% of shares outstanding not shown: no SEC cover-page share count falls within 120 days of the 2026-Q1 quarter end, so any percentage would rest on a count that cannot speak for this quarter. Holder share counts are shown as filed.
Crowding percentile withheld — no market cap for HTGC in the served universe — the cohort is size-matched, and an unmatched percentile would compare a micro-cap register to a mega-cap one.
| # | Holder | Shares | Value | % of shares out | Δ QoQ |
|---|---|---|---|---|---|
| 1 | Sound Income Strategies, LLC | 3,382,0583.4M | $49M | — | ADD 25% |
| 2 | VAN ECK ASSOCIATES CORP | 3,163,9813.2M | $47M | — | TRIM -9% |
| 3 | UBS Group AG | 2,493,9922.5M | $37M | — | ADD 49% |
| 4 | TWO SIGMA INVESTMENTS, LP | 2,324,8592.3M | $34M | — | ADD 44% |
| 5 | Qube Research & Technologies Ltd | 2,235,7502.2M | $33M | — | ADD 46% |
| 6 | LPL Financial LLC | 1,795,6771.8M | $27M | — | — |
| 7 | D. E. Shaw & Co., Inc. | 1,548,9601.5M | $23M | — | ADD 88% |
| 8 | Legal & General Group Plc | 1,498,6531.5M | $22M | — | ADD 8% |
| 9 | Muzinich & Co., Inc. | 1,350,1251.4M | $20M | — | — |
| 10 | MORGAN STANLEY | 1,264,6161.3M | $19M | — | ADD 14% |
| 11 | FRANKLIN RESOURCES INC | 1,135,4891.1M | $17M | — | ADD 16% |
| 12 | Sumitomo Mitsui Trust Group, Inc. | 1,025,3371.0M | $15M | — | — |
| 13 | MILLENNIUM MANAGEMENT LLC | 985,160985,160 | $15M | — | TRIM -29% |
| 14 | TECTONIC ADVISORS LLC | 893,102893,102 | $13M | — | ADD 18% |
| 15 | Advisors Capital Management, LLC | 856,216856,216 | $13M | — | ADD 3% |
| 16 | BlackRock, Inc. | 855,052855,052 | $13M | — | TRIM -36% |
| 17 | JPMORGAN CHASE & CO | 878,600878,600 | $12M | — | ADD 174% |
| 18 | CITADEL ADVISORS LLC | 815,385815,385 | $12M | — | ADD 73% |
| 19 | Melia Wealth LLC | 799,708799,708 | $12M | — | — |
| 20 | ARES MANAGEMENT LLC | 776,606776,606 | $11M | — | ADD 285% |
| 21 | WELLS FARGO & COMPANY/MN | 749,207749,207 | $11M | — | — |
| 22 | Gilman Hill Asset Management, LLC | 617,833617,833 | $9M | — | ADD 6% |
| 23 | STIFEL FINANCIAL CORP | 501,728501,728 | $7M | — | TRIM -17% |
| 24 | ROYAL BANK OF CANADA | 496,406496,406 | $7M | — | TRIM -23% |
| 25 | HRT FINANCIAL LP | 495,278495,278 | $7M | — | ADD 12% |
| 26 | RAYMOND JAMES FINANCIAL INC | 476,568476,568 | $7M | — | TRIM -31% |
| 27 | Border to Coast Pensions Partnership Ltd | 475,000475,000 | $7M | — | ADD 19% |
| 28 | Trexquant Investment LP | 470,541470,541 | $7M | — | ADD 17% |
| 29 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 442,571442,571 | $7M | — | ADD 2008% |
| 30 | AMERIPRISE FINANCIAL INC | 438,077438,077 | $6M | — | ADD 13% |
