% of shares outstanding is not shown for USMC: this is a fund line, and we hold no cover-page share count for it at any quarter — a fund's shares outstanding move with creations and redemptions rather than with issuance and buybacks, and it is not the SEC cover-page count this percentage is defined against. The figure is withheld rather than computed against a count that does not exist. Holder share counts are shown as filed.
Crowding percentile lands with its cohort — the cohort is size-matched, so it needs a market cap for USMC in the served universe — that lands with the next screener build.
| # | Holder | Shares | Value | % of shares out | Δ QoQ |
|---|---|---|---|---|---|
| 1 | PRINCIPAL FINANCIAL GROUP INC | 30,153,56430.2M | $1.9B | — | TRIM -4% |
| 2 | PRINCIPAL SECURITIES, INC. | 4,736,9544.7M | $305M | — | ADD 6% |
| 3 | ENVESTNET ASSET MANAGEMENT INC | 4,484,5474.5M | $288M | — | ADD 5% |
| 4 | LPL Financial LLC | 1,076,0011.1M | $69M | — | TRIM -23% |
| 5 | WELLS FARGO & COMPANY/MN | 986,527986,527 | $63M | — | ADD 54% |
| 6 | MORGAN STANLEY | 680,091680,091 | $44M | — | TRIM -2% |
| 7 | RAYMOND JAMES FINANCIAL INC | 635,132635,132 | $41M | — | TRIM -15% |
| 8 | NewEdge Advisors, LLC | 300,827300,827 | $19M | — | TRIM -4% |
| 9 | Oasis Advisors, LLC | 7,114,8967.1M | $19M | — | ADD 2285% |
| 10 | Integrated Wealth Concepts LLC | 258,390258,390 | $17M | — | ADD 7% |
Ranked by each filer’s own reported value, not shares.
| Biggest buyers | Δ shares | Δ value | |
|---|---|---|---|
| Oasis Advisors, LLC | +6,816,579 | $439M | ADD |
| WELLS FARGO & COMPANY/MN | +346,390 | $22M | ADD |
| PRINCIPAL SECURITIES, INC. | +266,347 | $17M | ADD |
| ENVESTNET ASSET MANAGEMENT INC | +212,879 | $14M | ADD |
| AE Wealth Management LLC | +48,218 | $3M | OPEN |
| Biggest sellers | Δ shares | Δ value | |
|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC | −1,148,280 | $74M | TRIM |
| O'Brien Wealth Partners LLC | −893,720 | $57M | CLOSE |
| MERCER GLOBAL ADVISORS INC /ADV | −701,726 | $45M | TRIM |
| LPL Financial LLC | −328,126 | $21M | TRIM |
| Orion Porfolio Solutions, LLC | −263,096 | $17M | TRIM |
Prior quarter split-rebased · 13Fs are long, US-listed only.
| Holder | 2024-Q4 | 2025-Q1 | 2025-Q2 | 2025-Q3 | 2025-Q4 | 2026-Q1 | Latest value |
|---|---|---|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC | 31.1M | 30.1M | 37.3M | 37.4M | 31.3M | 30.2M | $1.9B |
| PRINCIPAL SECURITIES, INC. | 4.4M | 4.4M | 4.0M | 4.4M | 4.5M | 4.7M | $305M |
| ENVESTNET ASSET MANAGEMENT INC | 4.2M | 4.1M | 3.8M | 4.2M | 4.3M | 4.5M | $288M |
| LPL Financial LLC | 571K | 792K | 1.3M | 1.3M | 1.4M | 1.1M | $69M |
| WELLS FARGO & COMPANY/MN | 288K | 579K | 602K | 597K | 640K | 987K | $63M |
| MORGAN STANLEY | 469K | 579K | 637K | 652K | 695K | 680K | $44M |
| RAYMOND JAMES FINANCIAL INC | 680K | 792K | 790K | 762K | 745K | 635K | $41M |
| NewEdge Advisors, LLC | 180K | 271K | 315K | 459K | 314K | 301K | $19M |
| Oasis Advisors, LLC | — | — | — | — | 298K | 7.1M | $19M |
| Integrated Wealth Concepts LLC | — | — | 56K | 156K | 242K | 258K | $17M |
Green = added, red = trimmed, grey = held; a dash is a quarter with no 13F on file — a gap, not an exit.
Holders only — breaks = no 13F.
Short interest has its own tab now — open SI →
SEC Form 13F · ~10,250 filers, 10y · long-only, US-listed, filed ≤45d after quarter-end.
