TUA

—

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$20.28

+0.00 (+0.00%)

USD · as of 2026-07-30 · marketstack

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Institutional ownership· 13F filers holding TUA · 2026-Q1 methodology → sources →

81 holders

NOT COVEREDSIMPLIFY EXCHANGE TRADED FUNOutside our covered operating-company universe: we hold no company record, no SEC annual-report provenance and no cover-page share count for this line, so fundamentals and classification are unavailable. Nothing about what kind of security it is is asserted here — only the 13F register below, which is filed against its CUSIP and stands as filed.evidence ⓘ

% of shares outstanding held

—

Shares held (13F)

23,549,662

Reporting holders

% of shares outstanding not shown: no SEC cover-page share count falls within 120 days of the 2026-Q1 quarter end, so any percentage would rest on a count that cannot speak for this quarter. Holder share counts are shown as filed.

Active share of register100.0%81 active filers

Index / screened out0.0%0 filers

Reporting holders812026-Q1

Top-10 concentration76.7%

HHI0.0983

Effective holders10.2

Crowding percentile—

Crowding percentile withheld — no market cap for TUA in the served universe — the cohort is size-matched, and an unmatched percentile would compare a micro-cap register to a mega-cap one.

Top holders

largest 81 of 81 · Δ vs 2025-Q4

#	Holder	Shares	Value	% of shares out	Δ QoQ
1	Simplify Asset Management Inc.	5,528,7005.5M	$117M	—	NEW
2	GenTrust, LLC	2,883,1342.9M	$61M	—	NEW
3	Ferguson Shapiro LLC	2,326,5222.3M	$49M	—	ADD 4%
4	AE Wealth Management LLC	1,917,6681.9M	$40M	—	ADD 2%
5	Mid-American Wealth Advisory Group, Inc.	1,139,4431.1M	$25M	—	—
6	HighTower Advisors, LLC	1,181,5341.2M	$25M	—	ADD 28%
7	Ancora Advisors LLC	990,249990,249	$21M	—	ADD 21%
8	LPL Financial LLC	765,074765,074	$16M	—	TRIM -7%
9	Insight Wealth Strategies, LLC	666,189666,189	$14M	—	ADD 4%
10	ALTFEST L J & CO INC	663,501663,501	$14M	—	TRIM -22%
11	Financial Enhancement Group LLC	633,652633,652	$14M	—	ADD 55%
12	Heck Capital Advisors, LLC	428,759428,759	$9M	—	ADD 50%
13	Park Edge Advisors, LLC	380,176380,176	$8M	—	—
14	Broussard Financial Group LLC	372,250372,250	$8M	—	ADD 8%
15	Authentikos Wealth Advisory, LLC	249,065249,065	$5M	—	ADD 3%
16	Aprio Wealth Management, LLC	233,128233,128	$5M	—	TRIM -21%
17	Magnolia Private Wealth, LLC	298,645298,645	$5M	—	ADD 12%
18	HOLLENCREST CAPITAL MANAGEMENT	201,303201,303	$4M	—	—
19	PRIVATE CLIENT SERVICES, LLC	199,112199,112	$4M	—	TRIM -4%
20	Professional Financial Management, Inc.	198,092198,092	$4M	—	ADD 8%
21	Elevated Capital Advisors, LLC	165,802165,802	$3M	—	ADD 48%
22	LifeWealth Investments, LLC	163,258163,258	$3M	—	ADD 7%
23	PRINCIPAL SECURITIES, INC.	152,411152,411	$3M	—	ADD 18%
24	HOWARD BAILEY SECURITIES, LLC	148,154148,154	$3M	—	TRIM -2%
25	B.O.S.S. Retirement Advisors, LLC	135,491135,491	$3M	—	TRIM -6%
26	Great Lakes Retirement, Inc.	123,290123,290	$3M	—	TRIM -8%
27	Gladstone Institutional Advisory LLC	112,466112,466	$2M	—	TRIM -9%
28	KESTRA PRIVATE WEALTH SERVICES, LLC	82,16382,163	$2M	—	ADD 35%
