Long Wharf Investors, Inc.

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CIK 1511465

13F portfolio (2014-Q2)

$127M

Positions

145

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2014-Q1. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

Open in PORT →

As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2014-Q2)

Holdings

145

Top 5

16.6%

Top 10

26.6%

Effective N

68.8

HHI

0.015

This quarter

5 new · 0 exit →

By sector

Unclassified73.6%

Information Technology10.1%

Industrials4.1%

Energy2.7%

Materials2.2%

Health Care2.1%

Consumer Discretionary2.0%

Financials1.7%

Other1.5%

By market cap

Unknown75.2%

Large ($10–200B)15.8%

Mega (>$200B)8.5%

Mid ($2–10B)0.5%

By region

Other73.6%

North America24.8%

Europe1.6%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	73.60%	105
Semiconductors & Semiconductor Equipment	7.39%	3
Oil, Gas & Consumable Fuels	2.71%	3
Chemicals	1.74%	3
Road & Rail	1.71%	3
Pharmaceuticals & Biotechnology	1.61%	3
Technology Hardware & Equipment	1.22%	1
Health Care Equipment & Supplies	1.02%	2
Banks	0.98%	3
Beverages	0.95%	2
Machinery	0.93%	2
Distributors	0.82%	2
Specialty Retail	0.73%	2
Electrical Equipment & Components	0.56%	2
Utilities	0.55%	1
Software	0.55%	1
Automobiles & Components	0.48%	1
Metals & Mining	0.47%	1
Professional Services	0.44%	1
Commercial Services & Supplies	0.43%	1
Communications Equipment	0.39%	1
Insurance	0.38%	1
Capital Markets	0.36%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	ADI	ANALOG DEVICES INC	Information Technology	6.51%
2		GLAXOSMITHKLINE PLC	Unclassified	3.02%
3	GNR	SPDR INDEX SHS FDS	Unclassified	2.42%
4	IEV	ISHARES TR	Unclassified	2.36%
5	SPSB	SPDR SERIES TRUST	Unclassified	2.24%
6		ALLERGAN INC	Unclassified	2.23%
7	SCZ	ISHARES TR	Unclassified	2.15%
8	SJNK	SPDR SERIES TRUST	Unclassified	1.99%
9	WOOD	ISHARES TR	Unclassified	1.86%
10	SPY	STATE STR SPDR S&P 500 ETF T	Unclassified	1.85%

40/145 names classified · sector 26.4% of weight · industry 26.4% · mkt cap 24.8%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 5 quarters

Information TechnologyADI, AAPL, MSFT, IBM, CSCO · other

IndustrialsUNP, MMM, UPS, MAS, PAYX · other

EnergyXOM, CVX, BP

Consumer DiscretionaryMCK, ALV, F, FAST, PCAR · other

Health CareJNJ, MRK, BDX, AZN

MaterialsPG, PPG, APD, GLW, WOR

FinancialsAFL, TD, TROW, WFC, JPM

Consumer StaplesKO, DEO

Utilities

Real Estate

UnclassifiedGLAXOSMITHKLINE PLC, CLAYMORE EXCHANGE TRD FD TR, RWO, WOOD, JP Morgan Alerian MLP Index · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 26.4% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2014-Q2), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Only 24% of book weight classified — the grid is NOT representative of the whole book.

holdings, colored by sector (35 classified)Long Wharf Investors, Inc. centroid (Large Core)

Information TechnologyIndustrialsEnergyMaterialsConsumer DiscretionaryHealth CareFinancialsUtilitiesConsumer Staples

Style box summary for Long Wharf Investors, Inc.: centroid Large Core. Heaviest cells: Large Core 12.3%, Large Value 6.1%, Mid Core 2.6%.

Classified: 24.4% of book weight (35/102 names) · unclassified 75.6%: , GNR, IEV, SPSB, SCZ, SJNK, WOOD, SPY, RWO, VO +57 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 145 positions (2014-Q2) · largest first · Δ vs 2014-Q1

