NOVONIX Ltd (Nasdaq: NVX), an SEC filer in Miscellaneous Electrical Machinery, Equipment & Supplies, closed at $3.51, -2.8%, on 2026-08-28. Institutional ownership, earnings history and filed financials are on the tabs below.
% of shares outstanding not shown: this line files 20-F annual reports only — a foreign private issuer whose US listing trades as ADSs (depositary receipts), while its cover-page share count is in ORDINARY shares. The depositary ratio is not in our data. The count we hold for this line is 840,073,798 shares (as of 2025-12-31, source dei). Dividing one by the other is wrong by the whole ratio (a 5:1 ADR reads one fifth of the true percentage), so the percentage is withheld rather than served wrong. Holder share counts are shown as filed.
Crowding percentile lands with its cohort — the cohort is size-matched, so it needs a market cap for NVX in the served universe — that lands with the next screener build.
| # | Holder | Shares | Value | % of shares out | Δ QoQ |
|---|---|---|---|---|---|
| 1 | UBS Group AG | 1,552,9041.6M | $1M | — | ADD 46% |
| 2 | Forest Avenue Capital Management LP | 1,199,3981.2M | $827,585 | — | NEW |
| 3 | XTX Topco Ltd | 367,865367,865 | $253,827 | — | ADD 36% |
| 4 | CITADEL ADVISORS LLC | 266,401266,401 | $183,817 | — | ADD 491% |
| 5 | JANE STREET GROUP, LLC | 204,522204,522 | $152,388 | — | TRIM -78% |
| 6 | MARSHALL WACE, LLP | 207,318207,318 | $143,050 | — | TRIM -64% |
| 7 | SmartHarvest Portfolios, LLC | 144,801144,801 | $99,913 | — | NEW |
| 8 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 140,690140,690 | $97,076 | — | TRIM -36% |
| 9 | Independent Advisor Alliance | 110,888110,888 | $76,513 | — | NEW |
| 10 | Vanguard Personalized Indexing Management, LLC | 109,097109,097 | $75,277 | — | ADD 130% |
Ranked by each filer’s own reported value, not shares.
| Biggest buyers | Δ shares | Δ value | |
|---|---|---|---|
| Forest Avenue Capital Management LP | +1,199,398 | $827,585 | OPEN |
| UBS Group AG | +492,446 | $339,788 | ADD |
| CITADEL ADVISORS LLC | +221,325 | $152,714 | ADD |
| SmartHarvest Portfolios, LLC | +144,801 | $99,913 | OPEN |
| Independent Advisor Alliance | +110,888 | $76,513 | OPEN |
| Biggest sellers | Δ shares | Δ value | |
|---|---|---|---|
| JANE STREET GROUP, LLC | −743,185 | $512,798 | TRIM |
| MORGAN STANLEY | −530,852 | $366,288 | TRIM |
| MARSHALL WACE, LLP | −368,498 | $254,264 | TRIM |
| MILLENNIUM MANAGEMENT LLC | −207,936 | $143,476 | TRIM |
| Quadrature Capital Ltd | −96,306 | $66,451 | CLOSE |
Prior quarter split-rebased · 13Fs are long, US-listed only.
| Holder | 2024-Q4 | 2025-Q1 | 2025-Q2 | 2025-Q3 | 2025-Q4 | 2026-Q1 | Latest value |
|---|---|---|---|---|---|---|---|
| UBS Group AG | 126K | — | 138K | 241K | 1.1M | 1.6M | $1M |
| Forest Avenue Capital Management LP | — | — | — | — | — | 1.2M | $827,585 |
| XTX Topco Ltd | — | — | — | 55K | 271K | 368K | $253,827 |
| CITADEL ADVISORS LLC | — | — | 10K | 109K | 45K | 266K | $183,817 |
| JANE STREET GROUP, LLC | — | — | — | — | 948K | 205K | $152,388 |
| MARSHALL WACE, LLP | — | — | — | — | 576K | 207K | $143,050 |
| SmartHarvest Portfolios, LLC | — | — | — | — | — | 145K | $99,913 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 25K | 13K | — | 51K | 219K | 141K | $97,076 |
| Independent Advisor Alliance | — | — | — | — | — | 111K | $76,513 |
| Vanguard Personalized Indexing Management, LLC | — | — | — | — | 47K | 109K | $75,277 |
Green = added, red = trimmed, grey = held; a dash is a quarter with no 13F on file — a gap, not an exit.
Holders only — breaks = no 13F.
Short interest has its own tab now — open SI →
SEC Form 13F · ~10,250 filers, 10y · long-only, US-listed, filed ≤45d after quarter-end.
