Joseph P. Lucia & Associates, LLC

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CIK 1775391

13F portfolio (2026-Q1)

$280M

Positions

169

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

Open in PORT →

As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2026-Q1)

Holdings

169

Top 5

18.6%

Top 10

31.3%

Effective N

58.6

HHI

0.017

This quarter

11 new · 0 exit →

By sector

Unclassified82.6%

Information Technology9.0%

Consumer Discretionary3.1%

Communication Services2.7%

Utilities0.8%

Industrials0.6%

Financials0.6%

Health Care0.3%

Energy0.3%

By market cap

Unknown82.7%

Mega (>$200B)14.9%

Large ($10–200B)2.3%

Mid ($2–10B)0.2%

By region

Other82.6%

North America17.3%

Asia-Pacific0.1%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	82.77%	138
Technology Hardware & Equipment	4.55%	2
Semiconductors & Semiconductor Equipment	3.94%	5
Specialty Retail	2.88%	2
Software & IT Services	2.00%	3
Utilities	0.77%	2
Software	0.50%	2
Commercial Services & Supplies	0.49%	1
Diversified Telecommunication Services	0.34%	1
Oil, Gas & Consumable Fuels	0.32%	1
Banks	0.25%	2
Media & Entertainment	0.21%	1
Automobiles & Components	0.20%	1
Pharmaceuticals & Biotechnology	0.19%	2
Entertainment	0.14%	1
Machinery	0.14%	1
Health Care Equipment & Supplies	0.14%	1
Capital Markets	0.07%	1
Insurance	0.07%	1
Aerospace & Defense	0.02%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	SMH	VANECK ETF TRUST	Unclassified	4.93%
2	AAPL	Apple Inc.	Information Technology	4.20%
3	NVDA	NVIDIA CORP	Information Technology	3.47%
4	SCHB	SCHWAB STRATEGIC TR	Unclassified	3.05%
5	NOBL	PROSHARES TR	Unclassified	2.96%
6	SPY	STATE STR SPDR S&P 500 ETF T	Unclassified	2.74%
7	AMZN	AMAZON COM INC	Consumer Discretionary	2.70%
8	BINC	BLACKROCK ETF TRUST II	Unclassified	2.52%
9	SCHG	SCHWAB U.S. LARGE-CAP GROWTH ETF	Unclassified	2.36%
10	RSPT	INVESCO EXCHANGE TRADED FD T	Unclassified	2.35%

32/169 names classified · sector 17.4% of weight · industry 17.2% · mkt cap 17.3%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 29 quarters

Information TechnologyAAPL, SNOW, NVDA, IBM, MSFT · other

Consumer DiscretionaryAMZN, TSLA, HD, SFIX, FLWS · other

Communication ServicesMETA, DIS, GOOGL, GOOG, NFLX · other

UtilitiesED, ET, KMI, PEG, SO · other

FinancialsPYPL, BRK.B, JPM, NBTB, BAC · other

IndustrialsUBER, BA, CAT, UPS, WU · other

Health CarePFE, LLY, OCGN, MNKD, HAE · other

Real EstateBXMT, SEVN, AGNC, GOOD, OUT · other

EnergyXOM, CVX, DMLP, RIG, MPC · other

Consumer StaplesCVS, STZ, PM, KO, MO · other

MaterialsGLW, NKE, FCX, DOW, LYB · other

UnclassifiedRSPF, SMH, NOBL, Cyber Security ETF, DHY · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 17.4% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2026-Q1), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Only 17% of book weight classified — the grid is NOT representative of the whole book.

holdings, colored by sector (27 classified)Joseph P. Lucia & Associates, LLC centroid (Large Growth)

Information TechnologyConsumer DiscretionaryCommunication ServicesIndustrialsFinancialsHealth CareEnergyUtilities

Style box summary for Joseph P. Lucia & Associates, LLC: centroid Large Growth. Heaviest cells: Large Growth 13.5%, Large Core 1.5%, Large Value 1.1%.

