Ballast Rock Private Wealth LLC

Open in PORT →← all managers

CIK 2106928

13F portfolio (2026-Q1)

$181M

Positions

177

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

Open in PORT →

As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2026-Q1)

Holdings

177

Top 5

16.2%

Top 10

26.3%

Effective N

74.7

HHI

0.013

This quarter

18 new · 0 exit →

By sector

Unclassified80.4%

Information Technology9.6%

Financials3.7%

Industrials1.6%

Communication Services1.5%

Consumer Discretionary1.5%

Health Care0.6%

Materials0.6%

Utilities0.4%

By market cap

Unknown80.8%

Mega (>$200B)15.4%

Large ($10–200B)3.8%

By region

Other80.4%

North America19.6%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	80.55%	143
Technology Hardware & Equipment	4.43%	1
Semiconductors & Semiconductor Equipment	3.35%	6
Banks	2.03%	2
Software & IT Services	1.74%	3
Software	1.50%	3
Machinery	1.15%	1
Specialty Retail	1.12%	2
Capital Markets	1.06%	2
Pharmaceuticals & Biotechnology	0.63%	3
Metals & Mining	0.59%	3
Commercial Services & Supplies	0.53%	2
Utilities	0.44%	2
Hotels, Restaurants & Leisure	0.38%	1
Insurance	0.27%	1
Media & Entertainment	0.11%	1
Airlines	0.11%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	AAPL	Apple Inc.	Information Technology	4.43%
2	PAAA	PGIM ETF TR	Unclassified	3.91%
3	VTEC	VANGUARD CALIF TAX FREE FDS	Unclassified	2.72%
4	CMF	ISHARES TR	Unclassified	2.66%
5	BALT	INNOVATOR ETFS TRUST	Unclassified	2.43%
6	JAAA	JANUS DETROIT STR TR	Unclassified	2.31%
7	VOO	VANGUARD INDEX FDS	Unclassified	2.08%
8	SCHX	SCHWAB U.S. LARGE-CAP ETF	Unclassified	1.94%
9	SPY	STATE STR SPDR S&P 500 ETF T	Unclassified	1.91%
10	JPM	JPMORGAN CHASE & CO	Financials	1.88%

35/177 names classified · sector 19.6% of weight · industry 19.4% · mkt cap 19.2%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 2 quarters

Information TechnologyAAPL, NVDA, MSFT, AMAT, APP · other

FinancialsJPM, SCHW, CB, V, ALLY · other

Communication ServicesGOOGL, GOOG, NFLX

IndustrialsLRCX, MELI, LUV

Consumer DiscretionaryAMZN, MCD, COST

Health CareBMY, ABBV, JNJ

MaterialsNEM, AGI, WPM

UtilitiesET, CEG

UnclassifiedPAAA, VOO, BALT, CMF, VTEC · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 19.6% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2026-Q1), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Only 19% of book weight classified — the grid is NOT representative of the whole book.

holdings, colored by sector (30 classified)Ballast Rock Private Wealth LLC centroid (Large Core)

Information TechnologyFinancialsIndustrialsCommunication ServicesConsumer DiscretionaryHealth CareMaterialsUtilities

Style box summary for Ballast Rock Private Wealth LLC: centroid Large Core. Heaviest cells: Large Growth 12.8%, Large Core 4.8%, Large Value 1.0%.

Classified: 18.7% of book weight (30/177 names) · unclassified 81.3%: PAAA, VTEC, CMF, BALT, JAAA, VOO, SCHX, SPY, JQUA, IVV +137 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 177 positions (2026-Q1) · largest first · Δ vs 2025-Q4

