CDX

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Institutional ownership· 13F filers holding CDX · 2026-Q1 methodology → sources →

88 holders

NOT COVEREDSIMPLIFY EXCHANGE TRADED FUNOutside our covered operating-company universe: we hold no company record, no SEC annual-report provenance and no cover-page share count for this line, so fundamentals and classification are unavailable. Nothing about what kind of security it is is asserted here — only the 13F register below, which is filed against its CUSIP and stands as filed.evidence ⓘ

% of shares outstanding held

—

Shares held (13F)

14,542,555

Reporting holders

% of shares outstanding not shown: no SEC cover-page share count falls within 120 days of the 2026-Q1 quarter end, so any percentage would rest on a count that cannot speak for this quarter. Holder share counts are shown as filed.

Active share of register99.9%86 active filers

Index / screened out0.1%1 filers

Reporting holders872026-Q1

Top-10 concentration59.5%

HHI0.0516

Effective holders19.4

Crowding percentile—

Crowding percentile withheld — no market cap for CDX in the served universe — the cohort is size-matched, and an unmatched percentile would compare a micro-cap register to a mega-cap one.

Top holders

largest 88 of 88 · Δ vs 2025-Q4

#	Holder	Shares	Value	% of shares out	Δ QoQ
1	SIGNATURE ESTATE & INVESTMENT ADVISORS LLC	1,824,4911.8M	$39M	—	NEW
2	ENVESTNET ASSET MANAGEMENT INC	1,496,9201.5M	$32M	—	ADD 9%
3	AE Wealth Management LLC	1,264,3871.3M	$27M	—	ADD 4%
4	Altiora Financial Group, LLC	898,970898,970	$19M	—	TRIM -16%
5	Park Edge Advisors, LLC	755,936755,936	$16M	—	—
6	Insight Wealth Strategies, LLC	680,098680,098	$15M	—	ADD 5%
7	LPL Financial LLC	586,651586,651	$13M	—	TRIM -19%
8	DRIVE WEALTH MANAGEMENT, LLC	396,511396,511	$8M	—	ADD 7%
9	PRINCIPAL SECURITIES, INC.	378,392378,392	$8M	—	ADD 67%
10	NewEdge Wealth, LLC	368,211368,211	$8M	—	ADD 9%
11	Orion Porfolio Solutions, LLC	333,447333,447	$7M	—	ADD 5%
12	PREVAIL INNOVATIVE WEALTH ADVISORS, LLC	316,279316,279	$7M	—	ADD 221%
13	Meridian Wealth Management, LLC	308,412308,412	$7M	—	TRIM -3%
14	Prime Capital Investment Advisors, LLC	305,439305,439	$7M	—	ADD 6%
15	FLAGSHIP HARBOR ADVISORS, LLC	286,313286,313	$6M	—	ADD 14%
16	OSAIC HOLDINGS, INC.	243,113243,113	$5M	—	TRIM -13%
17	Envestnet Portfolio Solutions, Inc.	241,758241,758	$5M	—	ADD 9%
18	SlateStone Wealth, LLC	233,356233,356	$5M	—	ADD 20%
19	Mid-American Wealth Advisory Group, Inc.	210,408210,408	$5M	—	—
20	Security National Bank	218,388218,388	$5M	—	ADD 10%
21	ADAPT WEALTH ADVISORS, LLC	214,160214,160	$5M	—	TRIM -6%
22	Focus Partners Wealth	196,137196,137	$4M	—	ADD 5%
23	COMMONWEALTH EQUITY SERVICES, LLC	189,421189,421	$4M	—	TRIM -51%
24	WCG Wealth Advisors LLC	173,191173,191	$4M	—	ADD 12%
25	Soltis Investment Advisors LLC	172,003172,003	$4M	—	ADD 11%
26	Steward Partners Investment Advisory, LLC	142,941142,941	$3M	—	TRIM -37%
27	Fifth Third Securities, Inc.	130,418130,418	$3M	—	ADD 13%
28	Kingsview Wealth Management, LLC	124,698124,698	$3M	—	ADD 16%
29	Pekin Hardy Strauss, Inc.	119,716119,716	$3M	—	TRIM -14%
30	CITADEL ADVISORS LLC	107,640107,640	$2M	—	TRIM -13%
31	Independent Wealth Advisors LLC	102,390102,390	$2M	—	TRIM -3%