29	ROYAL BANK OF CANADA	79,46779,467	$2M	—	—
30	COMMONWEALTH EQUITY SERVICES, LLC	75,73775,737	$2M	—	ADD 5%
31	Aegis Wealth Management, Inc.	70,33770,337	$1M	—	TRIM -7%
32	IHT Wealth Management, LLC	67,17467,174	$1M	—	ADD 10%
33	Integrated Wealth Management	58,24558,245	$1M	—	TRIM -2%
34	Hilltop Holdings Inc.	57,30257,302	$1M	—	TRIM -61%
35	EVERGREEN CAPITAL MANAGEMENT LLC	56,78056,780	$1M	—	TRIM -84%
36	Centennial Advisors, LLC	52,16852,168	$1M	—	TRIM -4%
37	Csenge Advisory Group	43,48043,480	$917,424	—	—
38	GOLDMAN SACHS GROUP INC	41,00041,000	$865,100	—	ADD 197%
39	Belpointe Asset Management LLC	38,38838,388	$809,990	—	TRIM -42%
40	Lloyd Advisory Services, LLC.	38,26138,261	$807,313	—	TRIM -94%
41	Kingdom Financial Group LLC.	38,26138,261	$807,313	—	TRIM -6%
42	SMART Wealth LLC	33,99333,993	$717,262	—	—
43	EVOKE WEALTH, LLC	33,04533,045	$697,267	—	NEW
44	HRT FINANCIAL LP	32,60132,601	$687,000	—	NEW
45	Straight Path Wealth Management	32,44732,447	$684,632	—	ADD 3%
46	Golden Reserve Retirement LLC	30,38130,381	$641,039	—	ADD 136%
47	Pekin Hardy Strauss, Inc.	29,90229,902	$630,932	—	ADD 6%
48	Equitable Holdings, Inc.	26,03526,035	$570,245	—	—
49	4WEALTH ADVISORS, INC.	22,47122,471	$473,016	—	TRIM -24%
50	Legacy PCG, LLC	22,00422,004	$464,284	—	NEW
51	Farther Finance Advisors, LLC	20,92720,927	$440,726	—	TRIM -43%
52	Anchor Investment Management, LLC	19,87319,873	$419,330	—	—
53	Cumberland Partners Ltd	19,16819,168	$404,445	—	TRIM -93%
54	EVOLUTION WEALTH MANAGEMENT INC.	18,10818,108	$382,079	—	TRIM -5%
55	OSAIC HOLDINGS, INC.	16,06716,067	$339,036	—	ADD 70%
56	CWC Advisors, LLC.	14,62214,622	$308,524	—	TRIM -9%
57	KPP Advisory Services LLC	13,63613,636	$287,720	—	NEW
58	FSA Advisors, Inc.	13,43113,431	$283,390	—	ADD 10%
59	Welch Group, LLC	12,75812,758	$269,196	—	NEW
60	Wellment Financial	11,78111,781	$248,579	—	ADD 4%
61	Longview Financial Advisors, Inc.	10,27110,271	$216,723	—	—
62	Clarity Financial LLC	10,03010,030	$211,633	—	TRIM -24%
63	GROUP ONE TRADING LLC	9,0399,039	$190,723	—	ADD 50%
64	Networth Advisors, LLC	8,7638,763	$184,894	—	TRIM -11%
65	Quest 10 Wealth Builders, Inc.	7,9307,930	$167,323	—	—
66	SIMPLEX TRADING, LLC	6,0416,041	$127,465	—	NEW
67	SIGNATUREFD, LLC	4,6444,644	$97,988	—	NEW
68	Key Capital Management, INC	3,7313,731	$78,724	—	ADD 16%
69	IFP Advisors, Inc	3,2643,264	$68,870	—	TRIM -45%
70	Colonial Trust Co / SC	2,0002,000	$42,200	—	—
71	US BANCORP \DE\	900900	$18,990	—	—
72	PRIVATE TRUST CO NA	820820	$17,302	—	—
73	Geneos Wealth Management Inc.	785785	$16,563	—	—
74	NATIONAL BANK OF CANADA /FI/	634634	$13,371	—	—
75	Aptus Capital Advisors, LLC	500500	$10,550	—	NEW
76	MORGAN STANLEY	351351	$7,427	—	—
77	HANTZ FINANCIAL SERVICES, INC.	315315	$7,000	—	NEW
78	VIRTUS ADVISERS, LLC	258258	$5,444	—	TRIM -40%
79	Steward Partners Investment Advisory, LLC	211211	$4,452	—	NEW
80	Mosley Wealth Management	9393	$2,034	—	NEW
81	WELLS FARGO & COMPANY/MN	11	$23	—	TRIM -50%

Rows rank by the value each filer reported — 13F filers price their own positions, so a holder with fewer shares can rank just above one with more.

