Dale Q Rice Investment Management Ltd

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CIK 2041427

13F portfolio (2026-Q1)

$132M

Positions

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

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As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2026-Q1)

Holdings

Top 5

59.1%

Top 10

71.5%

Effective N

10.9

HHI

0.092

This quarter

4 new · 0 exit →

By sector

Unclassified57.6%

Information Technology25.1%

Consumer Discretionary4.7%

Financials4.3%

Communication Services4.0%

Industrials3.0%

Energy0.7%

Health Care0.6%

By market cap

Unknown57.6%

Mega (>$200B)39.1%

Large ($10–200B)3.0%

Mid ($2–10B)0.4%

By region

Other57.6%

North America42.4%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	59.94%	37
Technology Hardware & Equipment	20.72%	3
Software & IT Services	3.99%	2
Semiconductors & Semiconductor Equipment	2.51%	3
Automobiles & Components	2.43%	1
Machinery	2.21%	3
Software	1.92%	3
Specialty Retail	1.76%	3
Commercial Services & Supplies	1.08%	1
Aerospace & Defense	0.83%	2
Oil, Gas & Consumable Fuels	0.70%	3
Hotels, Restaurants & Leisure	0.48%	2
Capital Markets	0.42%	1
Pharmaceuticals & Biotechnology	0.36%	1
Insurance	0.23%	1
Banks	0.22%	1
Health Care Equipment & Supplies	0.20%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	AAPL	Apple Inc.	Information Technology	20.27%
2	USD	PROSHARES TR	Unclassified	16.25%
3	QLD	PROSHARES TR	Unclassified	11.46%
4	QQQ	INVESCO QQQ TR	Unclassified	6.07%
5	SPY	STATE STR SPDR S&P 500 ETF T	Unclassified	5.01%
6	GOOGL	Alphabet Inc.	Communication Services	3.24%
7	TSLA	Tesla, Inc.	Consumer Discretionary	2.43%
8	BRK.B	BERKSHIRE HATHAWAY INC	Financials	2.34%
9	XSD	SPDR SERIES TRUST	Unclassified	2.25%
10	NVDA	NVIDIA CORP	Information Technology	2.16%

32/68 names classified · sector 42.4% of weight · industry 40.1% · mkt cap 42.4%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 6 quarters

Information TechnologyAAPL, NVDA, MSFT, PLTR, PANW · other

FinancialsBRK.B, MA, BX, JPM, HIG · other

Consumer DiscretionaryTSLA, AMZN, BOOT, COST, MGM · other

Communication ServicesGOOGL, GOOG

IndustrialsLRCX, DE, CAT, BA, RKLB · other

Health CareMRK, SYK, JNJ

EnergyCVX, XOM, EOG

Materials

UnclassifiedUSD, QLD, QQQ, SPY, XSD · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 42.4% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2026-Q1), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Only 39% of book weight classified — the grid is NOT representative of the whole book.

holdings, colored by sector (29 classified)Dale Q Rice Investment Management Ltd centroid (Large Growth)

Information TechnologyConsumer DiscretionaryCommunication ServicesIndustrialsFinancialsEnergyHealth Care

Style box summary for Dale Q Rice Investment Management Ltd: centroid Large Growth. Heaviest cells: Large Growth 31.6%, Large Core 5.2%, Large Value 1.5%.

Classified: 39.4% of book weight (29/68 names) · unclassified 60.6%: USD, QLD, QQQ, SPY, BRK.B, XSD, IJH, IYW, TMFC, IHI +29 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 68 positions (2026-Q1) · largest first · Δ vs 2025-Q4