32	GOLDMAN SACHS GROUP INC	100,300100,300	$2M	—	NEW
33	Centennial Wealth Advisory LLC	98,14598,145	$2M	—	ADD 9%
34	Almanack Investment Partners, LLC.	86,97586,975	$2M	—	ADD 354%
35	Janney Montgomery Scott LLC	71,93971,939	$2M	—	ADD 577%
36	SILVER OAK SECURITIES, INCORPORATED	63,00263,002	$1M	—	ADD 10%
37	STEPHENS INC /AR/	60,58460,584	$1M	—	TRIM -5%
38	Advisory Services Network, LLC	59,29359,293	$1M	—	ADD 8%
39	RFG Advisory, LLC	57,16757,167	$1M	—	TRIM -17%
40	Summit Financial, LLC	52,48052,480	$1M	—	TRIM -62%
41	Private Advisor Group, LLC	50,16450,164	$1M	—	TRIM -27%
42	TD Waterhouse Canada Inc.	48,60048,600	$1M	—	ADD 60%
43	CIBC WORLD MARKET INC.	46,09946,099	$983,753	—	TRIM -18%
44	MML INVESTORS SERVICES, LLC	43,08543,085	$919,424	—	—
45	Retirement Planning Group, LLC	41,17741,177	$878,707	—	—
46	NewEdge Advisors, LLC	194,856194,856	$861,365	—	TRIM -15%
47	CreativeOne Wealth, LLC	31,90531,905	$680,853	—	ADD 16%
48	Belpointe Asset Management LLC	31,50831,508	$672,381	—	ADD 188%
49	Cooper Financial Group	30,02430,024	$640,712	—	—
50	Advisor Resource Council	29,30929,309	$625,454	—	ADD 6%
51	Ankerstar Wealth, LLC	27,76927,769	$592,590	—	TRIM -76%
52	Worth Asset Management, LLC	26,45726,457	$564,592	—	TRIM -43%
53	Cambridge Investment Research Advisors, Inc.	24,17724,177	$516,000	—	ADD 11%
54	MATHER GROUP, LLC.	21,58021,580	$460,517	—	NEW
55	PARK AVENUE SECURITIES LLC	21,13521,135	$451,000	—	NEW
56	Fortis Capital Advisors, LLC	20,10620,106	$429,062	—	NEW
57	LaSalle St. Investment Advisors, LLC	19,01219,012	$405,716	—	—
58	Kestra Advisory Services, LLC	18,34318,343	$391,436	—	ADD 5%
59	WealthCare Asset Management, LLC	16,80116,801	$358,540	—	NEW
60	Trajan Wealth LLC	14,58314,583	$311,210	—	TRIM -7%
61	Heck Capital Advisors, LLC	14,17514,175	$302,486	—	ADD 9%
62	GFS Advisors, LLC	12,12512,125	$258,748	—	ADD 11%
63	MBA Advisors LLC	11,54711,547	$246,415	—	ADD 2%
64	HighTower Advisors, LLC	11,40111,401	$243,299	—	NEW
65	BayBridge Capital Group, LLC	10,21710,217	$227,533	—	—
66	Triumph Capital Management	9,8679,867	$210,562	—	—
67	Cetera Investment Advisers	9,5619,561	$204,033	—	TRIM -75%
68	CWM, LLC	9,1069,106	$194,322	—	ADD 68%
69	PNC FINANCIAL SERVICES GROUP, INC.	8,1008,100	$172,854	—	—
70	Realta Investment Advisors	8,0808,080	$172,426	—	NEW
71	NBC SECURITIES, INC.	3,6103,610	$77,037	—	ADD 92%
72	Western Wealth Management, LLC	2,9142,914	$62,184	—	NEW
73	UBS Group AG	1,6961,696	$36,193	—	ADD 1120%
74	Ascentis Independent Advisors	670670	$14,297	—	NEW
75	WELLS FARGO & COMPANY/MN	553553	$11,801	—	TRIM -54%
76	Global Trust Asset Management, LLC	500500	$10,670	—	NEW
77	STANCE CAPITAL LLC	454454	$9,688	—	NEW
78	Signature Equity Partners, LLC	281281	$6,005	—	NEW
79	Clearstead Advisors, LLC	275275	$5,869	—	TRIM -84%
80	HANTZ FINANCIAL SERVICES, INC.	212212	$5,000	—	NEW
81	ASSETMARK, INC	114114	$2,433	—	NEW
82	MORGAN STANLEY	9494	$2,019	—	ADD 4600%
83	Quest 10 Wealth Builders, Inc.	7474	$1,579	—	—
84	Geneos Wealth Management Inc.	7373	$1,552	—	ADD 3%
85	Elevated Capital Advisors, LLC	4040	$860	—	TRIM -74%
86	HARBOUR INVESTMENTS, INC.	2525	$534	—	NEW
87	Farther Finance Advisors, LLC	2121	$450	—	—
88	Larson Financial Group LLC	00	$9	—	EXIT