Classified: 16.5% of book weight (27/169 names) · unclassified 83.5%: SMH, SCHB, NOBL, SPY, BINC, SCHG, RSPT, AGG, XLK, QQQ +132 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 169 positions (2026-Q1) · largest first · Δ vs 2025-Q4

#	Security	Shares	Value	Weight	Δ QoQ
1	SMHVANECK ETF TRUST	35,988	$14M	4.9%	HOLD
2	AAPLAPPLE INC	46,299	$12M	4.2%	TRIM −3%
3	NVDANVIDIA CORPORATION	55,591	$10M	3.5%	HOLD
4	SCHBSCHWAB STRATEGIC TR	339,416	$9M	3.0%	ADD 3%
5	NOBLPROSHARES TR	78,021	$8M	3.0%	HOLD
6	SPYSTATE STR SPDR S&P 500 ETF T	11,777	$8M	2.7%	ADD 3%
7	AMZNAMAZON COM INC	36,232	$8M	2.7%	ADD 2%
8	BINCBLACKROCK ETF TRUST II	135,898	$7M	2.5%	ADD 12%
9	SCHGSCHWAB U.S. LARGE-CAP GROWTH ETF	226,289	$7M	2.4%	HOLD
10	RSPTINVESCO EXCHANGE TRADED FD T	145,513	$7M	2.4%	HOLD
11	AGGISHARES TR	58,156	$6M	2.1%	ADD 16%
12	XLKSELECT SECTOR SPDR TR	43,023	$6M	2.0%	TRIM −2%
13	QQQINVESCO QQQ TR	9,804	$6M	2.0%	ADD 3%
14	SCHDSCHWAB STRATEGIC TR	183,908	$6M	2.0%	ADD 5%
15	RSPFINVESCO EXCHANGE TRADED FD T	78,825	$6M	2.0%	HOLD
16	RSPINVESCO EXCHANGE TRADED FD T	29,147	$6M	2.0%	ADD 10%
17	XLESELECT SECTOR SPDR TR	78,683	$5M	1.7%	ADD 12%
18	DVYISHARES TR	31,425	$5M	1.7%	HOLD
19	LQDISHARES TR	42,774	$5M	1.7%	ADD 7%
20	JEPIJPMorgan Equity Premium Income ETF	77,424	$4M	1.6%	HOLD
21	XLFSELECT SECTOR SPDR TR	82,015	$4M	1.4%	HOLD
22	HACKAMPLIFY ETF TR	45,477	$3M	1.2%	HOLD
23	RSPHINVESCO EXCHANGE TRADED FD T	112,720	$3M	1.2%	TRIM −2%
24	BIVVANGUARD BD INDEX FDS	39,366	$3M	1.1%	HOLD
25	XLVSELECT SECTOR SPDR TR	20,535	$3M	1.1%	ADD 3%
26	RSPGINVESCO EXCHANGE TRADED FD T	26,145	$3M	1.0%	HOLD
27	VOOVANGUARD INDEX FDS	4,659	$3M	1.0%	ADD 35%
28	XLUSELECT SECTOR SPDR TR	60,018	$3M	1.0%	ADD 18%
29	RSPNINVESCO EXCHANGE TRADED FD T	47,588	$3M	1.0%	HOLD
30	VIGVANGUARD SPECIALIZED FUNDS	12,275	$3M	0.9%	HOLD
31	METAMETA PLATFORMS INC	4,582	$3M	0.9%	HOLD
32	SCHXSCHWAB U.S. LARGE-CAP ETF	100,569	$3M	0.9%	HOLD
33	VBVANGUARD INDEX FDS	9,782	$3M	0.9%	HOLD
34	XLBSELECT SECTOR SPDR TR	51,143	$3M	0.9%	ADD 19%
35	VOTVANGUARD INDEX FDS	9,622	$2M	0.9%	TRIM −4%
36	SCHASCHWAB STRATEGIC TR	83,758	$2M	0.9%	TRIM −2%
37	SDOGALPS ETF TR	37,238	$2M	0.9%	HOLD
38	FTSDFRANKLIN ETF TR	25,763	$2M	0.8%	HOLD
39	XLISELECT SECTOR SPDR TR	14,095	$2M	0.8%	HOLD
40	QYLDGLOBAL X FDS	126,741	$2M	0.8%	ADD 4%
41	SCHMSCHWAB STRATEGIC TR	68,648	$2M	0.8%	HOLD
42	GOOGLALPHABET INC	7,162	$2M	0.7%	ADD 3%
43	AVUVAMERICAN CENTY ETF TR	18,640	$2M	0.7%	ADD 3%
44	JEPQJ P MORGAN EXCHANGE TRADED F	35,762	$2M	0.7%	ADD 5%
45	SOXXISHARES TR	5,693	$2M	0.7%	ADD 3%
46	TLTISHARES TR	20,188	$2M	0.6%	TRIM −12%
47	APRWAIM ETF PRODUCTS TRUST	48,532	$2M	0.6%	HOLD
48	JANWAIM ETF PRODUCTS TRUST	44,755	$2M	0.6%	ADD 7%
49	EMBISHARES TR	16,946	$2M	0.6%	ADD 675%
50	PFXFVANECK ETF TRUST	85,884	$2M	0.5%	TRIM −2%
51	RSPSINVESCO EXCHANGE TRADED FD T	50,675	$1M	0.5%	HOLD
52	ITAIShares U.S. Aerospace & Defense ETF	6,704	$1M	0.5%	HOLD
53	PFFISHARES TR	46,752	$1M	0.5%	TRIM −7%
54	GPIXGOLDMAN SACHS ETF TR	27,421	$1M	0.5%	ADD 144%
55	UBERUBER TECHNOLOGIES INC	19,055	$1M	0.5%	HOLD