#	Security	Shares	Value	Weight	Δ QoQ
1	ADIANALOG DEVICES INC	153,343	$8M	6.5%	ADD 56%
2	GLAXOSMITHKLINE PLC	71,915	$4M	3.0%	HOLD
3	GNRSPDR INDEX SHS FDS	58,377	$3M	2.4%	TRIM −3%
4	IEVISHARES TR	61,840	$3M	2.4%	HOLD
5	SPSBSPDR SERIES TRUST	92,408	$3M	2.2%	ADD 6%
6	ALLERGAN INC	16,764	$3M	2.2%	HOLD
7	SCZISHARES TR	51,614	$3M	2.1%	HOLD
8	SJNKSPDR SERIES TRUST	81,712	$3M	2.0%	ADD 5%
9	WOODISHARES TR	44,686	$2M	1.9%	HOLD
10	SPYSTATE STR SPDR S&P 500 ETF T	12,048	$2M	1.9%	HOLD
11	RWOSPDR INDEX SHS FDS	44,685	$2M	1.6%	TRIM −2%
12	VANECK VECTORS INTL HIGH YIELD BD ETF	73,119	$2M	1.6%	ADD 8%
13	VOVANGUARD INDEX FDS	16,896	$2M	1.6%	HOLD
14	VPLVANGUARD INTL EQUITY INDEX F	32,205	$2M	1.6%	HOLD
15	EEMSISHARES INC	39,140	$2M	1.5%	HOLD
16	IEMGISHARES INC	35,600	$2M	1.4%	ADD 17%
17	PFFISHARES TR	45,263	$2M	1.4%	ADD 9%
18	XOMEXXON MOBIL CORP	17,496	$2M	1.4%	HOLD
19	POWERSHARES ETF TRUST II	52,971	$2M	1.3%	HOLD
20	AAPLAPPLE INC	16,763	$2M	1.2%	ADD 664%
21	VWOVANGUARD INTL EQUITY INDEX F	35,830	$2M	1.2%	TRIM −7%
22	ST SRT SPDR PRTFL INTDT TRM C ETF IV	46,802	$1M	1.1%	ADD 12%
23	Alerian MLP ETF	75,036	$1M	1.1%	ADD 8%
24	MARKET VECTORS ETF TR	53,892	$1M	1.1%	HOLD
25	LQDISHARES TR	11,536	$1M	1.1%	ADD 5%
26	VBVANGUARD INDEX FDS	11,421	$1M	1.1%	TRIM −9%
27	SPDR S&P 500 OIL & GAS EXP	15,419	$1M	1.0%	ADD 11%
28	HYGISHARES TR	13,276	$1M	1.0%	ADD 16%
29	Invesco Global Listed Private Equity ETF	100,307	$1M	1.0%	ADD 24%
30	CLAYMORE EXCHANGE TRD FD TR	40,647	$1M	1.0%	ADD 3%
31	CVXCHEVRON CORP NEW	9,095	$1M	0.9%	HOLD
32	JP Morgan Alerian MLP Index	22,642	$1M	0.9%	TRIM −5%
33	FLOTISHARES TR	22,780	$1M	0.9%	ADD 12%
34	SCHFSCHWAB STRATEGIC TR	31,999	$1M	0.8%	HOLD
35	PGPROCTER AND GAMBLE CO	12,757	$1M	0.8%	ADD 4%
36	VEAVANGUARD TAX-MANAGED FDS	22,405	$954,000	0.7%	TRIM −15%
37	UNPUNION PAC CORP	9,364	$934,000	0.7%	ADD 104%
38	EMBISHARES TR	8,090	$933,000	0.7%	ADD 9%
39	Guggenheim Exch Trd	40,718	$892,000	0.7%	HOLD
40	IBNDSPDR SER TR	23,501	$890,000	0.7%	ADD 36%
41	SCJISHARES INC	15,410	$875,000	0.7%	HOLD
42	GUGGENHEIM BULLETSHARES 2016 CORP BOND ETF	37,958	$850,000	0.7%	HOLD
43	ISHARES INC	22,090	$797,000	0.6%	TRIM −3%
44	EMHYISHARES INC	14,657	$778,000	0.6%	ADD 24%
45	BSVVANGUARD BD INDEX FDS	9,500	$763,000	0.6%	HOLD
46	JNJJOHNSON & JOHNSON	7,123	$745,000	0.6%	ADD 3%
47	MRKMERCK & CO INC	12,787	$740,000	0.6%	ADD 3%
48	VanEck Vectors Agribusiness Etf	12,834	$706,000	0.6%	ADD 3%
49	MMM3M CO	4,897	$701,000	0.6%	ADD 3%
