% of shares outstanding not shown: no SEC cover-page share count falls within 120 days of the 2026-Q1 quarter end, so any percentage would rest on a count that cannot speak for this quarter. Holder share counts are shown as filed.
Crowding percentile lands with its cohort — the cohort is size-matched, so it needs a market cap for HTGC in the served universe — that lands with the next screener build.
| # | Holder | Shares | Value | % of shares out | Δ QoQ |
|---|---|---|---|---|---|
| 1 | Sound Income Strategies, LLC | 3,382,0583.4M | $49M | — | ADD 25% |
| 2 | VAN ECK ASSOCIATES CORP | 3,163,9813.2M | $47M | — | TRIM -9% |
| 3 | UBS Group AG | 2,493,9922.5M | $37M | — | ADD 49% |
| 4 | TWO SIGMA INVESTMENTS, LP | 2,324,8592.3M | $34M | — | ADD 44% |
| 5 | Qube Research & Technologies Ltd | 2,235,7502.2M | $33M | — | ADD 46% |
| 6 | LPL Financial LLC | 1,795,6771.8M | $27M | — | — |
| 7 | D. E. Shaw & Co., Inc. | 1,548,9601.5M | $23M | — | ADD 88% |
| 8 | Legal & General Group Plc | 1,498,6531.5M | $22M | — | ADD 8% |
| 9 | Muzinich & Co., Inc. | 1,350,1251.4M | $20M | — | — |
| 10 | MORGAN STANLEY | 1,264,6161.3M | $19M | — | ADD 14% |
Ranked by each filer’s own reported value, not shares.
| Biggest buyers | Δ shares | Δ value | |
|---|---|---|---|
| UBS Group AG | +822,132 | $12M | ADD |
| D. E. Shaw & Co., Inc. | +723,423 | $11M | ADD |
| Qube Research & Technologies Ltd | +709,224 | $10M | ADD |
| TWO SIGMA INVESTMENTS, LP | +708,403 | $10M | ADD |
| Sound Income Strategies, LLC | +678,783 | $10M | ADD |
| Biggest sellers | Δ shares | Δ value | |
|---|---|---|---|
| TWO SIGMA ADVISERS, LP | −1,922,200 | $28M | CLOSE |
| Point72 Asset Management, L.P. | −557,660 | $8M | CLOSE |
| BlackRock, Inc. | −477,964 | $7M | TRIM |
| MILLENNIUM MANAGEMENT LLC | −407,316 | $6M | TRIM |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | −406,478 | $6M | TRIM |
Prior quarter split-rebased · 13Fs are long, US-listed only.
| Holder | 2024-Q4 | 2025-Q1 | 2025-Q2 | 2025-Q3 | 2025-Q4 | 2026-Q1 | Latest value |
|---|---|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 2.8M | 2.9M | 2.9M | 2.8M | 2.7M | 3.4M | $49M |
| VAN ECK ASSOCIATES CORP | 3.4M | 3.4M | 3.6M | 3.6M | 3.5M | 3.2M | $47M |
| UBS Group AG | 451K | 811K | 1.2M | 1.3M | 1.7M | 2.5M | $37M |
| TWO SIGMA INVESTMENTS, LP | 946K | 1.3M | 1.3M | 1.3M | 1.6M | 2.3M | $34M |
| Qube Research & Technologies Ltd | — | 110K | 580K | 1.0M | 1.5M | 2.2M | $33M |
| LPL Financial LLC | 987K | 1.1M | 1.3M | 1.8M | 1.8M | 1.8M | $27M |
| D. E. Shaw & Co., Inc. | 593K | 283K | 343K | 516K | 826K | 1.5M | $23M |
| Legal & General Group Plc | 1.1M | 1.2M | 1.3M | 1.2M | 1.4M | 1.5M | $22M |
| Muzinich & Co., Inc. | 450K | 510K | 738K | 993K | 1.3M | 1.4M | $20M |
| MORGAN STANLEY | 1.3M | 1.6M | 1.4M | 1.2M | 1.1M | 1.3M | $19M |
Green = added, red = trimmed, grey = held; a dash is a quarter with no 13F on file — a gap, not an exit.
Holders only — breaks = no 13F.
Short interest has its own tab now — open SI →
SEC Form 13F · ~10,250 filers, 10y · long-only, US-listed, filed ≤45d after quarter-end.