56	SDSIAMERICAN CENTY ETF TR	26,288	$1M	0.5%	HOLD
57	ETENERGY TRANSFER L P	66,660	$1M	0.5%	TRIM −10%
58	RSPDINVESCO EXCHANGE TRADED FD T	23,199	$1M	0.4%	TRIM −3%
59	HYGISHARES TR	14,028	$1M	0.4%	HOLD
60	KIOKKR INCOME OPPORTUNITIES FD	99,034	$1M	0.4%	TRIM −6%
61	AVDVAMERICAN CENTY ETF TR	10,873	$1M	0.4%	ADD 3%
62	MSFTMICROSOFT CORP	2,779	$1M	0.4%	TRIM −4%
63	BXSLBLACKSTONE SECD LENDING FD	41,738	$1M	0.4%	HOLD
64	FLOTISHARES TR	19,914	$1M	0.4%	TRIM −8%
65	GBTCGRAYSCALE BITCOIN TRUST ETF	18,630	$982,919	0.4%	TRIM −9%
66	IBMINTERNATIONAL BUSINESS MACHS	3,982	$965,241	0.3%	HOLD
67	VZVERIZON COMMUNICATIONS INC	19,099	$958,759	0.3%	TRIM −7%
68	XNTKSPDR SERIES TRUST	3,684	$940,452	0.3%	TRIM −2%
69	BCTKBARON ETF TR	40,295	$940,022	0.3%	ADD 5%
70	GOOGALPHABET INC	3,191	$915,461	0.3%	HOLD
71	GLDSPDR GOLD TR	2,086	$897,585	0.3%	ADD 23%
72	XOMEXXON MOBIL CORP	5,282	$896,093	0.3%	ADD 54%
73	EDCONSOLIDATED EDISON INC	7,775	$879,948	0.3%	HOLD
74	PNQIINVESCO EXCHANGE TRADED FD T	19,001	$849,915	0.3%	TRIM −6%
75	SCYBSCHWAB STRATEGIC TR	31,990	$831,740	0.3%	ADD 30%
76	FEBWAIM ETF PRODUCTS TRUST	24,670	$825,952	0.3%	ADD 95%
77	KRESPDR SERIES TRUST	12,664	$825,060	0.3%	TRIM −19%
78	SOCLGLOBAL X FDS	19,026	$823,831	0.3%	TRIM −4%
79	KHPIMANAGED PORTFOLIO SERIES	32,240	$785,046	0.3%	ADD 9%
80	KORPAMERICAN CENTY ETF TR	16,212	$755,641	0.3%	HOLD
81	BTCGRAYSCALE BITCOIN MINI TR ET	25,112	$753,109	0.3%	TRIM −3%
82	SCHPSCHWAB STRATEGIC TR	28,082	$747,249	0.3%	TRIM −7%
83	XLCSELECT SECTOR SPDR TR	6,677	$740,212	0.3%	ADD 3%
84	AVDEAMERICAN CENTY ETF TR	8,661	$734,794	0.3%	HOLD
85	BUGGLOBAL X FDS	27,437	$688,931	0.2%	TRIM −5%
86	JULWAIM ETF PRODUCTS TRUST	17,695	$686,773	0.2%	TRIM −2%
87	STIPISHARES TR	6,628	$685,534	0.2%	TRIM −4%
88	XYLDGLOBAL X FDS	16,275	$636,841	0.2%	HOLD
89	DBPINVESCO DB MULTI-SECTOR COMM	5,640	$620,626	0.2%	ADD 75%
90	SEPWAIM ETF PRODUCTS TRUST	19,612	$619,516	0.2%	HOLD
91	AVGOBROADCOM INC	1,964	$607,879	0.2%	ADD 11%
92	IHIISHARES TR	10,974	$585,463	0.2%	TRIM −9%
93	NFLXNETFLIX INC	6,016	$578,438	0.2%	ADD 15%
94	RSPUINVESCO EXCHANGE TRADED FD T	7,122	$577,665	0.2%	HOLD
95	DIVOAMPLIFY ETF TR	12,679	$568,653	0.2%	ADD 12%
96	GPIQGOLDMAN SACHS ETF TR	11,301	$559,311	0.2%	ADD 40%
97	TSLATESLA INC	1,503	$558,784	0.2%	ADD 14%
98	WCLDWISDOMTREE TR	20,325	$555,279	0.2%	TRIM −24%
99	IAUISHARES GOLD TR	6,210	$547,474	0.2%	ADD 42%
100	VHTVANGUARD WORLD FD	2,006	$546,294	0.2%	TRIM −16%
101	BRK.BBERKSHIRE HATHAWAY INC DEL	1,139	$545,809	0.2%	TRIM −3%
102	VOEVANGUARD INDEX FDS	2,944	$542,471	0.2%	HOLD
103	WMTWALMART INC	4,198	$522,343	0.2%	HOLD
104	IBITISHARES BITCOIN TRUST ETF	13,395	$514,636	0.2%	ADD 9%
105	AUGWAIM ETF PRODUCTS TRUST	15,898	$511,124	0.2%	TRIM −3%
106	SPLVINVESCO EXCH TRADED FD TR II	6,768	$495,012	0.2%	TRIM −3%
107	SPHYSPDR SERIES TRUST	20,551	$479,249	0.2%	ADD 22%
108	BCATBLACKROCK CAP ALLOCATION TER	33,277	$470,204	0.2%	TRIM −11%
109	FEOERBB FUND TRUST	9,281	$468,319	0.2%	NEW
110	ETWEATON VANCE TAX-MANAGED GLOB	53,178	$466,905	0.2%	HOLD
111	IBBISHARES TR	2,750	$464,337	0.2%	TRIM −2%