Buyers & sellers2026-Q1 vs 2025-Q4 · 43 bought / 51 sold · net +2,922,763 shares · 7.3d of ADV

Bought43 filers

Shares: 9,747,346
Value: $206M
Opened: 13 · 8,537,682 sh
Days of ADV: 24.4d

Sold51 filers

Shares: 6,824,583
Value: $144M
Closed: 20 · 5,117,417 sh
Days of ADV: 17.1d

Net (all filers) +2,922,763 sh · $62M · 14.2% of the prior register

Holder trends· top 15 holders · shares held over 6 quarters

green added · red trimmed

Holder

2024-Q4

2025-Q1

2025-Q2

2025-Q3

2025-Q4

2026-Q1

Latest value

Simplify Asset Management Inc.

170K

—

5.5M

$117M

GenTrust, LLC

—

2.9M

$61M

Ferguson Shapiro LLC

1.3M

1.9M

2.2M

2.3M

$49M

AE Wealth Management LLC

1.6M

2.0M

1.9M

2.0M

1.9M

$40M

Mid-American Wealth Advisory Group, Inc.

691K

979K

1.0M

1.1M

$25M

HighTower Advisors, LLC

32K

81K

79K

920K

1.2M

$25M

Ancora Advisors LLC

786K

821K

990K

$21M

LPL Financial LLC

248K

536K

589K

373K

826K

765K

$16M

Insight Wealth Strategies, LLC

—

640K

666K

$14M

ALTFEST L J & CO INC

244K

837K

820K

841K

853K

664K

$14M

Financial Enhancement Group LLC

1.0M

—

409K

634K

$14M

Heck Capital Advisors, LLC

242K

257K

265K

267K

285K

429K

$9M

Park Edge Advisors, LLC

—

244K

239K

386K

381K

380K

$8M

Broussard Financial Group LLC

—

346K

372K

$8M

Authentikos Wealth Advisory, LLC

68K

332K

411K

315K

242K

249K

$5M

Shares reported each quarter by the largest current holders. Green = added vs the prior filing, red = trimmed, grey = roughly held; a dash is a quarter with no 13F on file (a gap is skipped, not read as an exit). 13F is filed up to 45 days after quarter-end. Up to 40 quarters (10 years) available — use the selector above.

Institutional footprint by quarter

Holder count only — too few computable %-of-shares-outstanding quarters for a % pane. Line breaks are quarters with no 13F record, never interpolated.

Quarter	Holders	Shares held	% shares out	Value held
2026-Q1	81	23,549,662	—	$496M
2025-Q4	88	20,626,899	—	$452M
2025-Q3	82	17,404,278	—	$380M
2025-Q2	93	18,466,142	—	$407M

Short interest has its own tab now — open SI →

Source: SEC Form 13F — every institution manager (≥ $100M in 13F securities) reporting a long US-listed position, across ~10,250 filers over 10 years of history. 13F is long-only, US-listed, filed up to 45 days after quarter-end.

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13F

Institutional ownership· 13F filers holding TUA · 2026-Q1 methodology → sources →

81 holders

% of shares outstanding held

—

Shares held (13F)

23,549,662

Reporting holders

Active share of register100.0%81 active filers

Index / screened out0.0%0 filers

Reporting holders812026-Q1

Top-10 concentration76.7%

HHI0.0983

Effective holders10.2

Crowding percentile—

Crowding percentile withheld — no market cap for TUA in the served universe — the cohort is size-matched, and an unmatched percentile would compare a micro-cap register to a mega-cap one.

