CIK 808722
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2021-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).
Computing…
Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.
| Industry group | Weight | Names |
|---|---|---|
| Unclassified | 69.73% | 75 |
| Pharmaceuticals & Biotechnology | 14.52% | 26 |
| Software & IT Services | 5.79% | 2 |
| Banks | 2.73% | 7 |
| Capital Markets | 2.16% | 3 |
| Life Sciences Tools & Services | 0.69% | 1 |
| Chemicals | 0.68% | 4 |
| Diversified Telecommunication Services | 0.61% | 3 |
| Equity Real Estate Investment Trusts (REITs) | 0.57% | 4 |
| Food Products | 0.52% | 3 |
| Health Care Equipment & Supplies | 0.38% | 4 |
| Paper & Forest Products | 0.36% | 2 |
| Oil, Gas & Consumable Fuels | 0.28% | 2 |
| Beverages | 0.27% | 1 |
| Agricultural Products | 0.19% | 1 |
| Software | 0.18% | 2 |
| Technology Hardware & Equipment | 0.11% | 1 |
| Entertainment | 0.10% | 1 |
| Specialty Retail | 0.07% | 1 |
| Machinery | 0.03% | 1 |
| Electrical Equipment & Components | 0.02% | 1 |
| Construction Materials | 0.01% | 1 |
| Leisure Products | 0.01% | 1 |
| Aerospace & Defense | 0.00% | 1 |
| Professional Services | 0.00% | 1 |
| # | Ticker | Name | Sector | Weight |
|---|---|---|---|---|
| 1 | CALUMET SPECIALTY PRODS PART | Unclassified | 10.70% | |
| 2 | APOLLO GLOBAL MANAGEMENT LLC | Unclassified | 5.84% | |
| 3 | GOOG | Alphabet Inc. | Communication Services | 5.66% |
| 4 | FORTRESS TRANSPORTATION & | Unclassified | 4.79% | |
| 5 | LGND | LIGAND PHARMACEUTICALS INC | Health Care | 3.96% |
| 6 | UPLD | UPLAND SOFTWARE INC | Unclassified | 3.80% |
| 7 | COLISEUM ACQUISITION CORP | Unclassified | 3.63% | |
| 8 | KADMON HLDGS INC | Unclassified | 3.27% | |
| 9 | MIDWEST HLDG INC | Unclassified | 2.51% | |
| 10 | GREENIDGE GENERATION HLDGS I | Unclassified | 2.17% |
74/149 names classified · sector 30.3% of weight · industry 30.3% · mkt cap 29.9%; unclassified names shown, never dropped.
Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 30.3% of the book is sector-classified (unclassified names shown, never dropped).
Only 26% of book weight classified — the grid is NOT representative of the whole book.
Classified: 25.5% of book weight (49/85 names) · unclassified 74.5%: , UPLD, FSK, KKR, AB, QURE, XENE, VKTX, CNQ, BFLY +26 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.
No contribution data for this period.