#	Security	Shares	Value	Weight	Δ QoQ
1	AAPLAPPLE INC	31,574	$8M	4.4%	ADD 8%
2	PAAAPGIM ETF TR	137,407	$7M	3.9%	ADD 54%
3	VTECVANGUARD CALIF TAX FREE FDS	49,652	$5M	2.7%	ADD 704%
4	CMFISHARES TR	84,568	$5M	2.7%	ADD 111%
5	BALTINNOVATOR ETFS TRUST	131,547	$4M	2.4%	ADD 51%
6	JAAAJANUS DETROIT STR TR	82,624	$4M	2.3%	ADD 89%
7	VOOVANGUARD INDEX FDS	6,287	$4M	2.1%	ADD 2%
8	SCHXSCHWAB U.S. LARGE-CAP ETF	136,532	$4M	1.9%	HOLD
9	SPYSTATE STR SPDR S&P 500 ETF T	5,306	$3M	1.9%	TRIM −5%
10	JPMJPMORGAN CHASE & CO	11,570	$3M	1.9%	HOLD
11	JQUAJ P MORGAN EXCHANGE TRADED F	54,594	$3M	1.9%	ADD 47%
12	IVVISHARES TR	4,779	$3M	1.7%	HOLD
13	NVDANVIDIA CORPORATION	17,476	$3M	1.7%	ADD 8%
14	SCHFSCHWAB STRATEGIC TR	112,268	$3M	1.5%	ADD 42%
15	DFAUDIMENSIONAL ETF TRUST	60,782	$3M	1.5%	TRIM −4%
16	QQQINVESCO QQQ TR	4,712	$3M	1.5%	ADD 3%
17	VTIVANGUARD INDEX FDS	8,332	$3M	1.5%	ADD 4%
18	SCHOSCHWAB SHORT-TERM US TREASURY ETF	107,406	$3M	1.4%	ADD 42%
19	GLDSPDR GOLD TR	5,961	$3M	1.4%	HOLD
20	VIGIVanguard Whitehall Int'l Div. Apprec. ETF	26,468	$2M	1.3%	ADD 19%
21	DFCFDIMENSIONAL ETF TRUST	54,579	$2M	1.3%	HOLD
22	VONEVanguard Russell 1000 ETF	7,641	$2M	1.2%	ADD 65%
23	GOOGLALPHABET INC	7,543	$2M	1.2%	ADD 6%
24	LRCXLAM RESEARCH CORP	9,679	$2M	1.1%	HOLD
25	MSFTMICROSOFT CORP	5,576	$2M	1.1%	TRIM −29%
26	XLESELECT SECTOR SPDR TR	33,031	$2M	1.1%	ADD 221%
27	BIVVANGUARD BD INDEX FDS	25,937	$2M	1.1%	ADD 29%
28	CATFAMERICAN CENTY ETF TR	39,617	$2M	1.1%	NEW
29	AMZNAMAZON COM INC	8,584	$2M	1.0%	ADD 100%
30	SFLRINNOVATOR ETFS TRUST	50,337	$2M	1.0%	ADD 27%
31	AMATAPPLIED MATLS INC	5,205	$2M	1.0%	HOLD
32	SUBISHARES TR	16,220	$2M	1.0%	HOLD
33	SCHWSCHWAB CHARLES CORP	16,600	$2M	0.9%	HOLD
34	IEFAISHARES TR	17,177	$2M	0.9%	HOLD
35	SPABSPDR SERIES TRUST	59,896	$2M	0.8%	ADD 5%
36	EFAISHARES TR	15,289	$1M	0.8%	ADD 253%
37	GMAYFIRST TR EXCHNG TRADED FD V	35,739	$1M	0.8%	HOLD
38	RSPINVESCO EXCHANGE TRADED FD T	6,800	$1M	0.7%	HOLD
39	IWMISHARES TR	5,213	$1M	0.7%	TRIM −2%
40	DYNFBLACKROCK ETF TRUST	21,969	$1M	0.7%	ADD 51%
41	IJHISHARES TR	18,396	$1M	0.7%	HOLD
42	VTVVANGUARD INDEX FDS	6,190	$1M	0.7%	TRIM −14%
43	EEMISHARES TR	21,197	$1M	0.7%	HOLD
44	PMARINNOVATOR ETFS TRUST	26,937	$1M	0.7%	ADD 22%
45	IVWISHARES TR	10,143	$1M	0.6%	HOLD
46	DFAIDIMENSIONAL ETF TRUST	29,421	$1M	0.6%	TRIM −4%
47	DXJWISDOMTREE TR	7,210	$1M	0.6%	TRIM −5%
48	VTESVANGUARD WELLINGTON FD	10,973	$1M	0.6%	HOLD
49	SCHBSCHWAB STRATEGIC TR	43,778	$1M	0.6%	HOLD
50	VIGVANGUARD SPECIALIZED FUNDS	4,979	$1M	0.6%	ADD 39%
51	IEMGISHARES INC	14,928	$1M	0.6%	TRIM −3%
52	XLKSELECT SECTOR SPDR TR	7,684	$1M	0.6%	ADD 24%
53	XMESPDR SERIES TRUST	9,224	$996,271	0.6%	HOLD
54	FLOTISHARES TR	19,018	$968,972	0.5%	ADD 7%
55	MUCBLACKROCK MUNIHLDNGS CALI QL	91,705	$958,635	0.5%	ADD 119%
56	TLHISHARES TR	9,323	$939,009	0.5%	ADD 57%
57	MUBISHARES TR	8,726	$926,247	0.5%	ADD 113%
58	VTEBVANGUARD MUN BD FDS	18,297	$912,838	0.5%	HOLD
59	VOVANGUARD INDEX FDS	3,109	$892,886	0.5%	HOLD
60	SPYGSPDR SERIES TRUST STATE STREET SPD	8,184	$801,302	0.4%	HOLD
61	BMARINNOVATOR ETFS TRUST	14,932	$783,757	0.4%	ADD 8%
62	VBVANGUARD INDEX FDS	2,983	$781,177	0.4%	ADD 20%
