CIK 1735101
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2021-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).
Computing…
Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.
| Industry group | Weight | Names |
|---|---|---|
| Unclassified | 78.80% | 11 |
| Banks | 11.30% | 1 |
| Capital Markets | 4.23% | 1 |
| Chemicals | 2.65% | 1 |
| Health Care Equipment & Supplies | 1.92% | 1 |
| Oil, Gas & Consumable Fuels | 1.10% | 1 |
| # | Ticker | Name | Sector | Weight |
|---|---|---|---|---|
| 1 | SPY | STATE STR SPDR S&P 500 ETF T | Unclassified | 21.16% |
| 2 | IWB | ISHARES TR | Unclassified | 15.17% |
| 3 | VEA | VANGUARD TAX-MANAGED FDS | Unclassified | 14.25% |
| 4 | AXP | AMERICAN EXPRESS CO | Financials | 11.30% |
| 5 | EFA | ISHARES TR | Unclassified | 6.17% |
| 6 | IWM | ISHARES TR | Unclassified | 5.34% |
| 7 | DFAS | DIMENSIONAL ETF TRUST | Unclassified | 5.02% |
| 8 | AMP | AMERIPRISE FINANCIAL INC | Financials | 4.23% |
| 9 | VTV | VANGUARD INDEX FDS | Unclassified | 4.16% |
| 10 | DFAT | DIMENSIONAL ETF TRUST | Unclassified | 3.83% |
5/16 names classified · sector 21.2% of weight · industry 21.2% · mkt cap 21.2%; unclassified names shown, never dropped.
Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 21.2% of the book is sector-classified (unclassified names shown, never dropped).
Only 21% of book weight classified — the grid is NOT representative of the whole book.
Classified: 21.2% of book weight (5/16 names) · unclassified 78.8%: SPY, IWB, VEA, EFA, IWM, DFAS, VTV, DFAT, IWN, VGSH +1 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.
No contribution data for this period.
| # | Security | Shares | Value | Weight | Δ QoQ |
|---|---|---|---|---|---|
| 1 | SPYSTATE STR SPDR S&P 500 ETF T | 11,921 | $5M | 21.2% | HOLD |
| 2 | IWBISHARES TR | 15,179 | $4M | 15.2% | HOLD |
| 3 | VEAVANGUARD TAX-MANAGED FDS | 68,230 | $3M | 14.2% | HOLD |
| 4 | AXPAMERICAN EXPRESS CO | 16,315 | $3M | 11.3% | HOLD |
| 5 | EFAISHARES TR | 19,112 | $1M | 6.2% | HOLD |
| 6 | IWMISHARES TR | 5,902 | $1M | 5.3% | HOLD |
| 7 | DFASDIMENSIONAL ETF TRUST | 21,127 | $1M | 5.0% | HOLD |
| 8 | AMPAMERIPRISE FINL INC | 3,875 | $1M | 4.2% | HOLD |
| 9 | VTVVANGUARD INDEX FDS | 7,431 | $1M | 4.2% | TRIM −2% |
| 10 | DFATDIMENSIONAL ETF TRUST | 20,833 | $925,000 | 3.8% | HOLD |
| 11 | PGPROCTER AND GAMBLE CO | 4,583 | $641,000 | 2.7% | HOLD |
| 12 | IWNISHARES TR | 3,544 | $568,000 | 2.3% | HOLD |
| 13 | MMM3M CO | 2,648 | $465,000 | 1.9% | HOLD |
| 14 | XOMEXXON MOBIL CORP | 4,500 | $265,000 | 1.1% | HOLD |
| 15 | VGSHVANGUARD SHORT-TERM TREASURY ETF | 4,175 | $256,000 | 1.1% | TRIM −30% |
| 16 | MMTMFS MULTIMARKET INCOME TR | 10,831 | $71,000 | 0.3% | HOLD |
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