CIK 1423875
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2019-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).
Computing…
Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.
| Industry group | Weight | Names |
|---|---|---|
| Utilities | 50.60% | 7 |
| Unclassified | 32.94% | 6 |
| Machinery | 9.47% | 2 |
| Oil, Gas & Consumable Fuels | 3.62% | 1 |
| Household Durables | 3.36% | 1 |
| # | Ticker | Name | Sector | Weight |
|---|---|---|---|---|
| 1 | CDZI | CADIZ INC | Utilities | 17.59% |
| 2 | GWRS | Global Water Resources, Inc. | Utilities | 11.09% |
| 3 | REXNORD CORP | Unclassified | 9.06% | |
| 4 | HTO | H2O AMERICA | Utilities | 8.28% |
| 5 | FORTERRA INC | Unclassified | 8.24% | |
| 6 | AQUA AMERICA INC | Unclassified | 5.70% | |
| 7 | ARTNA | ARTESIAN RESOURCES CORP | Utilities | 5.32% |
| 8 | MAS | MASCO CORP /DE/ | Industrials | 5.10% |
| 9 | AWK | American Water Works Company, Inc. | Utilities | 4.76% |
| 10 | MWA | Mueller Water Products, Inc. | Industrials | 4.37% |
11/17 names classified · sector 67.1% of weight · industry 67.1% · mkt cap 61.6%; unclassified names shown, never dropped.
Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 67.1% of the book is sector-classified (unclassified names shown, never dropped).
Classified: 61.6% of book weight (9/13 names) · unclassified 38.4%: , GLDD, WTTR, SBS. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.
No contribution data for this period.
| # | Security | Shares | Value | Weight | Δ QoQ |
|---|---|---|---|---|---|
| 1 | CDZICADIZ INC | 695,576 | $8M | 17.6% | TRIM −72% |
| 2 | GWRSGLOBAL WTR RES INC | 367,364 | $5M | 11.1% | TRIM −10% |
| 3 | REXNORD CORP | 121,073 | $4M | 9.1% | ADD 4% |
| 4 | HTOH2O AMERICA | 50,791 | $4M | 8.3% | TRIM −20% |
| 5 | FORTERRA INC | 310,732 | $4M | 8.2% | TRIM −16% |
| 6 | AQUA AMERICA INC | 52,896 | $2M | 5.7% | TRIM −29% |
| 7 | ARTNAARTESIAN RES CORP | 62,262 | $2M | 5.3% | ADD 3% |
| 8 | MASMASCO CORP | 46,325 | $2M | 5.1% | ADD 5% |
| 9 | AWKAMERICAN WTR WKS CO INC NEW | 16,877 | $2M | 4.8% | ADD 3% |
| 10 | MWAMUELLER WTR PRODS INC | 158,925 | $2M | 4.4% | ADD 5% |
| 11 | AQUA AMERICA INC | 26,010 | $2M | 3.7% | ADD 7% |
| 12 | GLDDGREAT LAKES DREDGE & DOCK CO | 140,000 | $2M | 3.6% | NEW |
| 13 | WTTRSELECT WATER SOLUTIONS INC | 170,000 | $2M | 3.6% | TRIM −45% |
| 14 | AOSSMITH A O CORP | 30,723 | $1M | 3.4% | TRIM −48% |
| 15 | Proshares VIX Short-Term | 90,190 | $1M | 2.6% | NEW |
| 16 | SBSCOMPANHIA DE SANEAMENTO BASI | 53,600 | $807,000 | 1.9% | NEW |
| 17 | YORWYORK WTR CO | 16,139 | $744,000 | 1.7% | ADD 19% |
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