Every SEC Form 3/4/5 on record for this filer (CIK 1250893) — 4 issuers, 79 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| PLRX | PLIANT THERAPEUTICS, INC. | Director | 2020-06-02 → 2026-06-12 | 7 | — |
| HTGC | Hercules Capital, Inc. | Director | 2019-02-05 → 2026-03-30 | 36 | $640,445 |
| ENV | ENVESTNET, INC. | Director | 2016-04-08 → 2024-11-25 | 32 | −$683,838 |
| YDLE | YODLEE INC | Director · lapsed | 2015-07-14 → 2015-11-23 | 6 | −$168,693 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| HTGC | 2026-03-26 | Buy | 7,317 | $14.35 | $104,999 | 97,589 |
| HTGC | 2026-02-23 | Buy | 6,600 | $15.20 | $100,320 | 87,458 |
| HTGC | 2025-11-03 | Buy | 6,000 | $17.77 | $106,620 | 78,727 |
| HTGC | 2025-05-08 | Buy | 5,999 | $17.49 | $104,923 | 69,344 |
| HTGC | 2024-08-06 | Buy | 5,790 | $18.06 | $104,567 | 59,366 |
| HTGC | 2024-06-25 | Buy | 702 | $20.05 | $14,067 | 53,576 |
1 of 4 issuers are covered and open a security page; the rest are on file here only.