| # | Security | Shares | Value | Weight | Δ QoQ |
|---|---|---|---|---|---|
| 1 | CALUMET SPECIALTY PRODS PART | 3,567,500 | $28M | 10.7% | ADD 13% |
| 2 | APOLLO GLOBAL MANAGEMENT LLC | 250,000 | $15M | 5.8% | TRIM −17% |
| 3 | GOOGALPHABET INC | 5,600 | $15M | 5.7% | HOLD |
| 4 | FORTRESS TRANSPORTATION & | 497,700 | $13M | 4.8% | HOLD |
| 5 | LGNDLIGAND PHARMACEUTICALS INC | 75,000 | $10M | 4.0% | HOLD |
| 6 | UPLDUPLAND SOFTWARE INC | 300,000 | $10M | 3.8% | HOLD |
| 7 | COLISEUM ACQUISITION CORP | 984,835 | $10M | 3.6% | NEW |
| 8 | KADMON HLDGS INC | 989,450 | $9M | 3.3% | ADD 18% |
| 9 | MIDWEST HLDG INC | 170,000 | $7M | 2.5% | ADD 3% |
| 10 | GREENIDGE GENERATION HLDGS I | 224,000 | $6M | 2.2% | NEW |
| 11 | COLISEUM ACQUISITION CORP | 495,000 | $6M | 2.2% | NEW |
| 12 | AFRICAN GOLD ACQUISITION COR | 463,500 | $5M | 2.0% | HOLD |
| 13 | TWELVE SEAS INVESTMENT CO II | 515,000 | $5M | 1.9% | HOLD |
| 14 | PFEPFIZER INC | 114,500 | $5M | 1.9% | TRIM −5% |
| 15 | GLASS HOUSES ACQUISITION COR | 500,000 | $5M | 1.9% | HOLD |
| 16 | FSKFS KKR CAP CORP | 199,825 | $4M | 1.7% | TRIM −49% |
| 17 | KENNEDY-WILSON HOLDINGS INC | 210,000 | $4M | 1.7% | HOLD |
| 18 | EBCEASTERN BANKSHARES INC | 190,000 | $4M | 1.5% | TRIM −5% |
| 19 | REGNREGENERON PHARMACEUTICALS | 6,000 | $4M | 1.4% | HOLD |
| 20 | TRILLIUM THERAPEUTICS INC | 198,699 | $3M | 1.3% | HOLD |
| 21 | LIVE OAK MOBILITY ACQUISI CO | 360,152 | $3M | 1.3% | HOLD |
| 22 | B RILEY PRIN 250 MERGER CORP | 350,000 | $3M | 1.3% | NEW |
| 23 | KAIROS ACQUISITION CORP | 345,463 | $3M | 1.3% | HOLD |
| 24 | DANIMER SCIENTIFIC INC | 200,000 | $3M | 1.2% | HOLD |
| 25 | KKRKKR & CO INC | 50,000 | $3M | 1.2% | TRIM −50% |
| 26 | AVADEL PHARMACEUTICALS PLC | 301,864 | $3M | 1.1% | HOLD |
| 27 | GLASS HOUSES ACQUISITION COR | 250,000 | $3M | 1.1% | HOLD |
| 28 | UTHRUnited Therapeutics Corp. | 15,300 | $3M | 1.1% | HOLD |
| 29 | JPMJPMORGAN CHASE & CO | 16,740 | $3M | 1.0% | TRIM −8% |
| 30 | BMYBRISTOL-MYERS SQUIBB CO | 42,409 | $3M | 1.0% | TRIM −2% |
| 31 | ABALLIANCEBERNSTEIN HLDG L P | 50,500 | $3M | 0.9% | HOLD |
| 32 | HORIZON THERAPEUTICS PLC | 20,000 | $2M | 0.8% | TRIM −38% |
| 33 | HORIZON ACQUISITION CORP | 210,100 | $2M | 0.8% | NEW |
| 34 | EIGER BIOPHARMACEUTICALS INC | 312,492 | $2M | 0.8% | ADD 9% |
| 35 | TWELVE SEAS INVESTMENT CO II | 171,666 | $2M | 0.7% | HOLD |
| 36 | PRIVETERRA ACQUISITION CORP | 200,000 | $2M | 0.7% | HOLD |
| 37 | MEDICUS SCIENCES ACQUISITION | 200,000 | $2M | 0.7% | NEW |
