Ground Swell Capital, LLC

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CIK 1534450

13F portfolio (2026-Q1)

$51M

Positions

122

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

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As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2026-Q1)

Holdings

122

Top 5

47.9%

Top 10

57.1%

Effective N

7.5

HHI

0.133

This quarter

113 new · 0 exit →

By sector

Unclassified60.8%

Information Technology16.6%

Health Care7.4%

Industrials4.4%

Communication Services3.9%

Utilities2.5%

Consumer Discretionary1.5%

Financials1.4%

Other1.5%

By market cap

Unknown64.2%

Large ($10–200B)15.6%

Mega (>$200B)10.3%

Mid ($2–10B)6.9%

Small ($300M–2B)2.7%

Micro (<$300M)0.3%

By region

Other60.8%

North America36.8%

Middle East1.2%

Europe1.2%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	60.81%	49
Technology Hardware & Equipment	7.34%	9
Semiconductors & Semiconductor Equipment	6.33%	5
Pharmaceuticals & Biotechnology	5.00%	11
Utilities	2.48%	4
Software	1.94%	1
Software & IT Services	1.85%	5
Machinery	1.59%	3
Media & Entertainment	1.57%	2
Health Care Equipment & Supplies	1.47%	2
Airlines	1.27%	2
Chemicals	1.15%	4
Automobiles & Components	1.12%	1
Capital Markets	1.09%	2
Aerospace & Defense	0.89%	3
Transportation Infrastructure	0.52%	1
Health Care Providers & Services	0.52%	1
Media & Publishing	0.46%	1
Diversified Telecommunication Services	0.46%	1
Hotels, Restaurants & Leisure	0.41%	1
Life Sciences Tools & Services	0.40%	1
Communications Equipment	0.36%	1
Banks	0.31%	2
Electrical Equipment & Components	0.24%	2
Oil, Gas & Consumable Fuels	0.16%	1
Equity Real Estate Investment Trusts (REITs)	0.13%	1
Commercial Services & Supplies	0.05%	4
Construction Materials	0.05%	1
Professional Services	0.02%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	VOO	VANGUARD INDEX FDS	Unclassified	35.15%
2	QQQ	INVESCO QQQ TR	Unclassified	3.48%
3	PPH	VANECK ETF TRUST	Unclassified	3.17%
4	NVDA	NVIDIA CORP	Information Technology	3.07%
5	AAPL	Apple Inc.	Information Technology	3.01%
6	SOXX	ISHARES TR	Unclassified	2.11%
7	DUOL	Duolingo, Inc.	Information Technology	1.94%
8	DIA	SPDR DOW JONES INDL AVERAGE	Unclassified	1.87%
9	TLT	ISHARES TR	Unclassified	1.72%
10	EVRG	Evergy, Inc.	Utilities	1.57%

73/122 names classified · sector 39.2% of weight · industry 39.2% · mkt cap 35.8%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 24 quarters

Information TechnologyAAPL, MSFT, TXN, QCOM, AVGO · other

IndustrialsCSGP, HON, ASML, CAR, UAL · other

Consumer DiscretionaryTSLA, AMZN, COST, SBUX, LULU · other

FinancialsVIRT, COIN, MA, FUTU, PYPL · other

Health CareVTRS, REGN, GILD, TXG, MRNA · other

Communication ServicesMETA, TMUS, CMCSA, GOOGL, GSAT · other

Consumer StaplesPEP, KDP, MDLZ, PM, MNST · other

UtilitiesAEP, XEL, CEG, CQP, EVRG · other

MaterialsENTG, PG, STLD, ATI, DOW · other

Real EstateEQIX, PSA, PLD, EXR, CPT · other

EnergyXOM, FANG, EXE, CVX, CVI · other

UnclassifiedTLT, SPY, IWM, QQQ, VOO · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 39.2% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2026-Q1), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Only 27% of book weight classified — the grid is NOT representative of the whole book.

holdings, colored by sector (30 classified)Ground Swell Capital, LLC centroid (Mid Growth)

Information TechnologyCommunication ServicesHealth CareUtilitiesIndustrialsConsumer DiscretionaryFinancialsMaterials

Style box summary for Ground Swell Capital, LLC: centroid Mid Growth. Heaviest cells: Large Growth 7.2%, Mid Growth 5.1%, Large Core 5.0%.

