205,000 | 0.2% | TRIM −6% |
| 73 | FMSFRESENIUS MED CARE AG&CO KGA | 3,854 | $203,000 | 0.2% | NEW |
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