Gimbal Financial

Open in PORT →← all managers

CIK 1835206

13F portfolio (2025-Q3)

$167M

Positions

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

Open in PORT →

As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2025-Q3)

Holdings

Top 5

56.8%

Top 10

83.6%

Effective N

11.7

HHI

0.085

This quarter

11 new · 0 exit →

By sector

Unclassified86.2%

Health Care8.0%

Information Technology3.1%

Consumer Discretionary0.9%

Energy0.5%

Financials0.4%

Communication Services0.4%

Industrials0.3%

Materials0.2%

By market cap

Unknown86.4%

Mega (>$200B)12.2%

Large ($10–200B)0.8%

Mid ($2–10B)0.5%

By region

Other86.2%

North America13.6%

Europe0.2%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	86.25%	32
Pharmaceuticals & Biotechnology	7.97%	6
Software	1.16%	2
Technology Hardware & Equipment	1.02%	2
Specialty Retail	0.90%	3
Semiconductors & Semiconductor Equipment	0.74%	3
Banks	0.45%	1
Software & IT Services	0.44%	1
Aerospace & Defense	0.28%	1
Oil, Gas & Consumable Fuels	0.27%	1
Coal & Consumable Fuels	0.20%	1
Electrical Equipment & Components	0.17%	1
Chemicals	0.16%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	IVV	ISHARES TR	Unclassified	15.90%
2	ICLN	ISHARES TR	Unclassified	10.56%
3	RPG	INVESCO EXCHANGE TRADED FD T	Unclassified	10.20%
4	XMMO	INVESCO EXCHANGE TRADED FD T	Unclassified	10.12%
5	IYC	ISHARES TR	Unclassified	9.98%
6	IDV	ISHARES TR	Unclassified	9.25%
7	LLY	ELI LILLY & Co	Health Care	6.46%
8	FALN	ISHARES TR	Unclassified	5.07%
9	SOXX	ISHARES TR	Unclassified	3.12%
10	RING	ISHARES INC	Unclassified	2.96%

23/55 names classified · sector 13.8% of weight · industry 13.8% · mkt cap 13.6%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 8 quarters

Health CareLLY, JNJ, ABBV, ABT, AMGN · other

Information TechnologyMSFT, TXN, AAPL, CSCO, INTC · other

Consumer DiscretionaryWMT, HD, AMZN

IndustrialsHON, UPS

EnergyCLMT, BTU, MPC, XOM

FinancialsJPM, BRK.B

Communication Services

MaterialsCL, NKE

Consumer Staples

UnclassifiedIVV, DGRO, IAU, IGV, IXN · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 13.8% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2025-Q3), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Only 13% of book weight classified — the grid is NOT representative of the whole book.

holdings, colored by sector (20 classified)Gimbal Financial centroid (Large Growth)

Health CareInformation TechnologyConsumer DiscretionaryFinancialsCommunication ServicesIndustrialsEnergyMaterials

Style box summary for Gimbal Financial: centroid Large Growth. Heaviest cells: Large Growth 9.5%, Large Core 2.6%, Large Value 0.9%.

Classified: 13.3% of book weight (20/55 names) · unclassified 86.7%: IVV, ICLN, RPG, XMMO, IYC, IDV, FALN, SOXX, RING, PTNQ +25 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 55 positions (2025-Q3) · largest first · Δ vs 2025-Q2