| 31 | Engineers Gate Manager LP | 391,972391,972 | $6M | — | ADD 195% |
| 32 | GOLDMAN SACHS GROUP INC | 384,372384,372 | $6M | — | ADD 87% |
| 33 | D.A. DAVIDSON & CO. | 323,397323,397 | $5M | — | ADD 5% |
| 34 | Advisors Asset Management, Inc. | 307,016307,016 | $5M | — | TRIM -16% |
| 35 | NEUBERGER BERMAN GROUP LLC | 301,673301,673 | $4M | — | — |
| 36 | VOLORIDGE INVESTMENT MANAGEMENT, LLC | 301,173301,173 | $4M | — | TRIM -57% |
| 37 | FJ Capital Management LLC | 277,666277,666 | $4M | — | ADD 63% |
| 38 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 273,343273,343 | $4M | — | TRIM -6% |
| 39 | Cetera Investment Advisers | 256,621256,621 | $4M | — | ADD 19% |
| 40 | BARCLAYS PLC | 240,270240,270 | $4M | — | ADD 36% |
| 41 | PNC FINANCIAL SERVICES GROUP, INC. | 234,092234,092 | $3M | — | — |
| 42 | BANK OF AMERICA CORP /DE/ | 227,010227,010 | $3M | — | ADD 11% |
| 43 | DENALI ADVISORS LLC | 224,350224,350 | $3M | — | TRIM -4% |
| 44 | STATE STREET CORP | 223,172223,172 | $3M | — | ADD 4% |
| 45 | COMMONWEALTH EQUITY SERVICES, LLC | 213,346213,346 | $3M | — | TRIM -3% |
| 46 | Naviter Wealth, LLC | 210,445210,445 | $3M | — | ADD 8% |
| 47 | ELEVATION POINT WEALTH PARTNERS, LLC | 206,303206,303 | $3M | — | NEW |
| 48 | Cerity Partners LLC | 197,967197,967 | $3M | — | — |
| 49 | Jump Financial, LLC | 196,273196,273 | $3M | — | TRIM -46% |
| 50 | BNP PARIBAS FINANCIAL MARKETS | 193,310193,310 | $3M | — | TRIM -7% |
| 51 | BLAIR WILLIAM & CO/IL | 191,193191,193 | $3M | — | TRIM -2% |
| 52 | Waterloo Capital, L.P. | 186,760186,760 | $3M | — | — |
| 53 | CANADA LIFE ASSURANCE Co | 184,580184,580 | $3M | — | TRIM -14% |
| 54 | Taylor Frigon Capital Management LLC | 158,491158,491 | $2M | — | TRIM -3% |
| 55 | Cambridge Investment Research Advisors, Inc. | 157,097157,097 | $2M | — | TRIM -6% |
| 56 | Balyasny Asset Management L.P. | 151,940151,940 | $2M | — | ADD 913% |
| 57 | Apollon Wealth Management, LLC | 151,796151,796 | $2M | — | ADD 681% |
| 58 | Bank of New York Mellon Corp | 144,459144,459 | $2M | — | ADD 27% |
| 59 | SHARPEPOINT LLC | 142,488142,488 | $2M | — | ADD 42% |
| 60 | Rockefeller Capital Management L.P. | 142,061142,061 | $2M | — | — |
| 61 | Rare Wolf Capital LLC | 130,771130,771 | $2M | — | ADD 138% |
| 62 | Schonfeld Strategic Advisors LLC | 128,549128,549 | $2M | — | TRIM -64% |
| 63 | Significant Wealth Partners LLC | 125,136125,136 | $2M | — | NEW |
| 64 | LAZARD ASSET MANAGEMENT LLC | 124,353124,353 | $2M | — | NEW |
| 65 | Brevan Howard Capital Management LP | 122,078122,078 | $2M | — | ADD 21% |
