Nocera, Inc. NCRA US Equity
Nocera, Inc. (Nasdaq: NCRA), an SEC filer in Agricultural Prod-Livestock & Animal Specialties, closed at $1.89, +8.0%, on 2026-08-28, with a market cap of $4M as of 2026-08-27, a net margin of -26.1% and 3-year sales growth of -7.9%. Institutional ownership, earnings history and filed financials are on the tabs below.
Legal & controls
Item 3 and Item 9A as filed · every verdict is the registrant’s own sentence, printed below it · a filing that fails an extraction gate reads “not extracted”
| Fiscal year | Filed | Item 3 | ICFR | disclosure controls | material weakness | Filing |
|---|---|---|---|---|---|---|
| 2025-12-31 | 2026-04-15 | described here | not extracted | NOT effective | disclosed | EDGAR |
Item 3 · We are currently not a party to any legal or administrative proceedings and are not aware of any pending or threatened legal or administrative proceedings against us in all material aspects. We may from time to time become a party to various legal or administrative proceedings arising in the ordinary course of our business. Item 9A · ICFR · As a result of this assessment, we have determined that our internal control over financial reporting was not effective as of December 31, 2025. Item 9A · disclosure controls · Based on that evaluation, our Chief Executive Officer and Chief Financial Officer concluded that, as of December 31, 2025, due to the presence of material weaknesses described below, our disclosure controls and procedures were not effective. | ||||||
| 2024-12-31 | 2025-05-06 | described here | not extracted | NOT effective | disclosed | EDGAR |
Item 3 · We are currently not a party to any legal or administrative proceedings and are not aware of any pending or threatened legal or administrative proceedings against us in all material aspects. We may from time to time become a party to various legal or administrative proceedings arising in the ordinary course of our business. Item 9A · ICFR · As a result of this assessment, we have determined that our internal control over financial reporting was not effective as of December 31, 2024. Item 9A · disclosure controls · Based on that evaluation, our Chief Executive Officer and Chief Financial Officer concluded that, as of December 31, 2024, our disclosure controls and procedures were not effective due to the material weaknesses described below, including, without limitation, the decisions that led to the restatement of our unaudited interim financial statements for the quarters ended March 31, June 30 and September 30, 2024. | ||||||
| 2023-12-31 | 2024-04-01 | described here | not extracted | NOT effective | disclosed | EDGAR |
Item 3 · We are currently not a party to any legal or administrative proceedings and are not aware of any pending or threatened legal or administrative proceedings against us in all material aspects. We may from time to time become a party to various legal or administrative proceedings arising in the ordinary course of our business. Item 9A · ICFR · As a result of this assessment, we have determined that our internal control over financial reporting was not effective as of December 31, 2023. Item 9A · disclosure controls · Based on that evaluation, our Chief Executive Officer and Chief Financial Officer concluded that, as of December 31, 2023, due to the presence of material weaknesses described below, our disclosure controls and procedures were not effective. | ||||||
| 2022-12-31 | 2023-03-31 | described here | not extracted | NOT effective | disclosed | EDGAR |
Item 3 · We are currently not a party to any legal or administrative proceedings and are not aware of any pending or threatened legal or administrative proceedings against us in all material aspects. We may from time to time become a party to various legal or administrative proceedings arising in the ordinary course of our business. Item 9A · ICFR · As a result of this assessment, we have determined that our internal control over financial reporting was not effective as of December 31, 2022. Item 9A · disclosure controls · Based on that evaluation, our Chief Executive Officer and Chief Financial Officer concluded that, as of December 31, 2022, due to the presence of material weaknesses described below, our disclosure controls and procedures were not effective. | ||||||
| 2021-12-31 | 2022-03-23 | described here | not extracted | NOT effective | disclosed | EDGAR |
Item 3 · We are currently not a party to any legal or administrative proceedings and are not aware of any pending or threatened legal or administrative proceedings against us in all material aspects. We may from time to time become a party to various legal or administrative proceedings arising in the ordinary course of our business. Item 9A · ICFR · As a result of this assessment, we have determined that our internal control over financial reporting was not effective as of December 31, 2021. Item 9A · disclosure controls · Based on that evaluation, our Chief Executive Officer and Chief Financial Officer concluded that, as of December 31, 2021, due to the presence of material weaknesses described below, our disclosure controls and procedures were not effective. | ||||||
5 of 5 annual reports on record have their filing text cached on this host; the rest are listed with their EDGAR link and no extraction, because this surface never fetches from SEC on a page load.
- Item 3 and Item 9A are located in the filing HTML already cached on this host and read with the same line-anchored item matcher and largest-gap body disambiguation the filing-narrative pass uses for Item 1A and Item 7 — no fetch, no model, no summarization.
- A heading is accepted as a section only when it is not a table-of-contents row (a trailing page number), not a quoted reference in prose, and names its own section; the span must then clear a per-item length band and carry readable text after the heading. Anything that fails a gate is served as 'not extracted' with the reason — never as a default value.
- An effectiveness conclusion is read only from a sentence that names its own control set (disclosure controls and procedures, or internal control over financial reporting) and states an outcome. Conditional sentences — the standard limitations paragraph and forward-looking remediation language — are excluded, because they are hypotheses rather than conclusions.
- When a filing's own sentences disagree — an effective conclusion beside an unremediated material-weakness disclosure, or two conclusions of opposite sign — no verdict is asserted. A wrong 'controls were effective' reading is worse than no reading.
- Every verdict is shown beside the verbatim sentence it was read from. The excerpt is the filing's own words, capped at 1,200 characters; the filing itself is one link away.