Rows rank by the value each filer reported — 13F filers price their own positions, so a holder with fewer shares can rank just above one with more.

Buyers & sellers2026-Q1 vs 2025-Q4 · 56 bought / 39 sold · net +1,341,826 shares · 10.9d of ADV

Bought56 filers

Shares: 3,090,554
Value: $66M
Opened: 16 · 2,029,064 sh
Days of ADV: 25.1d

Sold39 filers

Shares: 1,748,728
Value: $37M
Closed: 14 · 749,812 sh
Days of ADV: 14.2d

Net (all filers) +1,341,826 sh · $29M · 10.2% of the prior register

Holder trends· top 15 holders · shares held over 6 quarters

green added · red trimmed

Holder

2024-Q4

2025-Q1

2025-Q2

2025-Q3

2025-Q4

2026-Q1

Latest value

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

—

1.8M

$39M

ENVESTNET ASSET MANAGEMENT INC

50K

28K

70K

167K

1.4M

1.5M

$32M

AE Wealth Management LLC

510K

559K

863K

1.0M

1.2M

1.3M

$27M

Altiora Financial Group, LLC

—

250K

1.0M

1.1M

899K

$19M

Park Edge Advisors, LLC

409K

428K

613K

719K

753K

756K

$16M

Insight Wealth Strategies, LLC

—

515K

647K

680K

$15M

LPL Financial LLC

26K

33K

422K

796K

725K

587K

$13M

DRIVE WEALTH MANAGEMENT, LLC

—

134K

372K

397K

$8M

PRINCIPAL SECURITIES, INC.

43K

110K

226K

378K

$8M

NewEdge Wealth, LLC

—

351K

345K

337K

368K

$8M

Orion Porfolio Solutions, LLC

23K

32K

22K

23K

319K

333K

$7M

PREVAIL INNOVATIVE WEALTH ADVISORS, LLC

—

33K

99K

316K

$7M

Meridian Wealth Management, LLC

—

319K

308K

$7M

Prime Capital Investment Advisors, LLC

—

511K

278K

291K

289K

305K

$7M

FLAGSHIP HARBOR ADVISORS, LLC

184K

219K

225K

246K

252K

286K

$6M

Shares reported each quarter by the largest current holders. Green = added vs the prior filing, red = trimmed, grey = roughly held; a dash is a quarter with no 13F on file (a gap is skipped, not read as an exit). 13F is filed up to 45 days after quarter-end. Up to 40 quarters (10 years) available — use the selector above.

Institutional footprint by quarter

Holder count only — too few computable %-of-shares-outstanding quarters for a % pane. Line breaks are quarters with no 13F record, never interpolated.