#	Security	Shares	Value	Weight	Δ QoQ
1	AAPLAPPLE INC	105,421	$27M	20.3%	HOLD
2	USDPROSHARES TR	447,279	$21M	16.2%	HOLD
3	QLDPROSHARES TR	247,938	$15M	11.5%	ADD 4%
4	QQQINVESCO QQQ TR	13,878	$8M	6.1%	HOLD
5	SPYSTATE STR SPDR S&P 500 ETF T	10,159	$7M	5.0%	HOLD
6	GOOGLALPHABET INC	14,892	$4M	3.2%	HOLD
7	TSLATESLA INC	8,635	$3M	2.4%	ADD 5%
8	BRK.BBERKSHIRE HATHAWAY INC DEL	6,452	$3M	2.3%	ADD 4%
9	XSDSPDR SERIES TRUST	9,086	$3M	2.2%	TRIM −4%
10	NVDANVIDIA CORPORATION	16,381	$3M	2.2%	ADD 3%
11	IJHISHARES TR	31,002	$2M	1.6%	ADD 3%
12	IYWISHARES TR	11,195	$2M	1.5%	HOLD
13	TMFCRBB FD INC	24,022	$2M	1.2%	HOLD
14	MSFTMICROSOFT CORP	3,994	$1M	1.1%	HOLD
15	LRCXLAM RESEARCH CORP	6,888	$1M	1.1%	ADD 4%
16	IHIISHARES TR	27,324	$1M	1.1%	TRIM −2%
17	MAMASTERCARD INCORPORATED	2,851	$1M	1.1%	HOLD
18	AMZNAMAZON COM INC	6,123	$1M	1.0%	TRIM −2%
19	ROMPROSHARES TR	14,500	$1M	0.9%	HOLD
20	DIGPROSHARES TR	15,536	$1M	0.8%	HOLD
21	GOOGALPHABET INC	3,409	$977,807	0.7%	ADD 2%
22	DVYISHARES TR	6,257	$947,372	0.7%	HOLD
23	XLKSELECT SECTOR SPDR TR	6,591	$875,917	0.7%	HOLD
24	PLTRPALANTIR TECHNOLOGIES INC	5,783	$845,937	0.6%	ADD 16%
25	SWVXXUS TREASURY MONEY INVESTOR	823,787	$823,787	0.6%	HOLD
26	CATCATERPILLAR INC	1,144	$810,478	0.6%	ADD 21%
27	RSPINVESCO EXCHANGE TRADED FD T	3,928	$753,862	0.6%	TRIM −3%
28	SNSXXUS TREASURY MONEY INVESTOR	739,744	$739,744	0.6%	ADD 8%
29	RKLBROCKET LAB CORP	11,096	$712,585	0.5%	ADD 13%
30	SCHDSCHWAB STRATEGIC TR	22,804	$699,627	0.5%	HOLD
31	DEDEERE & CO	1,134	$638,782	0.5%	ADD 21%
32	FBTFirst Trust NYSE Arca Biotech ETF	3,098	$622,140	0.5%	TRIM −2%
33	BXBLACKSTONE INC	4,787	$550,457	0.4%	HOLD
34	RFGINVESCO EXCHANGE TRADED FD T	9,909	$543,131	0.4%	HOLD
35	IJRISHARES TR	4,366	$542,756	0.4%	ADD 5%
36	COSTCOSTCO WHSL CORP NEW	537	$535,083	0.4%	HOLD
37	BOOTBOOT BARN HLDGS INC	3,531	$516,797	0.4%	HOLD
38	XSWSPDR SERIES TRUST	3,596	$511,718	0.4%	TRIM −12%
39	VWNDXVANGUARD WINDSOR FUND	22,748	$491,819	0.4%	HOLD
40	MRKMERCK & CO INC	3,967	$477,190	0.4%	TRIM −4%
41	SCDGXDWS CORE EQUITY S	13,850	$474,236	0.4%	HOLD
42	AGGISHARES TR	4,728	$469,349	0.4%	HOLD
43	FXLFIRST TR EXCHANGE-TRADED FD	2,720	$432,126	0.3%	HOLD
44	CVXCHEVRON CORP NEW	2,038	$421,662	0.3%	HOLD
45	SWPPXSchwabS&P500IndexFund	24,165	$405,248	0.3%	HOLD
46	DIASPDR DOW JONES INDL AVERAGE	868	$402,049	0.3%	TRIM −3%
47	IBBISHARES TR	2,337	$394,602	0.3%	HOLD
48	BABOEING CO	1,904	$378,953	0.3%	HOLD
49	RFVINVESCO EXCHANGE TRADED FD T	2,865	$372,360	0.3%	HOLD
50	HLTHILTON WORLDWIDE HLDGS INC	1,117	$339,657	0.3%	HOLD
51	TQQQPROSHARES TR	8,107	$337,900	0.3%	HOLD
52	RPVINVESCO EXCHANGE TRADED FD T	3,093	$332,157	0.3%	HOLD
53	PANWPALO ALTO NETWORKS INC	1,977	$316,953	0.2%	TRIM −5%
54	SOXXISHARES TR	959	$315,185	0.2%	TRIM −4%
55	HIGHARTFORD INSURANCE GROUP INC	2,200	$297,506	0.2%	HOLD
56	IYJISHARES TR	2,008	$296,260	0.2%	HOLD
57	MGMMGM RESORTS INTERNATIONAL	7,935	$293,683	0.2%	TRIM −2%
58	JPMJPMORGAN CHASE & CO	993	$292,101	0.2%	HOLD
59	FVFIRST TR EXCHANGE TRADED FD	4,801	$290,160	0.2%	HOLD
60	XOMEXXON MOBIL CORP	1,710	$290,119	0.2%	NEW
61	CSCOCISCO SYS INC	3,629	$281,574	0.2%	HOLD
62	SYKSTRYKER CORPORATION	815	$267,801	0.2%	HOLD
63	AVGOBROADCOM INC	807	$249,775	0.2%	HOLD
64	SSOPROSHARES TR	4,678	$242,695	0.2%	HOLD
65	EOGEOG RES INC	1,490	$215,409	0.2%	NEW
66	SMHVANECK ETF TRUST	545	$208,953	0.2%	NEW
67	INTCINTEL CORP	4,653	$205,337	0.2%	NEW
68	CRWDCROWDSTRIKE HLDGS INC	521	$203,404	0.2%	ADD 18%

