CIK 1480535
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2018-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).
Computing…
Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.
| Industry group | Weight | Names |
|---|---|---|
| Unclassified | 52.97% | 25 |
| Pharmaceuticals & Biotechnology | 5.60% | 4 |
| Food & Staples Retailing | 4.40% | 2 |
| Distributors | 4.18% | 2 |
| Banks | 3.89% | 2 |
| Semiconductors & Semiconductor Equipment | 3.21% | 2 |
| Insurance | 3.19% | 2 |
| Oil, Gas & Consumable Fuels | 2.96% | 3 |
| Specialty Retail | 2.41% | 2 |
| Media & Entertainment | 2.39% | 1 |
| Utilities | 2.35% | 1 |
| Chemicals | 2.22% | 1 |
| Technology Hardware & Equipment | 2.21% | 3 |
| Automobiles & Components | 2.03% | 2 |
| Equity Real Estate Investment Trusts (REITs) | 1.97% | 1 |
| Commercial Services & Supplies | 1.89% | 1 |
| Hotels, Restaurants & Leisure | 0.88% | 1 |
| Metals & Mining | 0.85% | 1 |
| Aerospace & Defense | 0.12% | 1 |
| Industrial Conglomerates | 0.11% | 1 |
| Road & Rail | 0.06% | 1 |
| Communications Equipment | 0.05% | 2 |
| Electrical Equipment & Components | 0.04% | 1 |
| Transportation Infrastructure | 0.04% | 1 |
| # | Ticker | Name | Sector | Weight |
|---|---|---|---|---|
| 1 | SPY | STATE STR SPDR S&P 500 ETF T | Unclassified | 12.87% |
| 2 | INVESCO EXCH TRD SLF IDX FD | Unclassified | 5.83% | |
| 3 | INVESCO EXCH TRD SLF IDX FD | Unclassified | 5.80% | |
| 4 | INVESCO EXCH TRD SLF IDX FD | Unclassified | 5.79% | |
| 5 | INVESCO EXCH TRD SLF IDX FD | Unclassified | 5.78% | |
| 6 | INVESCO EXCH TRD SLF IDX FD | Unclassified | 5.16% | |
| 7 | IAU | ISHARES GOLD TRUST | Unclassified | 4.74% |
| 8 | AMGN | AMGEN INC | Health Care | 2.41% |
| 9 | OMC | OMNICOM GROUP INC. | Communication Services | 2.39% |
| 10 | CNP | CENTERPOINT ENERGY INC | Utilities | 2.35% |
38/63 names classified · sector 47.0% of weight · industry 47.0% · mkt cap 46.9%; unclassified names shown, never dropped.
Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 47.0% of the book is sector-classified (unclassified names shown, never dropped).
Only 44% of book weight classified — the grid is NOT representative of the whole book.
Classified: 44.0% of book weight (31/47 names) · unclassified 56.0%: , SPY, IAU, TD, VSH, VOO, GLD, IJR, BRK.A, TM +6 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.
No contribution data for this period.
| # | Security | Shares | Value | Weight | Δ QoQ |
|---|---|---|---|---|---|
| 1 | SPYSTATE STR SPDR S&P 500 ETF T | 189,468 | $47M | 12.9% | NEW |
| 2 | INVESCO EXCH TRD SLF IDX FD | 1,018,442 | $21M | 5.8% | TRIM −3% |
| 3 | INVESCO EXCH TRD SLF IDX FD | 1,035,278 | $21M | 5.8% | HOLD |
| 4 | INVESCO EXCH TRD SLF IDX FD | 1,011,526 | $21M | 5.8% | TRIM −2% |
| 5 | INVESCO EXCH TRD SLF IDX FD | 1,024,031 | $21M | 5.8% | TRIM −2% |
| 6 | INVESCO EXCH TRD SLF IDX FD | 941,512 | $19M | 5.2% | ADD 459% |
| 7 | IAUISHARES GOLD TRUST | 1,419,952 | $17M | 4.7% | TRIM −2% |
| 8 | AMGNAMGEN INC | 45,504 | $9M | 2.4% | TRIM −3% |
| 9 | OMCOMNICOM GROUP INC | 119,884 | $9M | 2.4% | TRIM −3% |
| 10 | CNPCENTERPOINT ENERGY INC | 306,056 | $9M | 2.3% | HOLD |
| 11 | INTCINTEL CORP | 183,312 | $9M | 2.3% | HOLD |