Classified: 27.4% of book weight (30/112 names) · unclassified 72.6%: VOO, , QQQ, PPH, SOXX, DIA, TLT, MDY, SNDK, RYAAY +72 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 122 positions (2026-Q1) · largest first · Δ vs 2025-Q4

#	Security	Shares	Value	Weight	Δ QoQ
1	VOOVANGUARD INDEX FDS	29,813	$18M	35.1%	NEW
2	QQQINVESCO QQQ TR	3,057	$2M	3.5%	TRIM −94%
3	PPHVANECK ETF TRUST	15,445	$2M	3.2%	NEW
4	NVDANVIDIA CORPORATION	8,922	$2M	3.1%	NEW
5	AAPLAPPLE INC	6,010	$2M	3.0%	ADD 443%
6	SOXXISHARES TR	3,261	$1M	2.1%	NEW
7	DUOLDUOLINGO INC	10,000	$985,700	1.9%	NEW
8	DIASPDR DOW JONES INDL AVERAGE	2,049	$949,076	1.9%	NEW
9	TLTISHARES TR	10,065	$872,535	1.7%	TRIM −17%
10	EVRGEVERGY INC	9,741	$797,983	1.6%	NEW
11	CHTRCHARTER COMMUNICATIONS INC	3,646	$787,098	1.6%	NEW
12	MDYSPDR S&P MIDCAP 400 ETF TR	1,241	$765,399	1.5%	NEW
13	METAMETA PLATFORMS INC	1,283	$734,043	1.4%	NEW
14	ISRGINTUITIVE SURGICAL INC	1,588	$732,052	1.4%	ADD 131%
15	SNDKSANDISK CORP	1,129	$717,299	1.4%	NEW
16	AMDADVANCED MICRO DEVICES INC	2,970	$604,187	1.2%	ADD 49%
17	RYAAYRYANAIR HOLDINGS PLC	10,178	$588,288	1.2%	NEW
18	TSLATESLA INC	1,527	$567,662	1.1%	ADD 3%
19	IONSIONIS PHARMACEUTICALS INC	7,285	$547,031	1.1%	NEW
20	NVMINOVA LTD	1,226	$532,427	1.1%	NEW
21	ORACLE CORP	11,772	$529,858	1.0%	NEW
22	NBIXNEUROCRINE BIOSCIENCES INC	3,767	$496,265	1.0%	NEW
23	ENTGENTEGRIS INC	4,082	$478,574	0.9%	NEW
24	TERTERADYNE INC	1,599	$474,040	0.9%	TRIM −2%
25	WHIRLPOOL CORP	11,096	$454,381	0.9%	NEW
26	TIPISHARES TR	4,108	$453,359	0.9%	NEW
27	ALABASTERA LABS INC	4,023	$440,921	0.9%	NEW
28	APOLLO GLOBAL MGMT INC	7,265	$424,712	0.8%	NEW
29	ANABANAPTYSBIO INC	7,610	$422,051	0.8%	NEW
30	MAZEMAZE THERAPEUTICS INC	13,609	$406,229	0.8%	NEW
31	RSPINVESCO EXCHANGE TRADED FD T	1,776	$340,850	0.7%	NEW
32	CMECME GROUP INC	1,104	$326,066	0.6%	NEW
33	ZBRAZEBRA TECHNOLOGIES CORPORATI	1,515	$316,756	0.6%	NEW
34	RMBSRAMBUS INC DEL	3,613	$310,826	0.6%	NEW
35	COPXGLOBAL X FDS	4,009	$306,087	0.6%	NEW
36	LSCCLATTICE SEMICONDUCTOR CORP	3,181	$295,070	0.6%	NEW
37	OIHVANECK ETF TRUST	708	$286,181	0.6%	NEW
38	AGIOAGIOS PHARMACEUTICALS INC	8,347	$282,379	0.6%	NEW
39	AXIA.PCCENTRAIS ELET BRAS SA	25,022	$273,240	0.5%	NEW
40	SPYGSPDR SERIES TRUST STATE STREET SPD	2,756	$269,840	0.5%	NEW
41	EXPDEXPEDITORS INTL WASH INC	1,841	$263,686	0.5%	NEW
42	RDNTRADNET INC	4,704	$262,907	0.5%	NEW
43	MOG.AMOOG INC	887	$259,572	0.5%	NEW
44	BNTXBIONTECH SE	2,904	$258,108	0.5%	NEW
45	XOPSPDR SERIES TRUST	1,356	$246,561	0.5%	NEW
46	PG&E CORP	5,730	$246,333	0.5%	NEW
47	STRATEGY INC	3,467	$245,117	0.5%	NEW
48	GDGENERAL DYNAMICS CORP	703	$241,284	0.5%	NEW
49	MASIMASIMO CORP	1,319	$234,611	0.5%	NEW
50	NWSNEWS CORP NEW	8,191	$233,525	0.5%	NEW
51	GSATGLOBALSTAR INC	3,489	$231,739	0.5%	NEW
52	BWXTBWX TECHNOLOGIES INC	1,119	$228,824	0.5%	NEW
53	VSTVISTRA CORP	1,522	$228,802	0.5%	NEW
54	PFFISHARES TR	7,509	$227,673	0.4%	NEW
55	TWTRADEWEB MKTS INC	1,908	$224,495	0.4%	NEW
56	TMOTHERMO FISHER SCIENTIFIC INC	456	$224,138	0.4%	NEW
57	WELLS FARGO CO NEW	193	$222,915	0.4%	NEW
58	AROCARCHROCK INC	6,258	$217,778	0.4%	NEW
59	ICLRICON PLC	1,885	$208,594	0.4%	NEW