Top holders

largest 81 of 81 · Δ vs 2025-Q4

#	Holder	Shares	Value	% of shares out	Δ QoQ
1	Simplify Asset Management Inc.	5,528,7005.5M	$117M	—	NEW
2	GenTrust, LLC	2,883,1342.9M	$61M	—	NEW
3	Ferguson Shapiro LLC	2,326,5222.3M	$49M	—	ADD 4%
4	AE Wealth Management LLC	1,917,6681.9M	$40M	—	ADD 2%
5	Mid-American Wealth Advisory Group, Inc.	1,139,4431.1M	$25M	—	—
6	HighTower Advisors, LLC	1,181,5341.2M	$25M	—	ADD 28%
7	Ancora Advisors LLC	990,249990,249	$21M	—	ADD 21%
8	LPL Financial LLC	765,074765,074	$16M	—	TRIM -7%
9	Insight Wealth Strategies, LLC	666,189666,189	$14M	—	ADD 4%
10	ALTFEST L J & CO INC	663,501663,501	$14M	—	TRIM -22%
11	Financial Enhancement Group LLC	633,652633,652	$14M	—	ADD 55%
12	Heck Capital Advisors, LLC	428,759428,759	$9M	—	ADD 50%
13	Park Edge Advisors, LLC	380,176380,176	$8M	—	—
14	Broussard Financial Group LLC	372,250372,250	$8M	—	ADD 8%
15	Authentikos Wealth Advisory, LLC	249,065249,065	$5M	—	ADD 3%
16	Aprio Wealth Management, LLC	233,128233,128	$5M	—	TRIM -21%
17	Magnolia Private Wealth, LLC	298,645298,645	$5M	—	ADD 12%
18	HOLLENCREST CAPITAL MANAGEMENT	201,303201,303	$4M	—	—
19	PRIVATE CLIENT SERVICES, LLC	199,112199,112	$4M	—	TRIM -4%
20	Professional Financial Management, Inc.	198,092198,092	$4M	—	ADD 8%
21	Elevated Capital Advisors, LLC	165,802165,802	$3M	—	ADD 48%
22	LifeWealth Investments, LLC	163,258163,258	$3M	—	ADD 7%
23	PRINCIPAL SECURITIES, INC.	152,411152,411	$3M	—	ADD 18%
24	HOWARD BAILEY SECURITIES, LLC	148,154148,154	$3M	—	TRIM -2%
25	B.O.S.S. Retirement Advisors, LLC	135,491135,491	$3M	—	TRIM -6%
26	Great Lakes Retirement, Inc.	123,290123,290	$3M	—	TRIM -8%
27	Gladstone Institutional Advisory LLC	112,466112,466	$2M	—	TRIM -9%
28	KESTRA PRIVATE WEALTH SERVICES, LLC	82,16382,163	$2M	—	ADD 35%
29	ROYAL BANK OF CANADA	79,46779,467	$2M	—	—
30	COMMONWEALTH EQUITY SERVICES, LLC	75,73775,737	$2M	—	ADD 5%
31	Aegis Wealth Management, Inc.	70,33770,337	$1M	—	TRIM -7%
32	IHT Wealth Management, LLC	67,17467,174	$1M	—	ADD 10%
33	Integrated Wealth Management	58,24558,245	$1M	—	TRIM -2%
34	Hilltop Holdings Inc.	57,30257,302	$1M	—	TRIM -61%
35	EVERGREEN CAPITAL MANAGEMENT LLC	56,78056,780	$1M	—	TRIM -84%
36	Centennial Advisors, LLC	52,16852,168	$1M	—	TRIM -4%
37	Csenge Advisory Group	43,48043,480	$917,424	—	—
38	GOLDMAN SACHS GROUP INC	41,00041,000	$865,100	—	ADD 197%
39	Belpointe Asset Management LLC	38,38838,388	$809,990	—	TRIM -42%
40	Lloyd Advisory Services, LLC.	38,26138,261	$807,313	—	TRIM -94%
41	Kingdom Financial Group LLC.	38,26138,261	$807,313	—	TRIM -6%
42	SMART Wealth LLC	33,99333,993	$717,262	—	—
43	EVOKE WEALTH, LLC	33,04533,045	$697,267	—	NEW
44	HRT FINANCIAL LP	32,60132,601	$687,000	—	NEW
45	Straight Path Wealth Management	32,44732,447	$684,632	—	ADD 3%
46	Golden Reserve Retirement LLC	30,38130,381	$641,039	—	ADD 136%
47	Pekin Hardy Strauss, Inc.	29,90229,902	$630,932	—	ADD 6%
48	Equitable Holdings, Inc.	26,03526,035	$570,245	—	—
49	4WEALTH ADVISORS, INC.	22,47122,471	$473,016	—	TRIM -24%
50	Legacy PCG, LLC	22,00422,004	$464,284	—	NEW
51	Farther Finance Advisors, LLC	20,92720,927	$440,726	—	TRIM -43%
52	Anchor Investment Management, LLC	19,87319,873	$419,330	—	—
53	Cumberland Partners Ltd	19,16819,168	$404,445	—	TRIM -93%
54	EVOLUTION WEALTH MANAGEMENT INC.	18,10818,108	$382,079	—	TRIM -5%
55	OSAIC HOLDINGS, INC.	16,06716,067	$339,036	—	ADD 70%
56	CWC Advisors, LLC.	14,62214,622	$308,524	—	TRIM -9%
57	KPP Advisory Services LLC	13,63613,636	$287,720	—	NEW
58	FSA Advisors, Inc.	13,43113,431	$283,390	—	ADD 10%
59	Welch Group, LLC	12,75812,758	$269,196	—	NEW
60	Wellment Financial	11,78111,781	$248,579	—	ADD 4%
61	Longview Financial Advisors, Inc.	10,27110,271	$216,723	—	—
62	Clarity Financial LLC	10,03010,030	$211,633	—	TRIM -24%
63	GROUP ONE TRADING LLC	9,0399,039	$190,723	—	ADD 50%
64	Networth Advisors, LLC	8,7638,763	$184,894	—	TRIM -11%
65	Quest 10 Wealth Builders, Inc.	7,9307,930	$167,323	—	—
66	SIMPLEX TRADING, LLC	6,0416,041	$127,465	—	NEW
67	SIGNATUREFD, LLC	4,6444,644	$97,988	—	NEW
68	Key Capital Management, INC	3,7313,731	$78,724	—	ADD 16%
69	IFP Advisors, Inc	3,2643,264	$68,870	—	TRIM -45%
70	Colonial Trust Co / SC	2,0002,000	$42,200	—	—
71	US BANCORP \DE\	900900	$18,990	—	—
72	PRIVATE TRUST CO NA	820820	$17,302	—	—
73	Geneos Wealth Management Inc.	785785	$16,563	—	—
74	NATIONAL BANK OF CANADA /FI/	634634	$13,371	—	—
75	Aptus Capital Advisors, LLC	500500	$10,550	—	NEW
76	MORGAN STANLEY	351351	$7,427	—	—
77	HANTZ FINANCIAL SERVICES, INC.	315315	$7,000	—	NEW
78	VIRTUS ADVISERS, LLC	258258	$5,444	—	TRIM -40%
79	Steward Partners Investment Advisory, LLC	211211	$4,452	—	NEW
80	Mosley Wealth Management	9393	$2,034	—	NEW
81	WELLS FARGO & COMPANY/MN	11	$23	—	TRIM -50%

