% of shares outstanding is not shown for PQDI: this is a fund line, and we hold no cover-page share count for it at any quarter — a fund's shares outstanding move with creations and redemptions rather than with issuance and buybacks, and it is not the SEC cover-page count this percentage is defined against. The figure is withheld rather than computed against a count that does not exist. Holder share counts are shown as filed.
Crowding percentile withheld — no market cap for PQDI in the served universe — the cohort is size-matched, and an unmatched percentile would compare a micro-cap register to a mega-cap one.
| # | Holder | Shares | Value | % of shares out | Δ QoQ |
|---|---|---|---|---|---|
| 1 | PRINCIPAL FINANCIAL GROUP INC | 2,067,3322.1M | $40M | — | — |
| 2 | PRINCIPAL SECURITIES, INC. | 805,985805,985 | $16M | — | ADD 10% |
| 3 | ENVESTNET ASSET MANAGEMENT INC | 794,282794,282 | $15M | — | ADD 8% |
| 4 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 98,90698,906 | $2M | — | TRIM -47% |
| 5 | JANE STREET GROUP, LLC | 32,77932,779 | $631,517 | — | ADD 4% |
| 6 | HARBOR INVESTMENT ADVISORY, LLC | 31,44731,447 | $605,855 | — | — |
| 7 | Capital Investment Advisory Services, LLC | 24,98024,980 | $481,262 | — | — |
| 8 | Cambridge Investment Research Advisors, Inc. | 15,07515,075 | $290,000 | — | ADD 41% |
| 9 | OSAIC HOLDINGS, INC. | 2,5562,556 | $49,261 | — | — |
| 10 | CoreCap Advisors, LLC | 885885 | $17,050 | — | — |
| 11 | ASSETMARK, INC | 8888 | $1,695 | — | — |
| 12 | UBS Group AG | 77 | $135 | — | TRIM -88% |
| 13 | MORGAN STANLEY | 11 | $27 | — | — |
Rows rank by the value each filer reported — 13F filers price their own positions, so a holder with fewer shares can rank just above one with more.
| Holder | 2024-Q4 | 2025-Q1 | 2025-Q2 | 2025-Q3 | 2025-Q4 | 2026-Q1 | Latest value |
|---|---|---|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC | 996K | 996K | 2.1M | 2.1M | 2.1M | 2.1M | $40M |
| PRINCIPAL SECURITIES, INC. | 508K | 508K | 485K | 516K | 735K | 806K | $16M |
| ENVESTNET ASSET MANAGEMENT INC | 514K | 530K | 489K | 518K | 737K | 794K | $15M |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 137K | 137K | 159K | 179K | 187K | 99K | $2M |
| JANE STREET GROUP, LLC | 28K | — | — | — | 31K | 33K | $631,517 |
| HARBOR INVESTMENT ADVISORY, LLC | 30K | 30K | 30K | 30K | 31K | 31K | $605,855 |
| Capital Investment Advisory Services, LLC | 28K | 28K | 27K | 25K | 25K | 25K | $481,262 |
| Cambridge Investment Research Advisors, Inc. | — | — | — | — | 11K | 15K | $290,000 |
| OSAIC HOLDINGS, INC. | 153 | — | — | — | 3K | 3K | $49,261 |
| CoreCap Advisors, LLC | — | 570 | 570 | 570 | 885 | 885 | $17,050 |
| ASSETMARK, INC | — | — | — | — | 88 | 88 | $1,695 |
| UBS Group AG | — | — | 1K | — | 58 | 7 | $135 |
| MORGAN STANLEY | 1 | 1 | 1 | 1 | 1 | 1 | $27 |
Shares reported each quarter by the largest current holders. Green = added vs the prior filing, red = trimmed, grey = roughly held; a dash is a quarter with no 13F on file (a gap is skipped, not read as an exit). 13F is filed up to 45 days after quarter-end. Up to 40 quarters (10 years) available — use the selector above.
Holder count only — too few computable %-of-shares-outstanding quarters for a % pane. Line breaks are quarters with no 13F record, never interpolated.
Short interest has its own tab now — open SI →
Source: SEC Form 13F — every institution manager (≥ $100M in 13F securities) reporting a long US-listed position, across ~10,250 filers over 10 years of history. 13F is long-only, US-listed, filed up to 45 days after quarter-end.
| Biggest buyers | Δ shares | Δ value | |
|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | +71,086 | $1M | ADD |
| ENVESTNET ASSET MANAGEMENT INC | +57,654 | $1M | ADD |
| Cambridge Investment Research Advisors, Inc. | +4,350 | $83,807 | ADD |
| JANE STREET GROUP, LLC | +1,396 | $26,895 | ADD |
| Capital Investment Advisory Services, LLC | +250 | $4,816 | — |
| Biggest sellers | Δ shares | Δ value | |
|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | −87,828 | $2M | TRIM |
| UBS Group AG | −51 | $983 | TRIM |
The 2025-Q4 register is as-filed in ITS OWN share basis; every count below was rebased into the 2026-Q1 basis (no split in between, factor 1). Dollar figures value the SHARE delta at one price — the 2026-03-31 close — rather than differencing two filings' own reported values, which would mix the quarter's price move into the trade figure.
13Fs disclose LONG US-listed positions only — shorts, most derivatives, bonds and non-US listings are invisible here, and a filer's quarter-over-quarter change is not necessarily a trade (index rebalances, in-kind transfers and entity successions all read as flow).
| Quarter | Holders | Shares held | % shares out | Value held |
|---|---|---|---|---|
| 2026-Q1 | 13 | 3,874,323 | — | $75M |
| 2025-Q4 | 13 | 3,827,431 | — | $75M |
| 2025-Q3 | 8 | 3,335,728 | — | $66M |
| 2025-Q2 | 10 | 3,259,893 | — | $63M |
| 2025-Q1 | 9 | 2,229,144 | — | $42M |
| 2024-Q4 | 10 | 2,259,788 | — | $43M |
| 2024-Q3 | 10 | 2,224,979 | — | $43M |
| 2024-Q2 | 9 | 1,186,968 | — | $22M |
| 2024-Q1 | 10 | 1,259,431 | — | $23M |
| 2023-Q4 | 9 | 1,085,196 | — | $20M |
| 2023-Q3 | 6 | 1,086,980 | — | $19M |
| 2023-Q2 | 6 | 1,133,766 | — | $20M |
| 2023-Q1 | 7 | 1,084,024 | — | $3M |
| 2022-Q4 | 4 | 1,055,137 | — | $19M |
| 2022-Q3 | 4 | 1,050,357 | — | $19M |
| 2022-Q2 | 5 | 1,048,719 | — | $19M |
| 2022-Q1 | 5 | 1,069,934 | — | $21M |
| 2021-Q4 | 6 | 1,076,192 | — | $23M |
| 2021-Q3 | 5 | 1,035,686 | — | $22M |
| 2021-Q2 | 1 | 995,521 | — | $22M |
| 2021-Q1 | 2 | 1,014,177 | — | $22M |
| 2020-Q4 | 2 | 1,017,477 | — | $22M |
| 2020-Q3 | 2 | 1,033,149 | — | $21M |
| 2020-Q2 | 1 | 995,521 | — | $20M |