Position trends· top 15 holdings · shares held over 6 quarters

green added · red trimmed

Security

2024-Q4

2025-Q1

2025-Q2

2025-Q3

2025-Q4

2026-Q1

Latest value

AAPLAPPLE INC

220K

187K

109K

106K

105K

$27M

USDPROSHARES TR

437K

388K

222K

231K

439K

447K

$21M

QLDPROSHARES TR

227K

204K

116K

123K

239K

248K

$15M

QQQINVESCO QQQ TR

30K

15K

14K

$8M

SPYSTATE STR SPDR S&P 500 ETF T

19K

20K

10K

11K

10K

$7M

GOOGLALPHABET INC

30K

29K

15K

$4M

TSLATESLA INC

16K

13K

$3M

BRK.BBERKSHIRE HATHAWAY INC DEL

13K

$3M

XSDSPDR SERIES TRUST

23K

22K

11K

10K

$3M

NVDANVIDIA CORPORATION

32K

26K

16K

$3M

IJHISHARES TR

71K

68K

33K

32K

30K

31K

$2M

IYWISHARES TR

22K

11K

$2M

TMFCRBB FD INC

48K

25K

24K

$2M

MSFTMICROSOFT CORP

$1M

LRCXLAM RESEARCH CORP

13K

$1M

Shares reported each quarter by the largest current holdings. Green = added vs the prior filing of that name, red = trimmed, grey = roughly held; a dash is a quarter with no 13F on file (a gap is skipped, not read as an exit). 13F is filed up to 45 days after quarter-end. Up to 40 quarters (10 years) available — use the selector above.

☆Dale Q Rice Investment Management Ltd