| 38 | INVAINNOVIVA INC | 115,269 | $2M | 0.7% | ADD 141% |
| 39 | ZOGENIX INC. | 124,688 | $2M | 0.7% | HOLD |
| 40 | INCYINCYTE CORP | 26,475 | $2M | 0.7% | NEW |
| 41 | B RILEY PRINCIPAL 150 MERGER | 176,963 | $2M | 0.7% | TRIM −66% |
| 42 | KAIROS ACQUISITION CORP | 146,528 | $2M | 0.6% | HOLD |
| 43 | TGTXTG THERAPEUTICS INC | 49,592 | $2M | 0.6% | HOLD |
| 44 | CHRSCOHERUS ONCOLOGY INC | 102,555 | $2M | 0.6% | ADD 3% |
| 45 | QUREUNIQURE NV | 46,766 | $1M | 0.6% | HOLD |
| 46 | XENEXENON PHARMACEUTICALS INC | 94,488 | $1M | 0.5% | TRIM −33% |
| 47 | AUPHAURINIA PHARMACEUTICALS INC | 62,896 | $1M | 0.5% | TRIM −62% |
| 48 | B RILEY PRIN 250 MERGER CORP | 116,666 | $1M | 0.5% | NEW |
| 49 | VKTXVIKING THERAPEUTICS INC | 208,102 | $1M | 0.5% | HOLD |
| 50 | PRIVETERRA ACQUISITION CORP | 100,000 | $1M | 0.4% | HOLD |
| 51 | GILDGILEAD SCIENCES INC | 15,481 | $1M | 0.4% | HOLD |
| 52 | RHPRYMAN HOSPITALITY PPTYS INC | 12,400 | $1M | 0.4% | HOLD |
| 53 | ROTH CH ACQUISITION III CO | 100,000 | $994,000 | 0.4% | HOLD |
| 54 | VZVERIZON COMMUNICATIONS INC | 17,991 | $972,000 | 0.4% | HOLD |
| 55 | DOMA HOLDINGS INC | 83,333 | $958,000 | 0.4% | NEW |
| 56 | MDLZMONDELEZ INTL INC | 16,000 | $931,000 | 0.4% | HOLD |
| 57 | CIDARA THERAPEUTICS INC COM NEW | 415,308 | $930,000 | 0.4% | HOLD |
| 58 | MARINUS PHARMACEUTICALS INC | 81,166 | $924,000 | 0.4% | HOLD |
| 59 | ABBVABBVIE INC | 8,000 | $863,000 | 0.3% | HOLD |
| 60 | ASLAN PHARMACEUTICALS LTD | 478,186 | $851,000 | 0.3% | HOLD |
| 61 | JNJJOHNSON & JOHNSON | 5,200 | $840,000 | 0.3% | TRIM −14% |
| 62 | LIVE OAK MOBILITY ACQUISI CO | 72,030 | $828,000 | 0.3% | HOLD |
| 63 | DDDUPONT DE NEMOURS INC | 12,160 | $826,000 | 0.3% | HOLD |
| 64 | KMBKIMBERLY-CLARK CORP | 6,000 | $795,000 | 0.3% | HOLD |
| 65 | COLOMBIER ACQUISITION CORP | 80,000 | $774,000 | 0.3% | NEW |
| 66 | QUOTIENT TECHNOLOGY INC | 125,000 | $728,000 | 0.3% | HOLD |
| 67 | KOCOCA COLA CO | 13,400 | $703,000 | 0.3% | HOLD |
| 68 | DOWDOW HLDGS INC | 12,160 | $700,000 | 0.3% | HOLD |
| 69 | CNQCANADIAN NAT RES LTD | 18,885 | $690,000 | 0.3% | TRIM −15% |
| 70 | FAZE HOLDINGS INC WT EXP 030128 | 58,986 | $678,000 | 0.3% | HOLD |
| 71 | LONGVIEW ACQUISITION CORP II | 63,900 | $632,000 | 0.2% | HOLD |
| 72 | TAT&T INC | 20,125 | $543,000 | 0.2% | HOLD |
| 73 | Macquire Infrastructure Corp | 13,350 | $542,000 | 0.2% | NEW |
| 74 | CTVACORTEVA INC | 12,075 | $508,000 | 0.2% | HOLD |