60	YUMCYUM CHINA HLDGS INC	4,220	$205,852	0.4%	NEW
61	MTDMETTLER TOLEDO INTERNATIONAL	162	$204,314	0.4%	NEW
62	BNDVANGUARD BD INDEX FDS	2,746	$202,215	0.4%	NEW
63	MICROCHIP TECHNOLOGY INC.	3,522	$200,648	0.4%	NEW
64	CENTRAIS ELET BRAS SA	15,647	$196,057	0.4%	NEW
65	ONDSONDAS INC	20,207	$182,671	0.4%	TRIM −50%
66	FLNCFLUENCE ENERGY INC	12,611	$173,527	0.3%	NEW
67	CIFRCIPHER MINING INC	11,472	$147,645	0.3%	NEW
68	JOBYJOBY AVIATION INC	16,864	$139,297	0.3%	NEW
69	TLNCUTALON CAP CORP	13,044	$135,658	0.3%	TRIM −10%
70	UPWKUPWORK INC	10,618	$116,373	0.2%	NEW
71	PLUGPLUG PWR INC	42,235	$95,451	0.2%	NEW
72	RIGTRANSOCEAN LTD	12,057	$79,938	0.2%	NEW
73	ACHRARCHER AVIATION INC	14,113	$72,964	0.1%	NEW
74	ICLICL GROUP LTD	13,375	$69,283	0.1%	NEW
75	DHCDIVERSIFIED HEALTHCARE TR	10,284	$68,286	0.1%	NEW
76	YEXTYEXT INC	16,604	$63,759	0.1%	NEW
77	MSOSADVISORSHARES TR	17,306	$61,436	0.1%	NEW
78	JBLUJETBLUE AWYS CORP	12,500	$55,250	0.1%	NEW
79	ABCLABCELLERA BIOLOGICS INC	15,820	$55,212	0.1%	NEW
80	SLDPSOLID POWER INC	16,927	$50,781	0.1%	NEW
81	RCKTROCKET PHARMACEUTICALS INC	14,001	$50,124	0.1%	NEW
82	PFAIPINNACLE FOOD GROUP LTD	12,264	$34,952	0.1%	NEW
83	DXSTDECENT HLDG INC	10,048	$30,948	0.1%	NEW
84	ELBMELECTRA BATTERY MATERIALS CO	48,175	$26,978	0.1%	NEW
85	COTYCOTY INC	13,308	$26,749	0.1%	NEW
86	BLDPBALLARD PWR SYS INC NEW	10,555	$25,543	0.1%	NEW
87	ELPWELONG POWER HOLDING LTD.	12,402	$25,052	0.0%	NEW
88	DFNSNUKKLEUS INC	27,687	$19,860	0.0%	NEW
89	MVSTMICROVAST HOLDINGS INC	11,314	$16,971	0.0%	NEW
90	OLBOLB GROUP INC	32,167	$15,955	0.0%	NEW
91	PMIPICARD MEDICAL INC	14,821	$15,414	0.0%	NEW
92	RXTRACKSPACE TECHNOLOGY INC	14,762	$14,464	0.0%	NEW
93	SVACWSPRING VY ACQUISITION CORP I	13,839	$14,393	0.0%	NEW
94	CTMCASTELLUM INC	21,090	$12,433	0.0%	NEW
95	NFENEW FORTRESS ENERGY INC	18,835	$11,113	0.0%	NEW
96	XRPNWARMADA ACQUISITION CORP II	16,427	$9,856	0.0%	NEW
97	JFPINTEC TECHNOLOGY HLDGS LTD	10,442	$9,607	0.0%	NEW
98	RYDERYDE GROUP LTD	17,037	$9,302	0.0%	NEW
99	TOURTUNIU CORP	11,397	$8,776	0.0%	NEW
100	FBGLFBS GLOBAL LTD	14,553	$8,663	0.0%	NEW
101	SGRPSPAR GROUP INC	13,802	$8,633	0.0%	NEW
102	TANHTANTECH HLDGS LTD	13,801	$8,129	0.0%	NEW
103	QSIQUANTUM SI INC	10,132	$7,842	0.0%	NEW
104	PMCBPHARMACYTE BIOTECH INC	11,527	$7,670	0.0%	NEW
105	GREENLANE HLDGS INC	19,833	$7,338	0.0%	NEW
106	PAPLPINEAPPLE FINANCIAL INC	11,259	$7,209	0.0%	NEW
107	CALCCALCIMEDICA INC	12,307	$6,646	0.0%	NEW
108	ZTEKZENTEK LTD	12,018	$6,343	0.0%	NEW
109	PSQHPSQ HOLDINGS INC	11,895	$6,304	0.0%	NEW
110	GLEGLOBAL ENGINE GROUP HOLDING	15,485	$5,866	0.0%	NEW
111	THEMES ETF TR	10,198	$5,795	0.0%	NEW
112	TEN-LEAGUE INTERNATIONAL HLD	21,725	$5,353	0.0%	NEW
113	GOSSGOSSAMER BIO INC	15,356	$5,044	0.0%	NEW
114	CCTGCCSC TECHNOLOGY INTL HLDGS L	11,128	$4,845	0.0%	NEW
115	BZAIWBLAIZE HLDGS INC	10,357	$3,625	0.0%	NEW
116	POMPOMDOCTOR LTD	11,555	$2,967	0.0%	NEW
117	JOBGEE GROUP INC	10,224	$2,455	0.0%	NEW
118	TE.WST1 ENERGY INC	10,957	$2,421	0.0%	NEW
119	TDICDREAMLAND LTD	14,269	$1,911	0.0%	NEW
120	DFNSWT3 DEFENSE INC	11,575	$1,267	0.0%	NEW
121	FOXXWFOXX DEV HLDGS INC	14,303	$1,252	0.0%	NEW
122	KPLTKATAPULT HOLDINGS INC	12,745	$32	0.0%	NEW

