Odyssey Marine Exploration Inc OMEX US Equity
Odyssey Marine Exploration Inc (Nasdaq: OMEX), an SEC filer in Water Transportation, closed at $0.82, -8.6%, on 2026-08-28, with a market cap of $53M as of 2026-08-27, a net margin of -12180.6% and 3-year sales growth of 24.4%. Institutional ownership, earnings history and filed financials are on the tabs below.
Legal & controls
Item 3 and Item 9A as filed · every verdict is the registrant’s own sentence, printed below it · a filing that fails an extraction gate reads “not extracted”
| Fiscal year | Filed | Item 3 | ICFR | disclosure controls | material weakness | Filing |
|---|---|---|---|---|---|---|
| 2025-12-31 | 2026-03-31 | in the notes | NOT effective | not extracted | disclosed | EDGAR |
Item 3 · The information contained in “Part IV, Item 15. Note 11, Commitments and Contingencies” included elsewhere in this Annual Report on Form 10-K is incorporated herein by reference. Item 9A · ICFR · Based on its evaluation under this framework, management concluded that our internal control over financial reporting was not effective as of December 31, 2025. Item 9A · disclosure controls · Based on that evaluation, our management, including our CEO and President, concluded that our disclosure controls and procedures were effective as of December 31, 2025. Item 9A · material weakness · Material Weakness in Internal Control over Financial Reporting In connection with our evaluation for the year ended December 31, 2023, we identified a material weakness in our internal control over financial reporting as of December 31, 2023, relating to the appropriate review of accounting positions for certain significant transactions. | ||||||
| 2024-12-31 | 2025-03-31 | in the notes | NOT effective | NOT effective | remediated (prior year) | EDGAR |
Item 3 · The information contained in “Part IV, Item 15. Note 11, Commitments and Contingencies” included elsewhere in this Annual Report on Form 10-K is incorporated herein by reference. Item 9A · ICFR · Due to the material weakness described below with respect to our internal control over financial reporting relating to the appropriate review of accounting positions for certain significant transactions, management has concluded that our internal control over financial reporting was not effective as of December 31, 2024. Item 9A · disclosure controls · Based on that evaluation, our management, including our CEO and CFO, concluded that our disclosure controls and procedures were not effective as of December 31, 2024, as the result of the material weakness in our internal control over financial reporting discussed below, which is currently being remediated. | ||||||
| 2023-12-31 | 2024-05-17 | as filed | NOT effective | NOT effective | disclosed | EDGAR |
Item 3 · The Company may be subject to a variety of claims and suits that arise from time to time in the ordinary course of business. We are not a party to any litigation as a defendant where a loss contingency is required to be reflected in our consolidated financial statements. Item 9A · ICFR · Due to the material weakness described below with respect to our internal control over financial reporting relating to the appropriate review of accounting positions for certain significant transactions, management has concluded that our internal control over financial reporting was not effective as of December 31, 2023. Item 9A · disclosure controls · Based on that evaluation, our management, including our CEO and CFO, concluded that our disclosure controls and procedures were not effective as of December 31, 2023, as the result of the material weakness in our internal control over financial reporting discussed below, which is currently being remediated. | ||||||
| 2022-12-31 | 2023-03-31 | as filed | not extracted | effective | none in Item 9A | EDGAR |
Item 3 · The Company may be subject to a variety of claims and suits that arise from time to time in the ordinary course of business. We are not a party to any litigation as a defendant where a loss contingency is required to be reflected in our consolidated financial statements. Item 9A · disclosure controls · Based on that evaluation our CEO and CFO have concluded that these disclosure controls and procedures are effective. | ||||||
| 2021-12-31 | 2022-03-31 | as filed | not extracted | effective | none in Item 9A | EDGAR |
Item 3 · The Company may be subject to a variety of claims and suits that arise from time to time in the ordinary course of business. We are not a party to any litigation as a defendant where a loss contingency is required to be reflected in our consolidated financial statements. Item 9A · disclosure controls · Based on that evaluation, the CEO and CFO have concluded that the Company’s disclosure controls and procedures are effective to ensure that we are able to collect process and disclose the information we are required to disclose in the reports we file with the SEC within required time periods. | ||||||
5 of 5 annual reports on record have their filing text cached on this host; the rest are listed with their EDGAR link and no extraction, because this surface never fetches from SEC on a page load.
- Item 3 and Item 9A are located in the filing HTML already cached on this host and read with the same line-anchored item matcher and largest-gap body disambiguation the filing-narrative pass uses for Item 1A and Item 7 — no fetch, no model, no summarization.
- A heading is accepted as a section only when it is not a table-of-contents row (a trailing page number), not a quoted reference in prose, and names its own section; the span must then clear a per-item length band and carry readable text after the heading. Anything that fails a gate is served as 'not extracted' with the reason — never as a default value.
- An effectiveness conclusion is read only from a sentence that names its own control set (disclosure controls and procedures, or internal control over financial reporting) and states an outcome. Conditional sentences — the standard limitations paragraph and forward-looking remediation language — are excluded, because they are hypotheses rather than conclusions.
- When a filing's own sentences disagree — an effective conclusion beside an unremediated material-weakness disclosure, or two conclusions of opposite sign — no verdict is asserted. A wrong 'controls were effective' reading is worse than no reading.
- Every verdict is shown beside the verbatim sentence it was read from. The excerpt is the filing's own words, capped at 1,200 characters; the filing itself is one link away.