| 75 | BFLYBUTTERFLY NETWORK INC | 45,760 | $478,000 | 0.2% | HOLD |
| 76 | WPCW. P. Carey Inc. | 6,000 | $438,000 | 0.2% | HOLD |
| 77 | MSFTMICROSOFT CORP | 1,400 | $395,000 | 0.1% | HOLD |
| 78 | IMVTIMMUNOVANT INC | 42,600 | $370,000 | 0.1% | TRIM −56% |
| 79 | GMEDGLOBUS MED INC | 4,631 | $355,000 | 0.1% | HOLD |
| 80 | IBERE PHARMACEUTICALS | 36,000 | $349,000 | 0.1% | HOLD |
| 81 | CAGCONAGRA BRANDS INC | 10,000 | $339,000 | 0.1% | HOLD |
| 82 | METAMETA PLATFORMS INC | 990 | $336,000 | 0.1% | HOLD |
| 83 | COLOMBIER ACQUISITION CORP | 26,666 | $307,000 | 0.1% | NEW |
| 84 | AAPLAPPLE INC | 2,100 | $297,000 | 0.1% | HOLD |
| 85 | ROTH CH ACQUISITION III CO | 25,000 | $288,000 | 0.1% | HOLD |
| 86 | BRSLBRIGHTSTAR LOTTERY PLC | 10,500 | $276,000 | 0.1% | TRIM −90% |
| 87 | MEDICUS SCIENCES ACQUISITION | 22,222 | $256,000 | 0.1% | HOLD |
| 88 | FSBWFS BANCORP INC | 7,300 | $253,000 | 0.1% | ADD 104% |
| 89 | TARAPROTARA THERAPEUTICS INC | 36,479 | $252,000 | 0.1% | HOLD |
| 90 | WARRIOR TECHNOLOGIES ACQUI C | 25,000 | $245,000 | 0.1% | HOLD |
| 91 | ALXOALX Oncology Holdings Inc | 3,200 | $236,000 | 0.1% | HOLD |
| 92 | CDXSCODEXIS INC | 10,000 | $233,000 | 0.1% | NEW |
| 93 | CRSPCRISPR THERAPEUTICS AG | 2,000 | $224,000 | 0.1% | HOLD |
| 94 | POSEIDA THERAPEUTICS INC | 29,566 | $216,000 | 0.1% | HOLD |
| 95 | IBERE PHARMACEUTICALS | 18,000 | $207,000 | 0.1% | HOLD |
| 96 | JMIAJUMIA TECHNOLOGIES AG | 9,800 | $182,000 | 0.1% | HOLD |
| 97 | CTI BIOPHARMA CORP | 60,000 | $177,000 | 0.1% | HOLD |
| 98 | AFRICAN GOLD ACQUISITION COR | 18,000 | $175,000 | 0.1% | TRIM −74% |
| 99 | SEELOS THERAPEUTICS INC | 72,367 | $174,000 | 0.1% | HOLD |
| 100 | SIO GENE THERAPIES INC | 80,000 | $174,000 | 0.1% | HOLD |
| 101 | ACCELERON PHARMA INC | 1,000 | $172,000 | 0.1% | NEW |
| 102 | VLYVALLEY NATL BANCORP | 12,800 | $171,000 | 0.1% | ADD 3% |
| 103 | ALIMERA SCIENCES INC | 38,226 | $162,000 | 0.1% | HOLD |
| 104 | LEGHLEGACY HOUSING CORP | 9,000 | $162,000 | 0.1% | HOLD |
| 105 | SOUTHSTATE CORPORATION | 2,135 | $160,000 | 0.1% | ADD 3% |
| 106 | RLMDRELMADA THERAPEUTICS INC | 6,000 | $157,000 | 0.1% | HOLD |
| 107 | LONGVIEW ACQUISITION CORP II | 12,780 | $147,000 | 0.1% | HOLD |
| 108 | TIGRUP FINTECH HLDG LTD | 13,736 | $145,000 | 0.1% | HOLD |
| 109 | WARRIOR TECHNOLOGIES ACQUI C | 12,500 | $144,000 | 0.1% | HOLD |
| 110 | HRGGHeritage NOLA Bancorp, Inc. | 9,000 | $139,000 | 0.1% | HOLD |
| 111 | MDTMEDTRONIC PLC | 1,050 | $132,000 | 0.1% | HOLD |