63	DFSDDIMENSIONAL ETF TRUST	16,017	$766,887	0.4%	HOLD
64	FALNISHARES TR	28,149	$752,142	0.4%	ADD 5%
65	SPIBSPDR SERIES TRUST	22,401	$751,336	0.4%	ADD 49%
66	IDEVISHARES TR	8,689	$726,116	0.4%	NEW
67	BRK.ABERKSHIRE HATHAWAY INC DEL	1	$718,140	0.4%	HOLD
68	VXUSVANGUARD STAR FDS	9,268	$714,630	0.4%	ADD 37%
69	IVEISHARES TR	3,380	$713,701	0.4%	HOLD
70	RSSBTIDAL TRUST II	25,878	$704,152	0.4%	ADD 194%
71	COWZPACER FDS TR	11,123	$695,854	0.4%	HOLD
72	XLISELECT SECTOR SPDR TR	4,300	$695,439	0.4%	HOLD
73	MCDMCDONALDS CORP	2,230	$693,062	0.4%	HOLD
74	IJRISHARES TR	5,489	$682,352	0.4%	HOLD
75	AMLPALPS ETF TR	12,759	$671,634	0.4%	HOLD
76	FEGERBB FUND TRUST	14,095	$662,474	0.4%	ADD 59%
77	VYMVANGUARD WHITEHALL FDS	4,467	$661,571	0.4%	HOLD
78	BAPRINNOVATOR ETFS TRUST	13,109	$642,067	0.4%	HOLD
79	ZALTINNOVATOR ETFS TRUST	18,708	$607,274	0.3%	ADD 39%
80	OEFISHARES TR	1,892	$601,815	0.3%	ADD 72%
81	APPAPPLOVIN CORP	1,500	$597,000	0.3%	HOLD
82	DDSQINNOVATOR ETFS TRUST	29,881	$594,633	0.3%	NEW
83	BJANINNOVATOR ETFS TRUST	10,946	$583,769	0.3%	ADD 128%
84	UMARINNOVATOR ETFS TRUST	14,499	$576,190	0.3%	ADD 4%
85	BFEBINNOVATOR ETFS TRUST	11,880	$566,727	0.3%	ADD 18%
86	QQQEDIREXION SHS ETF TR	5,614	$553,187	0.3%	HOLD
87	BMYBRISTOL-MYERS SQUIBB CO	9,074	$550,338	0.3%	ADD 16%
88	MELIMERCADOLIBRE INC	315	$544,641	0.3%	ADD 4%
89	QUALISHARES TR	2,803	$537,643	0.3%	NEW
90	IEFISHARES TR	5,620	$536,373	0.3%	NEW
91	PFEBINNOVATOR ETFS TRUST	13,329	$534,505	0.3%	ADD 17%
92	DUHPDIMENSIONAL ETF TRUST	14,282	$524,997	0.3%	TRIM −4%
93	VUGVANGUARD INDEX FDS	1,146	$500,656	0.3%	HOLD
94	XLVSELECT SECTOR SPDR TR	3,377	$495,125	0.3%	HOLD
95	CLOABLACKROCK ETF TRUST II	9,535	$494,247	0.3%	NEW
96	ETENERGY TRANSFER L P	25,582	$493,739	0.3%	HOLD
97	BNDVANGUARD BD INDEX FDS	6,664	$490,761	0.3%	HOLD
98	CBCHUBB LIMITED	1,500	$490,350	0.3%	HOLD
99	DFAEDIMENSIONAL ETF TRUST	14,297	$484,107	0.3%	TRIM −5%
100	IMARINNOVATOR ETFS TRUST	16,079	$466,767	0.3%	ADD 72%
101	NEMNEWMONT CORP	4,173	$451,730	0.2%	HOLD
102	VGKVANGUARD INTL EQUITY INDEX F	5,310	$437,727	0.2%	HOLD
103	PAPRINNOVATOR ETFS TRUST	10,875	$432,827	0.2%	TRIM −17%
104	PJANINNOVATOR ETFS TRUST	9,250	$426,694	0.2%	NEW
105	DFSUDIMENSIONAL ETF TRUST	10,241	$420,803	0.2%	HOLD
106	VRTVERTIV HOLDINGS CO	1,678	$420,365	0.2%	HOLD
107	UJANINNOVATOR ETFS TRUST	9,879	$419,956	0.2%	ADD 92%
108	GCOWPacer Global Cash Cows Dividend ETF	8,920	$412,461	0.2%	HOLD
109	VVISA INC	1,344	$406,222	0.2%	HOLD
110	VEAVANGUARD TAX-MANAGED FDS	6,310	$404,321	0.2%	HOLD
111	DFSBDIMENSIONAL ETF TR DIMENSIONAL GLOBAL SUSTAINABILITY FIXED INCOME	7,794	$403,283	0.2%	HOLD
112	VGITVANGUARD SCOTTSDALE FDS	6,736	$401,134	0.2%	HOLD
113	BJUNINNOVATOR ETFS TRUST	8,647	$399,956	0.2%	HOLD
114	PMAYINNOVATOR ETFS TRUST	9,813	$391,915	0.2%	TRIM −13%
115	AORISHARES TR	6,019	$387,320	0.2%	HOLD
116	GOOGALPHABET INC	1,345	$385,787	0.2%	HOLD
117	SPHYSPDR SERIES TRUST	16,531	$385,492	0.2%	HOLD
118	SCHDSCHWAB STRATEGIC TR	12,552	$385,106	0.2%	ADD 10%
119	XDSQINNOVATOR ETFS TRUST	9,697	$383,851	0.2%	ADD 3%
120	TLTISHARES TR	4,393	$380,851	0.2%	TRIM −8%
121	SPTSSPDR SERIES TRUST	12,719	$371,155	0.2%	TRIM −49%