Rows rank by the value each filer reported — 13F filers price their own positions, so a holder with fewer shares can rank just above one with more.

Buyers & sellers2026-Q1 vs 2025-Q4 · 43 bought / 51 sold · net +2,922,763 shares · 7.3d of ADV

Bought43 filers

Shares: 9,747,346
Value: $206M
Opened: 13 · 8,537,682 sh
Days of ADV: 24.4d

Sold51 filers

Shares: 6,824,583
Value: $144M
Closed: 20 · 5,117,417 sh
Days of ADV: 17.1d

Net (all filers) +2,922,763 sh · $62M · 14.2% of the prior register

Holder trends· top 15 holders · shares held over 6 quarters

green added · red trimmed

Holder

2024-Q4

2025-Q1

2025-Q2

2025-Q3

2025-Q4

2026-Q1

Latest value

Simplify Asset Management Inc.

170K

—

5.5M

$117M

GenTrust, LLC

—

2.9M

$61M

Ferguson Shapiro LLC

1.3M

1.9M

2.2M

2.3M

$49M

AE Wealth Management LLC

1.6M

2.0M

1.9M

2.0M

1.9M

$40M

Mid-American Wealth Advisory Group, Inc.

691K

979K

1.0M

1.1M

$25M

HighTower Advisors, LLC

32K

81K

79K

920K

1.2M

$25M

Ancora Advisors LLC

786K

821K

990K

$21M

LPL Financial LLC

248K

536K

589K

373K

826K

765K

$16M

Insight Wealth Strategies, LLC

—

640K

666K

$14M

ALTFEST L J & CO INC

244K

837K

820K

841K

853K

664K

$14M

Financial Enhancement Group LLC

1.0M

—

409K

634K

$14M

Heck Capital Advisors, LLC

242K

257K

265K

267K

285K

429K

$9M

Park Edge Advisors, LLC

—

244K

239K

386K

381K

380K

$8M

Broussard Financial Group LLC

—

346K

372K

$8M

Authentikos Wealth Advisory, LLC

68K

332K

411K

315K

242K

249K

$5M

Institutional footprint by quarter

Holder count only — too few computable %-of-shares-outstanding quarters for a % pane. Line breaks are quarters with no 13F record, never interpolated.

Quarter	Holders	Shares held	% shares out	Value held
2026-Q1	81	23,549,662	—	$496M
2025-Q4	88	20,626,899	—	$452M
2025-Q3	82	17,404,278	—	$380M
2025-Q2	93	18,466,142	—	$407M

Short interest has its own tab now — open SI →

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13F

TUA☆

Institutional ownership· 13F filers holding TUA · 2026-Q1 methodology → sources →

Top holders

Holder trends· top 15 holders · shares held over 6 quarters

Institutional footprint by quarter

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Institutional ownership· 13F filers holding TUA · 2026-Q1 methodology → sources →

Top holders

Holder trends· top 15 holders · shares held over 6 quarters

Institutional footprint by quarter

▸Register gapwho owns your peers and not you

TUA