Position trends· top 15 holdings · shares held over 6 quarters

green added · red trimmed

Security	2024-Q4	2025-Q1	2025-Q2	2025-Q3	2025-Q4	2026-Q1	Latest value
VOOVANGUARD INDEX FDS	—	—	—	—	—	30K	$18M
QQQINVESCO QQQ TR	578	—	—	—	50K	3K	$2M
PPHVANECK ETF TRUST	—	—	—	—	—	15K	$2M
NVDANVIDIA CORPORATION	6K	6K	—	—	—	9K	$2M
AAPLAPPLE INC	2K	—	—	—	1K	6K	$2M
SOXXISHARES TR	—	—	—	—	—	3K	$1M
DUOLDUOLINGO INC	—	—	—	—	—	10K	$985,700
DIASPDR DOW JONES INDL AVERAGE	—	744	—	—	—	2K	$949,076
TLTISHARES TR	103K	18K	—	—	12K	10K	$872,535
EVRGEVERGY INC	—	—	—	—	—	10K	$797,983
CHTRCHARTER COMMUNICATIONS INC	—	—	—	—	—	4K	$787,098
MDYSPDR S&P MIDCAP 400 ETF TR	—	—	—	—	—	1K	$765,399
METAMETA PLATFORMS INC	517	—	—	—	—	1K	$734,043
ISRGINTUITIVE SURGICAL INC	—	—	834	—	686	2K	$732,052
SNDKSANDISK CORP	—	—	—	4K	—	1K	$717,299

Shares reported each quarter by the largest current holdings. Green = added vs the prior filing of that name, red = trimmed, grey = roughly held; a dash is a quarter with no 13F on file (a gap is skipped, not read as an exit). 13F is filed up to 45 days after quarter-end. Up to 40 quarters (10 years) available — use the selector above.

☆Ground Swell Capital, LLC