122	FEOERBB FUND TRUST	7,256	$366,115	0.2%	NEW
123	IDHQINVESCO EXCH TRADED FD TR II	10,345	$365,903	0.2%	HOLD
124	PJUNINNOVATOR ETFS TRUST	8,714	$364,478	0.2%	HOLD
125	PLTRPALANTIR TECHNOLOGIES INC	2,465	$360,580	0.2%	TRIM −6%
126	AGIALAMOS GOLD INC NEW	8,008	$355,811	0.2%	HOLD
127	GSGOLDMAN SACHS GROUP INC	416	$351,746	0.2%	HOLD
128	CALFPACER FDS TR	7,791	$349,601	0.2%	HOLD
129	XLRESELECT SECTOR SPDR TR	8,121	$331,592	0.2%	ADD 4%
130	BJULINNOVATOR ETFS TRUST	6,671	$331,443	0.2%	HOLD
131	XLCSELECT SECTOR SPDR TR	2,979	$330,252	0.2%	TRIM −12%
132	EMXCISHARES INC	4,170	$328,012	0.2%	NEW
133	PZAINVESCO EXCH TRADED FD TR II	14,003	$321,789	0.2%	NEW
134	JNJJOHNSON & JOHNSON	1,280	$312,963	0.2%	HOLD
135	IWFISHARES TR	734	$312,920	0.2%	ADD 3%
136	SPHQINVESCO EXCHANGE TRADED FD T	4,148	$311,876	0.2%	ADD 9%
137	GOVTISHARES TR	13,542	$310,244	0.2%	HOLD
138	POCTINNOVATOR S&P 500 POWER BUFFER ETF	7,165	$308,888	0.2%	TRIM −9%
139	AVGOBROADCOM INC	981	$303,614	0.2%	TRIM −8%
140	USFRWISDOMTREE TR	6,000	$302,040	0.2%	HOLD
141	KMARINNOVATOR U.S. SMALL CAP POWER BUFFER ETF - MARCH	10,253	$298,241	0.2%	NEW
142	SHVISHARES TR	2,700	$298,053	0.2%	HOLD
143	CEGCONSTELLATION ENERGY CORP	1,065	$297,395	0.2%	HOLD
144	VGMSVANGUARD MALVERN FDS	5,772	$294,371	0.2%	HOLD
145	NMLNEUBERGER ENGY INFRSTR & INC	28,000	$294,280	0.2%	HOLD
146	INTCINTEL CORP	6,600	$291,258	0.2%	HOLD
147	BARGRANITESHARES GOLD TR	6,257	$288,635	0.2%	HOLD
148	DGRWWISDOMTREE TR	3,268	$287,061	0.2%	HOLD
149	IAPRINNOVATOR ETFS TRUST	9,062	$286,983	0.2%	TRIM −9%
150	IQLTISHARES TR	6,173	$285,399	0.2%	TRIM −69%
151	MDYSPDR S&P MIDCAP 400 ETF TR	461	$284,846	0.2%	TRIM −14%
152	FVDFIRST TR EXCHANGE-TRADED FD	6,037	$283,913	0.2%	HOLD
153	ABBVABBVIE INC	1,300	$282,663	0.2%	HOLD
154	VTVANGUARD INTL EQUITY INDEX F	2,035	$281,412	0.2%	HOLD
155	CRWDCROWDSTRIKE HLDGS INC	721	$281,391	0.2%	HOLD
156	DIHPDIMENSIONAL ETF TRUST	8,669	$279,324	0.2%	TRIM −4%
157	MBBISHARES TR	2,940	$279,153	0.2%	NEW
158	USBUS BANCORP	5,147	$270,375	0.1%	HOLD
159	WPMWHEATON PRECIOUS METALS CORP	2,002	$262,318	0.1%	HOLD
160	PJULINNOVATOR ETFS TRUST	5,674	$260,820	0.1%	TRIM −2%
161	DFARDIMENSIONAL ETF TRUST	10,793	$255,248	0.1%	TRIM −3%
162	JAJLINNOVATOR ETFS TRUST	8,626	$250,758	0.1%	NEW
163	DJANFIRST TR EXCHNG TRADED FD VI	5,851	$248,843	0.1%	HOLD
164	DDTJINNOVATOR EQUITY DUAL DIRECTIONAL 10 BUFFER ETF - JANUARY	13,220	$245,454	0.1%	NEW
165	XDQQINNOVATOR ETFS TRUST	6,392	$236,471	0.1%	ADD 2%
166	BRK.BBERKSHIRE HATHAWAY INC DEL	491	$235,287	0.1%	NEW
167	COSTCOSTCO WHSL CORP NEW	231	$230,561	0.1%	NEW
168	UAPRINNOVATOR ETFS TRUST	6,659	$222,212	0.1%	HOLD
169	AMDADVANCED MICRO DEVICES INC	1,089	$221,535	0.1%	HOLD
170	VNQVANGUARD INDEX FDS	2,414	$214,138	0.1%	NEW
171	UFEBINNOVATOR ETFS TRUST	5,778	$209,741	0.1%	NEW
172	IDECINNOVATOR ETFS TRUST	6,419	$209,003	0.1%	HOLD
173	SPIPSPDR SERIES TRUST	7,985	$207,693	0.1%	TRIM −13%
174	NFLXNETFLIX INC	2,140	$205,761	0.1%	HOLD
175	LUVSOUTHWEST AIRLS CO	5,400	$203,850	0.1%	HOLD
176	BMAYINNOVATOR ETFS TRUST	4,492	$201,562	0.1%	TRIM −6%
177	XBOEXBLACKROCK ENHANCED GLOBAL DI	12,346	$135,311	0.1%	HOLD