| 66 | NATIXIS | 118,634118,634 | $2M | — | — |
| 67 | PFG Investments, LLC | 113,676113,676 | $2M | — | ADD 2% |
| 68 | CIBC Bancorp USA Inc. | 111,276111,276 | $2M | — | NEW |
| 69 | MATHER GROUP, LLC. | 109,084109,084 | $2M | — | NEW |
| 70 | XTX Topco Ltd | 107,976107,976 | $2M | — | TRIM -44% |
| 71 | CENTAURUS FINANCIAL, INC. | 107,492107,492 | $2M | — | — |
| 72 | Lansforsakringar Fondforvaltning AB (publ) | 106,912106,912 | $2M | — | ADD 27% |
| 73 | S&T Bank/PA | 106,315106,315 | $2M | — | TRIM -46% |
| 74 | Triad Investment Management | 104,563104,563 | $2M | — | — |
| 75 | Private Advisor Group, LLC | 104,541104,541 | $2M | — | TRIM -23% |
| 76 | GROUP ONE TRADING LLC | 101,940101,940 | $2M | — | ADD 80% |
| 77 | IHT Wealth Management, LLC | 100,895100,895 | $1M | — | ADD 16% |
| 78 | AE Wealth Management LLC | 100,693100,693 | $1M | — | ADD 88% |
| 79 | OSAIC HOLDINGS, INC. | 100,251100,251 | $1M | — | — |
| 80 | Legacy Capital Wealth Partners, LLC | 98,33398,333 | $1M | — | ADD 10% |
| 81 | PENNINGTON PARTNERS & CO., LLC | 96,70096,700 | $1M | — | — |
| 82 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 124,677124,677 | $1M | — | ADD 14% |
| 83 | NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 94,61694,616 | $1M | — | TRIM -4% |
| 84 | Truvestments Capital LLC | 93,75493,754 | $1M | — | TRIM -48% |
| 85 | Jefferies Financial Group Inc. | 92,23092,230 | $1M | — | ADD 2998% |
| 86 | RIVERBRIDGE PARTNERS LLC | 90,67290,672 | $1M | — | NEW |
| 87 | NORTHERN TRUST CORP | 86,23386,233 | $1M | — | TRIM -57% |
| 88 | INDEPENDENT FINANCIAL GROUP, LLC | 84,34984,349 | $1M | — | ADD 24% |
| 89 | Steward Partners Investment Advisory, LLC | 82,02282,022 | $1M | — | TRIM -25% |
| 90 | Triumph Capital Management | 81,86281,862 | $1M | — | ADD 752% |
| 91 | NAPLES GLOBAL ADVISORS, LLC | 79,89979,899 | $1M | — | ADD 12% |
| 92 | Invesco Ltd. | 78,56378,563 | $1M | — | — |
| 93 | Lido Advisors, LLC | 77,54977,549 | $1M | — | ADD 16% |
| 94 | Tidal Investments LLC | 77,17877,178 | $1M | — | TRIM -2% |
| 95 | &PARTNERS | 76,85676,856 | $1M | — | ADD 91% |
| 96 | RESOLUTE CAPITAL, LLC | 76,76776,767 | $1M | — | ADD 19% |
| 97 | ROMANO BROTHERS AND COMPANY | 75,90075,900 | $1M | — | NEW |
| 98 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 71,11671,116 | $1M | — | TRIM -31% |
| 99 | Creative Planning | 68,78468,784 | $1M | — | ADD 9% |
| 100 | DELPHI MANAGEMENT INC /MA/ | 66,99966,999 | $990,000 | — | TRIM -15% |
Rows rank by the value each filer reported — 13F filers price their own positions, so a holder with fewer shares can rank just above one with more.