50	WMBWILLIAMS COS INC	12,039	$701,000	0.6%	ADD 10%
51	Covidien PLC	7,762	$700,000	0.6%	ADD 3%
52	MSFTMICROSOFT CORP	16,713	$697,000	0.5%	ADD 3%
53	VEGIISHARES INC	24,130	$675,000	0.5%	ADD 19%
54	KOCOCA COLA CO	15,570	$660,000	0.5%	HOLD
55	Valeant Pharmaceuticals Intl	5,211	$657,000	0.5%	ADD 3%
56	iShares MSCI Glbl Meta	32,630	$656,000	0.5%	ADD 19%
57	TRW AUTOMOTIVE HLDGS CORP	7,307	$654,000	0.5%	ADD 3%
58	EWXSPDR INDEX SHS FDS	12,561	$632,000	0.5%	TRIM −8%
59	UPSUNITED PARCEL SERVICE INC	6,047	$621,000	0.5%	ADD 3%
60	CSXCSX CORP	19,960	$615,000	0.5%	ADD 3%
61	AAXJISHARES TR	9,800	$614,000	0.5%	HOLD
62	APDAIR PRODS & CHEMS INC	4,768	$613,000	0.5%	ADD 3%
63	FSLRFIRST SOLAR INC	8,620	$613,000	0.5%	ADD 6%
64	SMMUPIMCO ETF TR	12,150	$613,000	0.5%	HOLD
65	ALVAUTOLIV INC	5,739	$612,000	0.5%	ADD 3%
66	IEFAISHARES TR	9,830	$612,000	0.5%	NEW
67	MASMASCO CORP	27,467	$610,000	0.5%	ADD 3%
68	ILFISHARES TR	15,720	$601,000	0.5%	HOLD
69	PPGPPG INDS INC	2,861	$601,000	0.5%	ADD 3%
70	BDXBECTON DICKINSON & CO	5,055	$598,000	0.5%	ADD 3%
71	MCKMCKESSON CORP	3,200	$596,000	0.5%	TRIM −2%
72	GLWCORNING INC	26,988	$592,000	0.5%	ADD 10%
73	BCE INC	13,036	$591,000	0.5%	ADD 3%
74	UNITED TECHNOLOGIES CORP	5,056	$584,000	0.5%	ADD 2%
75	BASFYBASF SE SPONSORED ADR	4,953	$577,000	0.5%	ADD 3%
76	POWERSHARES ETF TRUST II	23,005	$572,000	0.4%	HOLD
77	DEDEERE & CO	6,301	$571,000	0.4%	ADD 3%
78	AZNASTRAZENECA PLC	7,633	$567,000	0.4%	ADD 4%
79	NATIONAL GRID PLC	7,563	$563,000	0.4%	ADD 3%
80	PAYXPAYCHEX INC	13,349	$555,000	0.4%	ADD 4%
81	SPDR S&P EMERGING EUROPE	13,920	$552,000	0.4%	ADD 16%
82	ACNACCENTURE LTD	6,773	$548,000	0.4%	ADD 3%
83	IRON MTN INC	15,336	$544,000	0.4%	HOLD
84	DEODIAGEO PLC	4,266	$543,000	0.4%	ADD 3%
85	DTEGYDEUTSCHE TELEKOM AG SPONSORED ADR	30,888	$541,000	0.4%	ADD 4%
86	XMESPDR SERIES TRUST	12,746	$539,000	0.4%	ADD 2%
87	POTASH CORP OF SASKATCHEWAN	13,971	$530,000	0.4%	ADD 4%
88	SCHESCHWAB STRATEGIC TR	20,310	$529,000	0.4%	ADD 2%
89	DIMWISDOMTREE TR	8,515	$526,000	0.4%	HOLD
90	EMCBWISDOMTREE TR	6,676	$522,000	0.4%	ADD 5%
91	ISHARES MSCI EM EMEA ETF	9,500	$521,000	0.4%	HOLD
92	SPDR Barclays S-T Muni Bond	21,302	$518,000	0.4%	HOLD
93	STPZPIMCO ETF TR	9,500	$509,000	0.4%	HOLD
94	INTCINTEL CORP	16,316	$504,000	0.4%	HOLD
95	IGIBISHARES TR	4,559	$502,000	0.4%	HOLD
96	TDTORONTO DOMINION BK ONT	9,686	$498,000	0.4%	ADD 4%
97	BPBP PLC	9,391	$495,000	0.4%	TRIM −5%
98	QCOMQUALCOMM INC	6,245	$495,000	0.4%	ADD 4%