112	JPMJPMORGAN CHASE & CO	1,509	$443,747	0.2%	ADD 3%
113	VOVANGUARD INDEX FDS	1,540	$442,257	0.2%	HOLD
114	SHLDGLOBAL X FDS	6,194	$438,783	0.2%	HOLD
115	IWPISHARES TR	3,336	$427,408	0.2%	ADD 4%
116	NVBWAIM ETF PRODUCTS TRUST	12,719	$423,332	0.2%	HOLD
117	DISDISNEY WALT CO	4,206	$405,419	0.1%	TRIM −18%
118	SCHFSCHWAB STRATEGIC TR	15,654	$387,437	0.1%	ADD 6%
119	CATCATERPILLAR INC	543	$385,040	0.1%	HOLD
120	EUADSPINNAKER ETF SERIES	9,427	$384,056	0.1%	HOLD
121	SCHVSCHWAB STRATEGIC TR	12,500	$381,250	0.1%	TRIM −16%
122	HAEHAEMONETICS CORP	6,759	$380,937	0.1%	TRIM −17%
123	FDGAMERICAN CENTY ETF TR	3,292	$375,453	0.1%	HOLD
124	XLYSELECT SECTOR SPDR TR	3,365	$366,718	0.1%	HOLD
125	CRWDCROWDSTRIKE HLDGS INC	927	$361,910	0.1%	HOLD
126	SHYISHARES TR	4,230	$349,301	0.1%	HOLD
127	JUNWAIM ETF PRODUCTS TRUST	10,355	$345,339	0.1%	HOLD
128	BKLNINVESCO EXCH TRADED FD TR II	16,808	$343,051	0.1%	HOLD
129	PSPINVESCO EXCHANGE TRADED FD T	5,771	$326,177	0.1%	HOLD
130	PFFVGLOBAL X FDS	14,858	$324,325	0.1%	ADD 26%
131	XARSPDR SERIES TRUST	1,180	$299,696	0.1%	HOLD
132	GDXVANECK ETF TRUST GOLD MINERS ETF	3,252	$298,436	0.1%	NEW
133	LLYELI LILLY & CO	324	$298,270	0.1%	HOLD
134	IWCISHARES TR	1,865	$297,673	0.1%	HOLD
135	XLRESELECT SECTOR SPDR TR	7,116	$290,546	0.1%	TRIM −9%
136	BABINVESCO EXCH TRADED FD TR II	10,596	$285,668	0.1%	TRIM −7%
137	TLTWISHARES TR	12,489	$282,501	0.1%	ADD 4%
138	VTIVANGUARD INDEX FDS	876	$281,038	0.1%	ADD 5%
139	VNQVANGUARD INDEX FDS	3,140	$278,562	0.1%	TRIM −23%
140	XLPSELECT SECTOR SPDR TR	3,359	$275,371	0.1%	HOLD
141	DECWAIM ETF PRODUCTS TRUST	8,144	$272,091	0.1%	TRIM −3%
142	SCHESCHWAB STRATEGIC TR	8,164	$269,004	0.1%	TRIM −7%
143	SPHDINVESCO EXCH TRADED FD TR II	5,385	$267,150	0.1%	HOLD
144	VFHVANGUARD WORLD FD	2,171	$262,279	0.1%	HOLD
145	VRTVERTIV HOLDINGS CO	1,008	$252,591	0.1%	NEW
146	URAGLOBAL X FDS	5,214	$252,514	0.1%	NEW
147	TSMTAIWAN SEMICONDUCTOR MFG LTD	742	$251,197	0.1%	NEW
148	VUGVANGUARD INDEX FDS	565	$246,786	0.1%	HOLD
149	PHYSSprott Physical Gold Trust	6,955	$246,485	0.1%	HOLD
150	CCITIGROUP INC	2,165	$245,571	0.1%	NEW
151	PGFINVESCO EXCHANGE TRADED FD T	17,846	$245,561	0.1%	TRIM −6%
152	PFEPFIZER INC	8,601	$241,530	0.1%	HOLD
153	ZAPGLOBAL X FDS	7,421	$238,659	0.1%	NEW
154	IYHISHARES TR	3,870	$238,547	0.1%	HOLD
155	AIQGLOBAL X FDS	5,017	$234,149	0.1%	HOLD
156	APHAMPHENOL CORP	1,794	$227,069	0.1%	NEW
157	IJSISHARES TR	1,804	$213,684	0.1%	HOLD
158	PAVEGLOBAL X FDS	4,155	$211,126	0.1%	NEW
159	HOODROBINHOOD MKTS INC	3,013	$208,801	0.1%	ADD 44%
160	DIVGLOBAL X FDS	10,935	$206,672	0.1%	HOLD
161	SYLDCAMBRIA ETF TR	2,733	$206,096	0.1%	TRIM −8%
162	JANTAIM ETF PRODUCTS TRUST	5,099	$204,551	0.1%	HOLD
163	INKMSSGA ACTIVE ETF TR	6,095	$204,228	0.1%	HOLD
164	DONWISDOMTREE TR	3,871	$203,382	0.1%	NEW
165	MAYWAIM ETF PRODUCTS TRUST	5,954	$201,209	0.1%	NEW
166	CITHE CIGNA GROUP	750	$200,063	0.1%	TRIM −27%
167	DHYCREDIT SUISSE HIGH YIELD CRE	96,335	$183,037	0.1%	HOLD
168	PMMPUTNAM MANAGED MUN INCOME TR	27,986	$172,114	0.1%	HOLD
169	ACHRARCHER AVIATION INC	10,870	$56,198	0.0%	TRIM −3%