| 112 | TOTALENERGIES SE | 2,500 | $120,000 | 0.0% | HOLD |
| 113 | ZYMEZYMEWORKS INC | 4,000 | $116,000 | 0.0% | NEW |
| 114 | MRKMERCK & CO INC | 1,475 | $111,000 | 0.0% | ADD 13% |
| 115 | LKFTGALAPAGOS NV | 2,000 | $105,000 | 0.0% | HOLD |
| 116 | FNBF N B CORP | 8,905 | $103,000 | 0.0% | HOLD |
| 117 | KHCKRAFT HEINZ CO | 2,732 | $101,000 | 0.0% | TRIM −30% |
| 118 | XBISPDR SERIES TRUST | 800 | $101,000 | 0.0% | HOLD |
| 119 | IOVAIOVANCE BIOTHERAPEUTICS INC | 4,000 | $99,000 | 0.0% | NEW |
| 120 | INDEPENDENCE HOLDINGS CORP | 9,500 | $93,000 | 0.0% | HOLD |
| 121 | TMUST-MOBILE US INC | 700 | $89,000 | 0.0% | HOLD |
| 122 | SWBISMITH & WESSON BRANDS INC | 4,097 | $85,000 | 0.0% | NEW |
| 123 | CRISCURIS INC | 10,000 | $78,000 | 0.0% | HOLD |
| 124 | TPSTTempest Therapeutics, Inc. | 5,359 | $78,000 | 0.0% | NEW |
| 125 | DIGITALBRIDGE GROUP INC | 12,466 | $75,000 | 0.0% | HOLD |
| 126 | SAILSAILPOINT | 1,700 | $73,000 | 0.0% | HOLD |
| 127 | LLYELI LILLY & CO | 300 | $69,000 | 0.0% | HOLD |
| 128 | PRTSCARPARTS COM INC | 3,700 | $58,000 | 0.0% | HOLD |
| 129 | OXYOCCIDENTAL PETE CORP | 1,801 | $53,000 | 0.0% | TRIM −25% |
| 130 | CFFNCAPITOL FED FINL INC | 4,000 | $46,000 | 0.0% | ADD 5% |
| 131 | GEGENERAL ELECTRIC CO | 450 | $46,000 | 0.0% | TRIM −87% |
| 132 | APEXIGEN INC | 4,000 | $40,000 | 0.0% | HOLD |
| 133 | HYPRHEALTHCOR CATALIO ACQU CORP | 4,000 | $40,000 | 0.0% | HOLD |
| 134 | EXPEAGLE MATLS INC | 228 | $30,000 | 0.0% | HOLD |
| 135 | CCCHEMOURS CO | 920 | $27,000 | 0.0% | HOLD |
| 136 | PEOPLES UNITED FINANCIAL INC | 1,500 | $26,000 | 0.0% | HOLD |
| 137 | AOUTAmerican Outdoor Brands | 1,024 | $25,000 | 0.0% | NEW |
| 138 | BNSBANK NOVA SCOTIA B C | 400 | $25,000 | 0.0% | HOLD |
| 139 | BROOKLINE CAP ACQUISITION CO | 2,000 | $23,000 | 0.0% | HOLD |
| 140 | INDEPENDENCE HOLDINGS CORP | 1,900 | $22,000 | 0.0% | HOLD |
| 141 | SMITSCHMITT INDS INC ORE | 2,500 | $11,000 | 0.0% | NEW |
| 142 | SVCSERVICE PPTYS TR | 1,000 | $11,000 | 0.0% | HOLD |
| 143 | STWDSTARWOOD PPTY TR INC | 400 | $10,000 | 0.0% | HOLD |
| 144 | OXY.WSOCCIDENTAL PETE CORP | 297 | $7,000 | 0.0% | TRIM −20% |
| 145 | SCULPTOR CAP MGMT | 200 | $6,000 | 0.0% | HOLD |
| 146 | OGNORGANON & CO | 147 | $5,000 | 0.0% | ADD 13% |
| 147 | AMLPALPS ETF TR | 120 | $4,000 | 0.0% | HOLD |
| 148 | WABWABTEC | 17 | $2,000 | 0.0% | HOLD |
| 149 | RMRRMR GROUP INC | 16 | $1,000 | 0.0% | HOLD |
Where this firm's principals came from and which firms its alumni went on to found.