Quarter	Holders	Shares held	% shares out	Value held
2026-Q1	88	14,542,555	—	$307M
2025-Q4	86	13,200,729

Short interest has its own tab now — open SI →

Source: SEC Form 13F — every institution manager (≥ $100M in 13F securities) reporting a long US-listed position, across ~10,250 filers over 10 years of history. 13F is long-only, US-listed, filed up to 45 days after quarter-end.

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13F

Institutional ownership· 13F filers holding CDX · 2026-Q1 methodology → sources →

88 holders

% of shares outstanding held

—

Shares held (13F)

14,542,555

Reporting holders

Active share of register99.9%86 active filers

Index / screened out0.1%1 filers

Reporting holders872026-Q1

Top-10 concentration59.5%

HHI0.0516

Effective holders19.4

Crowding percentile—

Crowding percentile withheld — no market cap for CDX in the served universe — the cohort is size-matched, and an unmatched percentile would compare a micro-cap register to a mega-cap one.

Top holders

largest 88 of 88 · Δ vs 2025-Q4

#	Holder	Shares	Value	% of shares out	Δ QoQ
1	SIGNATURE ESTATE & INVESTMENT ADVISORS LLC	1,824,4911.8M	$39M	—	NEW
2	ENVESTNET ASSET MANAGEMENT INC	1,496,9201.5M	$32M	—	ADD 9%
3	AE Wealth Management LLC	1,264,3871.3M	$27M	—	ADD 4%
4	Altiora Financial Group, LLC	898,970898,970	$19M	—	TRIM -16%
5	Park Edge Advisors, LLC	755,936755,936	$16M	—	—
6	Insight Wealth Strategies, LLC	680,098680,098	$15M	—	ADD 5%
7	LPL Financial LLC	586,651586,651	$13M	—	TRIM -19%
8	DRIVE WEALTH MANAGEMENT, LLC	396,511396,511	$8M	—	ADD 7%
9	PRINCIPAL SECURITIES, INC.	378,392378,392	$8M	—	ADD 67%
10	NewEdge Wealth, LLC	368,211368,211	$8M	—	ADD 9%
11	Orion Porfolio Solutions, LLC	333,447333,447	$7M	—	ADD 5%
12	PREVAIL INNOVATIVE WEALTH ADVISORS, LLC	316,279316,279	$7M	—	ADD 221%
13	Meridian Wealth Management, LLC	308,412308,412	$7M	—	TRIM -3%
14	Prime Capital Investment Advisors, LLC	305,439305,439	$7M	—	ADD 6%
15	FLAGSHIP HARBOR ADVISORS, LLC	286,313286,313	$6M	—	ADD 14%
16	OSAIC HOLDINGS, INC.	243,113243,113	$5M	—	TRIM -13%
17	Envestnet Portfolio Solutions, Inc.	241,758241,758	$5M	—	ADD 9%
18	SlateStone Wealth, LLC	233,356233,356	$5M	—	ADD 20%
19	Mid-American Wealth Advisory Group, Inc.	210,408210,408	$5M	—	—
20	Security National Bank	218,388218,388	$5M	—	ADD 10%
21	ADAPT WEALTH ADVISORS, LLC	214,160214,160	$5M	—	TRIM -6%
22	Focus Partners Wealth	196,137196,137	$4M	—	ADD 5%
23	COMMONWEALTH EQUITY SERVICES, LLC	189,421189,421	$4M	—	TRIM -51%
24	WCG Wealth Advisors LLC	173,191173,191	$4M	—	ADD 12%
25	Soltis Investment Advisors LLC	172,003172,003	$4M	—	ADD 11%
26	Steward Partners Investment Advisory, LLC	142,941142,941	$3M	—	TRIM -37%
27	Fifth Third Securities, Inc.	130,418130,418	$3M	—	ADD 13%
28	Kingsview Wealth Management, LLC	124,698124,698	$3M	—	ADD 16%
29	Pekin Hardy Strauss, Inc.	119,716119,716	$3M	—	TRIM -14%
30	CITADEL ADVISORS LLC	107,640107,640	$2M	—	TRIM -13%
31	Independent Wealth Advisors LLC	102,390102,390	$2M	—	TRIM -3%
32	GOLDMAN SACHS GROUP INC	100,300100,300	$2M	—	NEW
33	Centennial Wealth Advisory LLC	98,14598,145	$2M	—	ADD 9%