Position trends· top 15 holdings · shares held over 6 quarters

green added · red trimmed

Security

2024-Q4

2025-Q1

2025-Q2

2025-Q3

2025-Q4

2026-Q1

Latest value

AAPLAPPLE INC

—

29K

32K

$8M

PAAAPGIM ETF TR

—

89K

137K

$7M

VTECVANGUARD CALIF TAX FREE FDS

—

50K

$5M

CMFISHARES TR

—

40K

85K

$5M

BALTINNOVATOR ETFS TRUST

—

87K

132K

$4M

JAAAJANUS DETROIT STR TR

—

44K

83K

$4M

VOOVANGUARD INDEX FDS

—

$4M

SCHXSCHWAB U.S. LARGE-CAP ETF

—

136K

137K

$4M

SPYSTATE STR SPDR S&P 500 ETF T

—

$3M

JPMJPMORGAN CHASE & CO

—

12K

$3M

JQUAJ P MORGAN EXCHANGE TRADED F

—

37K

55K

$3M

IVVISHARES TR

—

$3M

NVDANVIDIA CORPORATION

—

16K

17K

$3M

SCHFSCHWAB STRATEGIC TR

—

79K

112K

$3M

DFAUDIMENSIONAL ETF TRUST

—

63K

61K

$3M

Shares reported each quarter by the largest current holdings. Green = added vs the prior filing of that name, red = trimmed, grey = roughly held; a dash is a quarter with no 13F on file (a gap is skipped, not read as an exit). 13F is filed up to 45 days after quarter-end. Up to 40 quarters (10 years) available — use the selector above.

☆Ballast Rock Private Wealth LLC