| Holder | 2024-Q4 | 2025-Q1 | 2025-Q2 | 2025-Q3 | 2025-Q4 | 2026-Q1 | Latest value |
|---|---|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 2.8M | 2.9M | 2.9M | 2.8M | 2.7M | 3.4M | $49M |
| VAN ECK ASSOCIATES CORP | 3.4M | 3.4M | 3.6M | 3.6M | 3.5M | 3.2M | $47M |
| UBS Group AG | 451K | 811K | 1.2M | 1.3M | 1.7M | 2.5M | $37M |
| TWO SIGMA INVESTMENTS, LP | 946K | 1.3M | 1.3M | 1.3M | 1.6M | 2.3M | $34M |
| Qube Research & Technologies Ltd | — | 110K | 580K | 1.0M | 1.5M | 2.2M | $33M |
| LPL Financial LLC | 987K | 1.1M | 1.3M | 1.8M | 1.8M | 1.8M | $27M |
| D. E. Shaw & Co., Inc. | 593K | 283K | 343K | 516K | 826K | 1.5M | $23M |
| Legal & General Group Plc | 1.1M | 1.2M | 1.3M | 1.2M | 1.4M | 1.5M | $22M |
| Muzinich & Co., Inc. | 450K | 510K | 738K | 993K | 1.3M | 1.4M | $20M |
| MORGAN STANLEY | 1.3M | 1.6M | 1.4M | 1.2M | 1.1M | 1.3M | $19M |
| FRANKLIN RESOURCES INC | 389K | 595K | 843K | 929K | 975K | 1.1M | $17M |
| Sumitomo Mitsui Trust Group, Inc. | 443K | 500K | 622K | 885K | 1.0M | 1.0M | $15M |
| MILLENNIUM MANAGEMENT LLC | 429K | 388K | 2.9M | 1.4M | 1.4M | 985K | $15M |
| TECTONIC ADVISORS LLC | 494K | 532K | 622K | 690K | 760K | 893K | $13M |
| Advisors Capital Management, LLC | 1.0M | 1.0M | 755K | 794K | 828K | 856K | $13M |
Shares reported each quarter by the largest current holders. Green = added vs the prior filing, red = trimmed, grey = roughly held; a dash is a quarter with no 13F on file (a gap is skipped, not read as an exit). 13F is filed up to 45 days after quarter-end. Up to 40 quarters (10 years) available — use the selector above.
Holder count only — too few computable %-of-shares-outstanding quarters for a % pane. Line breaks are quarters with no 13F record, never interpolated.
Short interest has its own tab now — open SI →
Source: SEC Form 13F — every institution manager (≥ $100M in 13F securities) reporting a long US-listed position, across ~10,250 filers over 10 years of history. 13F is long-only, US-listed, filed up to 45 days after quarter-end.
| Biggest buyers | Δ shares | Δ value | |
|---|---|---|---|
| UBS Group AG | +822,132 | $12M | ADD |
| D. E. Shaw & Co., Inc. | +723,423 | $11M | ADD |
| Qube Research & Technologies Ltd | +709,224 | $10M | ADD |
| TWO SIGMA INVESTMENTS, LP | +708,403 | $10M | ADD |
| Sound Income Strategies, LLC | +678,783 | $10M | ADD |
| Biggest sellers | Δ shares | Δ value | |
|---|---|---|---|
| TWO SIGMA ADVISERS, LP | −1,922,200 | $28M | CLOSE |
| Point72 Asset Management, L.P. | −557,660 | $8M | CLOSE |
| BlackRock, Inc. | −477,964 | $7M | TRIM |
| MILLENNIUM MANAGEMENT LLC | −407,316 | $6M | TRIM |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | −406,478 | $6M | TRIM |
The 2025-Q4 register is as-filed in ITS OWN share basis; every count below was rebased into the 2026-Q1 basis (no split in between, factor 1). Dollar figures value the SHARE delta at one price — the 2026-03-31 close — rather than differencing two filings' own reported values, which would mix the quarter's price move into the trade figure.