| 12 | ABBVABBVIE INC | 91,888 | $8M | 2.3% | HOLD |
| 13 | KRKROGER CO | 306,451 | $8M | 2.3% | TRIM −2% |
| 14 | RGAREINSURANCE GRP OF AMERICA I | 58,592 | $8M | 2.2% | HOLD |
| 15 | CCCHEMOURS CO | 289,755 | $8M | 2.2% | NEW |
| 16 | SYYSYSCO CORP | 130,388 | $8M | 2.2% | HOLD |
| 17 | CANADIAN PAC RY LTD | 44,645 | $8M | 2.2% | TRIM −2% |
| 18 | CDWCDW CORP | 96,688 | $8M | 2.1% | HOLD |
| 19 | HD SUPPLY HLDGS INC | 208,656 | $8M | 2.1% | HOLD |
| 20 | CVSCVS HEALTH CORP | 118,427 | $8M | 2.1% | TRIM −2% |
| 21 | TDTORONTO DOMINION BK ONT | 148,321 | $7M | 2.0% | HOLD |
| 22 | NTAPNetApp Inc. | 123,278 | $7M | 2.0% | HOLD |
| 23 | PCARPACCAR INC | 126,782 | $7M | 2.0% | ADD 4% |
| 24 | HSTHOST HOTELS & RESORTS INC | 433,997 | $7M | 2.0% | HOLD |
| 25 | CORCENCORA INC | 96,824 | $7M | 2.0% | HOLD |
| 26 | EBAYEBAY INC. | 247,966 | $7M | 1.9% | ADD 4% |
| 27 | COFCAPITAL ONE FINL CORP | 91,743 | $7M | 1.9% | ADD 2% |
| 28 | VLOVALERO ENERGY CORP | 86,058 | $6M | 1.8% | ADD 5% |
| 29 | ALLETE INC | 51,944 | $4M | 1.1% | HOLD |
| 30 | CVICVR ENERGY INC | 105,596 | $4M | 1.0% | HOLD |
| 31 | PRIPRIMERICA INC | 36,107 | $4M | 1.0% | HOLD |
| 32 | SHOSUNSTONE HOTEL INVS INC NEW | 248,770 | $3M | 0.9% | ADD 2% |
| 33 | PBHPRESTIGE CONSMR HEALTHCARE I | 103,798 | $3M | 0.9% | HOLD |
| 34 | VSHVISHAY INTERTECHNOLOGY INC | 177,830 | $3M | 0.9% | ADD 6% |
| 35 | WORWORTHINGTON ENTERPRISES INC | 89,852 | $3M | 0.9% | ADD 3% |
| 36 | TENNECO INC | 90,275 | $2M | 0.7% | ADD 13% |
| 37 | WMTWALMART INC | 11,067 | $1M | 0.3% | TRIM −50% |
| 38 | VOOVANGUARD INDEX FDS | 4,160 | $956,000 | 0.3% | ADD 8% |
| 39 | XOMEXXON MOBIL CORP | 11,649 | $794,000 | 0.2% | TRIM −2% |
| 40 | AAPLAPPLE INC | 3,490 | $551,000 | 0.1% | ADD 81% |
| 41 | GLDSPDR GOLD TR | 3,511 | $426,000 | 0.1% | HOLD |
| 42 | GRMNGARMIN LTD | 6,700 | $424,000 | 0.1% | HOLD |
| 43 | ANNALY MORTGAGE MANAGEMENT | 42,631 | $419,000 | 0.1% | HOLD |
| 44 | MMM3M CO | 2,176 | $415,000 | 0.1% | HOLD |
| 45 | IJRISHARES TR | 5,728 | $397,000 | 0.1% | NEW |
| 46 | BRK.ABERKSHIRE HATHAWAY INC DEL | 1 | $306,000 | 0.1% | HOLD |
| 47 | Apollo Global Mgmt. LLC | 10,000 | $245,000 | 0.1% | HOLD |
| 48 | BLACKSTONE GROUP LP | 8,000 | $238,000 | 0.1% | HOLD |
| 49 | UNPUNION PAC CORP | 1,703 | $235,000 | 0.1% | HOLD |
| 50 | TMTOYOTA MOTOR CORP | 2,000 | $232,000 | 0.1% | HOLD |
| 51 | CSCOCISCO SYS INC | 4,801 | $208,000 | 0.1% | HOLD |
| 52 | SLVISHARES SILVER TR | 13,859 | $201,000 | 0.1% | HOLD |
| 53 | GEGENERAL ELECTRIC CO | 18,591 | $141,000 | 0.0% | ADD 74% |
| 54 | LINDLINDBLAD EXPEDITIONS HLDGS I | 10,000 | $135,000 | 0.0% | HOLD |
| 55 | NOKNOKIA CORP | 20,035 | $117,000 | 0.0% | ADD 100% |
| 56 | AKORN INC | 25,000 | $85,000 | 0.0% | NEW |
| 57 | XEXGXEATON VANCE TAX-MANAGED GLOB | 11,000 | $82,000 | 0.0% | HOLD |
| 58 | GLU MOBILE INC | 10,000 | $81,000 | 0.0% | NEW |
| 59 | WATTENERGOUS CORP | 11,000 | $64,000 | 0.0% | NEW |
| 60 | APHRIA INC | 10,000 | $57,000 | 0.0% | NEW |
| 61 | ACBAURORA CANNABIS INC | 10,724 | $53,000 | 0.0% | NEW |
| 62 | GENERAL MOLY INC COM | 190,000 | $43,000 | 0.0% | ADD 4% |
| 63 | INNERWORKINGS INC | 10,000 | $37,000 | 0.0% | HOLD |
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