34	Almanack Investment Partners, LLC.	86,97586,975	$2M	—	ADD 354%
35	Janney Montgomery Scott LLC	71,93971,939	$2M	—	ADD 577%
36	SILVER OAK SECURITIES, INCORPORATED	63,00263,002	$1M	—	ADD 10%
37	STEPHENS INC /AR/	60,58460,584	$1M	—	TRIM -5%
38	Advisory Services Network, LLC	59,29359,293	$1M	—	ADD 8%
39	RFG Advisory, LLC	57,16757,167	$1M	—	TRIM -17%
40	Summit Financial, LLC	52,48052,480	$1M	—	TRIM -62%
41	Private Advisor Group, LLC	50,16450,164	$1M	—	TRIM -27%
42	TD Waterhouse Canada Inc.	48,60048,600	$1M	—	ADD 60%
43	CIBC WORLD MARKET INC.	46,09946,099	$983,753	—	TRIM -18%
44	MML INVESTORS SERVICES, LLC	43,08543,085	$919,424	—	—
45	Retirement Planning Group, LLC	41,17741,177	$878,707	—	—
46	NewEdge Advisors, LLC	194,856194,856	$861,365	—	TRIM -15%
47	CreativeOne Wealth, LLC	31,90531,905	$680,853	—	ADD 16%
48	Belpointe Asset Management LLC	31,50831,508	$672,381	—	ADD 188%
49	Cooper Financial Group	30,02430,024	$640,712	—	—
50	Advisor Resource Council	29,30929,309	$625,454	—	ADD 6%
51	Ankerstar Wealth, LLC	27,76927,769	$592,590	—	TRIM -76%
52	Worth Asset Management, LLC	26,45726,457	$564,592	—	TRIM -43%
53	Cambridge Investment Research Advisors, Inc.	24,17724,177	$516,000	—	ADD 11%
54	MATHER GROUP, LLC.	21,58021,580	$460,517	—	NEW
55	PARK AVENUE SECURITIES LLC	21,13521,135	$451,000	—	NEW
56	Fortis Capital Advisors, LLC	20,10620,106	$429,062	—	NEW
57	LaSalle St. Investment Advisors, LLC	19,01219,012	$405,716	—	—
58	Kestra Advisory Services, LLC	18,34318,343	$391,436	—	ADD 5%
59	WealthCare Asset Management, LLC	16,80116,801	$358,540	—	NEW
60	Trajan Wealth LLC	14,58314,583	$311,210	—	TRIM -7%
61	Heck Capital Advisors, LLC	14,17514,175	$302,486	—	ADD 9%
62	GFS Advisors, LLC	12,12512,125	$258,748	—	ADD 11%
63	MBA Advisors LLC	11,54711,547	$246,415	—	ADD 2%
64	HighTower Advisors, LLC	11,40111,401	$243,299	—	NEW
65	BayBridge Capital Group, LLC	10,21710,217	$227,533	—	—
66	Triumph Capital Management	9,8679,867	$210,562	—	—
67	Cetera Investment Advisers	9,5619,561	$204,033	—	TRIM -75%
68	CWM, LLC	9,1069,106	$194,322	—	ADD 68%
69	PNC FINANCIAL SERVICES GROUP, INC.	8,1008,100	$172,854	—	—
70	Realta Investment Advisors	8,0808,080	$172,426	—	NEW
71	NBC SECURITIES, INC.	3,6103,610	$77,037	—	ADD 92%
72	Western Wealth Management, LLC	2,9142,914	$62,184	—	NEW
73	UBS Group AG	1,6961,696	$36,193	—	ADD 1120%
74	Ascentis Independent Advisors	670670	$14,297	—	NEW
75	WELLS FARGO & COMPANY/MN	553553	$11,801	—	TRIM -54%
76	Global Trust Asset Management, LLC	500500	$10,670	—	NEW
77	STANCE CAPITAL LLC	454454	$9,688	—	NEW
78	Signature Equity Partners, LLC	281281	$6,005	—	NEW
79	Clearstead Advisors, LLC	275275	$5,869	—	TRIM -84%
80	HANTZ FINANCIAL SERVICES, INC.	212212	$5,000	—	NEW
81	ASSETMARK, INC	114114	$2,433	—	NEW
82	MORGAN STANLEY	9494	$2,019	—	ADD 4600%
83	Quest 10 Wealth Builders, Inc.	7474	$1,579	—	—
84	Geneos Wealth Management Inc.	7373	$1,552	—	ADD 3%
85	Elevated Capital Advisors, LLC	4040	$860	—	TRIM -74%
86	HARBOUR INVESTMENTS, INC.	2525	$534	—	NEW
87	Farther Finance Advisors, LLC	2121	$450	—	—
88	Larson Financial Group LLC	00	$9	—	EXIT