13Fs disclose LONG US-listed positions only — shorts, most derivatives, bonds and non-US listings are invisible here, and a filer's quarter-over-quarter change is not necessarily a trade (index rebalances, in-kind transfers and entity successions all read as flow).
| Quarter | Holders | Shares held | % shares out | Value held |
|---|---|---|---|---|
| 2026-Q1 | 347 | 50,216,925 | — | $741M |
| 2025-Q4 | 353 | 49,879,209 | — | $1.0B |
| 2025-Q3 | 343 | 47,363,914 | — | $992M |
| 2025-Q2 | 327 | 47,148,154 | — | $955M |
| 2025-Q1 | 326 | 40,372,304 | — | $775M |
| 2024-Q4 | 333 | 37,884,299 | — | $761M |
| 2024-Q3 | 298 | 32,168,777 | — | $645M |
| 2024-Q2 | 287 | 32,767,677 | — | $663M |
| 2024-Q1 | 293 | 36,558,571 | — | $682M |
| 2023-Q4 | 289 | 33,524,637 | — | $559M |
| 2023-Q3 | 265 | 29,155,698 | — | $479M |
| 2023-Q2 | 248 | 28,195,638 | — | $417M |
| 2023-Q1 | 256 | 31,269,557 | — | $403M |
| 2022-Q4 | 261 | 32,978,868 | — | $437M |
| 2022-Q3 | 236 | 31,188,496 | — | $364M |
| 2022-Q2 | 248 | 30,241,163 | — | $409M |
| 2022-Q1 | 242 | 30,214,172 | — | $546M |
| 2021-Q4 | 246 | 31,072,658 | — | $516M |
| 2021-Q3 | 219 | 30,708,416 | — | $512M |
| 2021-Q2 | 214 | 31,487,154 | — | $537M |
| 2021-Q1 | 213 | 31,846,298 | — | $510M |
| 2020-Q4 | 193 | 33,999,382 | — | $490M |
| 2020-Q3 | 179 | 34,224,069 | — | $396M |
| 2020-Q2 | 183 | 36,353,727 | — | $381M |
| 2020-Q1 | 199 | 37,870,348 | — | $289M |
| 2019-Q4 | 191 | 37,434,575 | — | $524M |
| 2019-Q3 | 177 | 34,870,007 | — | $466M |
| 2019-Q2 | 186 | 36,182,047 | — | $464M |
| 2019-Q1 | 169 | 32,078,305 | — | $407M |
| 2018-Q4 | 171 | 35,328,816 | — | $391M |
| 2018-Q3 | 181 | 37,026,729 | — | $487M |
| 2018-Q2 | 174 | 36,579,270 | — | $463M |
| 2018-Q1 | 161 | 32,849,231 | — | $397M |
| 2017-Q4 | 163 | 34,222,516 | — | $449M |
| 2017-Q3 | 150 | 32,719,425 | — | $422M |
| 2017-Q2 | 165 | 35,392,737 | — | $469M |
| 2017-Q1 | 158 | 36,594,099 | — | $554M |
| 2016-Q4 | 156 | 35,270,778 | — | $516M |
| 2016-Q3 | 148 | 31,754,796 | — | $431M |
| 2016-Q2 | 147 | 30,331,491 | — | $377M |
| 2016-Q1 | 143 | 28,849,136 | — | $346M |
| 2015-Q4 | 146 | 28,918,222 | — | $352M |
| 2015-Q3 | 144 | 29,328,688 | — | $297M |
| 2015-Q2 | 140 | 27,988,890 | — | $323M |
| 2015-Q1 | 140 | 26,798,791 | — | $363M |
| 2014-Q4 | 144 | 25,885,149 | — | $387M |
| 2014-Q3 | 138 | 26,470,092 | — | $384M |
| 2014-Q2 | 152 | 29,471,911 | — | $479M |
| 2014-Q1 | 157 | 31,601,710 | — | $453M |
| 2013-Q4 | 147 | 33,886,195 | — | $563M |
| 2013-Q3 | 132 | 33,936,659 | — | $522M |
| 2013-Q2 | 126 | 36,069,127 | — | $507M |
| 2013-Q1 | 7 | 1,916,880 | — | $23M |