Position trends· top 15 holdings · shares held over 6 quarters

green added · red trimmed

Security

2024-Q4

2025-Q1

2025-Q2

2025-Q3

2025-Q4

2026-Q1

Latest value

SMHVANECK ETF TRUST

38K

37K

36K

$14M

AAPLAPPLE INC

43K

41K

48K

46K

$12M

NVDANVIDIA CORPORATION

49K

51K

52K

55K

56K

$10M

SCHBSCHWAB STRATEGIC TR

337K

346K

327K

325K

328K

339K

$9M

NOBLPROSHARES TR

75K

78K

81K

79K

78K

$8M

SPYSTATE STR SPDR S&P 500 ETF T

11K

12K

$8M

AMZNAMAZON COM INC

34K

35K

36K

$8M

BINCBLACKROCK ETF TRUST II

12K

23K

67K

121K

136K

$7M

SCHGSCHWAB U.S. LARGE-CAP GROWTH ETF

236K

239K

237K

230K

226K

$7M

RSPTINVESCO EXCHANGE TRADED FD T

169K

162K

159K

155K

148K

146K

$7M

AGGISHARES TR

39K

41K

43K

44K

50K

58K

$6M

XLKSELECT SECTOR SPDR TR

24K

23K

44K

43K

$6M

QQQINVESCO QQQ TR

10K

$6M

SCHDSCHWAB STRATEGIC TR

159K

167K

166K

175K

184K

$6M

RSPFINVESCO EXCHANGE TRADED FD T

81K

82K

80K

79K

$6M

Shares reported each quarter by the largest current holdings. Green = added vs the prior filing of that name, red = trimmed, grey = roughly held; a dash is a quarter with no 13F on file (a gap is skipped, not read as an exit). 13F is filed up to 45 days after quarter-end. Up to 40 quarters (10 years) available — use the selector above.

☆Joseph P. Lucia & Associates, LLC