Rows rank by the value each filer reported — 13F filers price their own positions, so a holder with fewer shares can rank just above one with more.

Buyers & sellers2026-Q1 vs 2025-Q4 · 56 bought / 39 sold · net +1,341,826 shares · 10.9d of ADV

Bought56 filers

Shares: 3,090,554
Value: $66M
Opened: 16 · 2,029,064 sh
Days of ADV: 25.1d

Sold39 filers

Shares: 1,748,728
Value: $37M
Closed: 14 · 749,812 sh
Days of ADV: 14.2d

Net (all filers) +1,341,826 sh · $29M · 10.2% of the prior register

Holder trends· top 15 holders · shares held over 6 quarters

green added · red trimmed

Holder

2024-Q4

2025-Q1

2025-Q2

2025-Q3

2025-Q4

2026-Q1

Latest value

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

—

1.8M

$39M

ENVESTNET ASSET MANAGEMENT INC

50K

28K

70K

167K

1.4M

1.5M

$32M

AE Wealth Management LLC

510K

559K

863K

1.0M

1.2M

1.3M

$27M

Altiora Financial Group, LLC

—

250K

1.0M

1.1M

899K

$19M

Park Edge Advisors, LLC

409K

428K

613K

719K

753K

756K

$16M

Insight Wealth Strategies, LLC

—

515K

647K

680K

$15M

LPL Financial LLC

26K

33K

422K

796K

725K

587K

$13M

DRIVE WEALTH MANAGEMENT, LLC

—

134K

372K

397K

$8M

PRINCIPAL SECURITIES, INC.

43K

110K

226K

378K

$8M

NewEdge Wealth, LLC

—

351K

345K

337K

368K

$8M

Orion Porfolio Solutions, LLC

23K

32K

22K

23K

319K

333K

$7M

PREVAIL INNOVATIVE WEALTH ADVISORS, LLC

—

33K

99K

316K

$7M

Meridian Wealth Management, LLC

—

319K

308K

$7M

Prime Capital Investment Advisors, LLC

—

511K

278K

291K

289K

305K

$7M

FLAGSHIP HARBOR ADVISORS, LLC

184K

219K

225K

246K

252K

286K

$6M

Institutional footprint by quarter

Holder count only — too few computable %-of-shares-outstanding quarters for a % pane. Line breaks are quarters with no 13F record, never interpolated.

Quarter	Holders	Shares held	% shares out	Value held
2026-Q1	88	14,542,555	—	$307M
2025-Q4	86	13,200,729

Short interest has its own tab now — open SI →

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13F

CDX☆

Institutional ownership· 13F filers holding CDX · 2026-Q1 methodology → sources →

Top holders

Holder trends· top 15 holders · shares held over 6 quarters

Institutional footprint by quarter

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Institutional ownership· 13F filers holding CDX · 2026-Q1 methodology → sources →

Top holders

Holder trends· top 15 holders · shares held over 6 quarters

Institutional footprint by quarter

▸Register gapwho owns your peers and not you

CDX