99	ABBNYABB LTD	21,258	$489,000	0.4%	ADD 3%
100	THOMSON REUTERS CORP	13,324	$484,000	0.4%	TRIM −2%
101	FASTFASTENAL CO	9,751	$483,000	0.4%	ADD 4%
102	AFLAFLAC INC	7,733	$481,000	0.4%	ADD 4%
103	CROWN CASTLE INTL CORP	6,426	$477,000	0.4%	ADD 11%
104	TROWPRICE T ROWE GROUP INC	5,470	$462,000	0.4%	ADD 4%
105	SCHCSCHWAB STRATEGIC TR	13,377	$458,000	0.4%	TRIM −5%
106	POWERSHARES ETF TR II	31,041	$454,000	0.4%	ADD 5%
107	DASTYDASSAULT SYS S A SPONSORED ADR	3,509	$451,000	0.4%	HOLD
108	ELDWISDOMTREE TR	9,480	$451,000	0.4%	TRIM −10%
109	SYYSYSCO CORP	12,007	$450,000	0.4%	HOLD
110	HDHOME DEPOT INC	5,489	$444,000	0.3%	ADD 3%
111	BARD C R INC	3,050	$436,000	0.3%	HOLD
112	IGOVISHARES TR	4,120	$434,000	0.3%	HOLD
113	ISHGISHARES TR	4,510	$434,000	0.3%	HOLD
114	GUGGENHEIM BULLETSHARES 2014 ETF	20,427	$431,000	0.3%	TRIM −5%
115	BKFISHARES INC	10,859	$419,000	0.3%	HOLD
116	POWERSHARES ETF TRUST	12,195	$401,000	0.3%	HOLD
117	SUSAISHARES TR	4,788	$394,000	0.3%	HOLD
118	JPMJPMORGAN CHASE & CO	6,578	$379,000	0.3%	TRIM −7%
119	ITOTISHARES TR	4,160	$373,000	0.3%	NEW
120	WFCWELLS FARGO CO NEW	6,926	$364,000	0.3%	HOLD
121	DSIISHARES TR	4,855	$355,000	0.3%	TRIM −3%
122	TIPISHARES TR	2,890	$333,000	0.3%	HOLD
123	DVYISHARES TR	4,300	$331,000	0.3%	HOLD
124	SHYISHARES TR	3,870	$327,000	0.3%	HOLD
125	IWBISHARES TR	2,775	$306,000	0.2%	TRIM −39%
126	CLAYMORE EXCHANGE TRD FD TR	12,821	$294,000	0.2%	HOLD
127	SCHXSCHWAB U.S. LARGE-CAP ETF	5,875	$275,000	0.2%	ADD 23%
128	ICLNISHARES TR	22,660	$269,000	0.2%	ADD 16%
129	MINTPIMCO ETF TR	2,640	$268,000	0.2%	NEW
130	SUBISHARES TR	2,360	$251,000	0.2%	HOLD
131	POWERSHARES ETF TRUST	35,053	$242,000	0.2%	HOLD
132	SDYSPDR SER TR	3,160	$242,000	0.2%	TRIM −9%
133	INVESCO EXCHG TRD FD II FRONTIER MKTS	14,005	$240,000	0.2%	NEW
134	ISHARES	4,300	$238,000	0.2%	HOLD
135	IOOIShares S&P Global 100 Index ETF	2,891	$228,000	0.2%	TRIM −15%
136	GEGENERAL ELECTRIC CO	8,420	$221,000	0.2%	HOLD
137	GLDSPDR GOLD TR	1,652	$212,000	0.2%	HOLD
138	ISHARES	3,890	$208,000	0.2%	HOLD
139	INVESCO WATER RESOURCES ETF	7,800	$207,000	0.2%	HOLD
140	CLAYMORE EXCHANGE TRD FD TR	4,633	$206,000	0.2%	TRIM −29%
141	FANFIRST TR EXCHANGE-TRADED FD	15,340	$205,000	0.2%	HOLD
142	ADVANCED SEMICONDUCTOR ENGR	17,210	$112,000	0.1%	HOLD
143	SOUFUN HOLDINGS LTD	11,100	$109,000	0.1%	NEW
144	CUPUFCARIBBEAN UTILITIES CO CLASS A	10,000	$103,000	0.1%	HOLD
145	JMorgan Chase Dep Shrs PFD	25,000	$28,000	0.0%	HOLD

☆Long Wharf Investors, Inc.