#	Security	Shares	Value	Weight	Δ QoQ
1	IVVISHARES TR	39,564	$26M	15.9%	HOLD
2	ICLNISHARES TR	1,136,146	$18M	10.6%	NEW
3	RPGINVESCO EXCHANGE TRADED FD T	355,997	$17M	10.2%	HOLD
4	XMMOINVESCO EXCHANGE TRADED FD T	124,617	$17M	10.1%	ADD 2%
5	IYCISHARES TR	158,527	$17M	10.0%	HOLD
6	IDVISHARES TR	421,250	$15M	9.2%	ADD 13%
7	LLYELI LILLY & CO	14,094	$11M	6.5%	TRIM −18%
8	FALNISHARES TR	303,893	$8M	5.1%	NEW
9	SOXXISHARES TR	19,171	$5M	3.1%	NEW
10	RINGISHARES INC	76,223	$5M	3.0%	NEW
11	PTNQPACER FDS TR	37,335	$3M	1.7%	TRIM −3%
12	PTLCPACER FDS TR	49,660	$3M	1.6%	HOLD
13	MSFTMICROSOFT CORP	3,199	$2M	1.0%	ADD 8%
14	PTEUPACER FDS TR	54,231	$2M	1.0%	TRIM −8%
15	AAPLAPPLE INC	4,400	$1M	0.7%	ADD 13%
16	TXNTEXAS INSTRS INC	5,146	$945,475	0.6%	HOLD
17	IWMISHARES TR	3,756	$908,689	0.5%	NEW
18	WMTWALMART INC	8,262	$851,486	0.5%	ADD 13%
19	JNJJOHNSON & JOHNSON	4,582	$849,660	0.5%	TRIM −6%
20	OEFISHARES TR	2,543	$846,544	0.5%	HOLD
21	JPMJPMORGAN CHASE & CO	2,355	$742,909	0.4%	ADD 3%
22	GOOGLALPHABET INC	2,985	$725,732	0.4%	ADD 8%
23	ABBVABBVIE INC	3,112	$720,516	0.4%	ADD 5%
24	FBTCFIDELITY WISE ORIGIN BITCOIN	7,141	$712,765	0.4%	TRIM −96%
25	CSCOCISCO SYS INC	8,543	$584,512	0.4%	HOLD
26	JPINJ P MORGAN EXCHANGE TRADED F	7,946	$529,283	0.3%	HOLD
27	SPYSTATE STR SPDR S&P 500 ETF T	777	$517,700	0.3%	HOLD
28	VIGVANGUARD SPECIALIZED FUNDS	2,384	$514,383	0.3%	TRIM −6%
29	HONHONEYWELL INTL INC	2,188	$460,574	0.3%	HOLD
30	CLMTCALUMET INC	24,545	$447,946	0.3%	HOLD
31	JPSTJ P MORGAN EXCHANGE TRADED F	7,862	$398,839	0.2%	HOLD
32	HDHOME DEPOT INC	957	$387,766	0.2%	HOLD
33	ABTABBOTT LABS	2,837	$379,947	0.2%	HOLD
34	VOVANGUARD INDEX FDS	1,252	$367,762	0.2%	HOLD
35	BTUPEABODY ENERGY CORP	12,570	$333,367	0.2%	HOLD
36	ONEQFIDELITY COMWLTH TR	3,561	$317,383	0.2%	ADD 41%
37	CGGOCAPITAL GROUP GBL GROWTH EQT	8,980	$306,847	0.2%	HOLD
38	MINTPIMCO ETF TR	2,920	$294,015	0.2%	HOLD
39	RSPINVESCO EXCHANGE TRADED FD T	1,530	$290,265	0.2%	ADD 8%
40	EMREMERSON ELEC CO	2,210	$289,908	0.2%	HOLD
41	NVSNOVARTIS AG	2,205	$282,795	0.2%	HOLD
42	AMGNAMGEN INC	995	$280,789	0.2%	HOLD
43	VTVVANGUARD INDEX FDS	1,500	$279,735	0.2%	HOLD
44	PLTRPALANTIR TECHNOLOGIES INC	1,516	$276,549	0.2%	NEW
45	IJRISHARES TR	2,258	$268,318	0.2%	HOLD
46	CLCOLGATE PALMOLIVE CO	3,233	$258,446	0.2%	HOLD
47	AMZNAMAZON COM INC	1,154	$253,389	0.2%	TRIM −37%
48	DGROISHARES CORE DIVIDEND GROWTH ETF	3,506	$238,691	0.1%	ADD 7%
49	IEMGISHARES INC	3,590	$236,653	0.1%	HOLD
50	VTIVANGUARD INDEX FDS	668	$219,258	0.1%	HOLD
51	ETHAISHARES ETHEREUM TR	6,873	$216,568	0.1%	NEW
52	QQQINVESCO QQQ TR	355	$213,378	0.1%	NEW
53	CGDVCAPITAL GROUP DIVIDEND VALUE	5,018	$210,902	0.1%	NEW
54	NVDANVIDIA CORPORATION	1,102	$205,615	0.1%	NEW
55	NVTSNAVITAS SEMICONDUCTOR CORP	12,300	$88,806	0.1%	NEW

Related· where to look next

Similar managersHealth Care 8%

Knott David M Jr$168M

Sugar Maple Asset Management, LLC$165M

Longview Financial Advisors, Inc.$164M

Omega Fund Management, LLC$163M

Exome Asset Management LLC$170M

manager screener →

Also hold IVV13F · 2026-Q1

BlackRock, Inc.$56.1B

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$22.6B

ENVESTNET ASSET MANAGEMENT INC$21.5B

MARSHALL WACE, LLP$17.2B

Creative Planning$15.7B

all 3,939 IVV holders →

Firm lineageForm ADV + cited

Where this firm's principals came from and which firms its alumni went on to found.

family tree & personnel →

joins filed 13F data only — no style, strategy or performance similarity is claimed · 13F 2026-Q1

Similar managers — filers whose largest reported GICS sector is the same as this book's (Health Care), ranked by closeness of reported 13F portfolio value (|log AUM ratio|), self excluded. Two things it is NOT: a style/strategy match, and a performance ranking. Sector weights come from the filed long book only, so a filer whose real business is elsewhere (shorts, private, non-13F assets) can still surface.
Also hold IVV — other Section 13(f) filers reporting a long position in this book's largest tickered holding for 2026-Q1. Lagged quarterly filings (up to 45 days after quarter-end); “% of shares out” is omitted where the reported share count can't carry it. % of shares outstanding is not shown for IVV: this is a fund line, and we hold no cover-page share count for it at any quarter — a fund's shares outstanding move with creations and redemptions rather than with issuance and buybacks, and it is not the SEC cover-page count this percentage is defined against. The figure is withheld rather than computed against a count that does not exist. Holder share counts are shown as filed.
Filers outside the free plan's window are shown locked rather than hidden, so the list is never silently short.

☆Gimbal Financial