CIK 1352859
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2018-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).
Computing…
Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.
| Industry group | Weight | Names |
|---|---|---|
| Unclassified | 40.30% | 70 |
| Pharmaceuticals & Biotechnology | 10.64% | 11 |
| Equity Real Estate Investment Trusts (REITs) | 10.08% | 5 |
| Communications Equipment | 5.47% | 1 |
| Software | 3.99% | 1 |
| Capital Markets | 3.90% | 2 |
| Software & IT Services | 3.18% | 3 |
| Automobiles & Components | 2.93% | 1 |
| Chemicals | 2.89% | 2 |
| Technology Hardware & Equipment | 2.73% | 1 |
| Airlines | 2.15% | 1 |
| Diversified Telecommunication Services | 2.02% | 2 |
| Specialty Retail | 1.85% | 2 |
| Banks | 1.50% | 1 |
| Oil, Gas & Consumable Fuels | 1.31% | 2 |
| Media & Entertainment | 1.12% | 2 |
| Health Care Equipment & Supplies | 1.04% | 1 |
| Entertainment | 0.97% | 1 |
| Semiconductors & Semiconductor Equipment | 0.82% | 1 |
| Electrical Equipment & Components | 0.36% | 1 |
| Utilities | 0.26% | 1 |
| Beverages | 0.24% | 1 |
| Aerospace & Defense | 0.24% | 1 |
| # | Ticker | Name | Sector | Weight |
|---|---|---|---|---|
| 1 | BKTI | BK Technologies Corp | Information Technology | 5.47% |
| 2 | ABR | ARBOR REALTY TRUST INC | Real Estate | 3.99% |
| 3 | MSFT | MICROSOFT CORP | Information Technology | 3.99% |
| 4 | PFE | PFIZER INC | Health Care | 3.65% |
| 5 | MPT | MEDICAL PROPERTIES TRUST INC | Real Estate | 3.41% |
| 6 | KKR | KKR & Co. Inc. | Financials | 3.37% |
| 7 | BRK.A | BERKSHIRE HATHAWAY INC DEL | Unclassified | 3.36% |
| 8 | GM | General Motors Co | Consumer Discretionary | 2.93% |
| 9 | AAPL | Apple Inc. | Information Technology | 2.73% |
| 10 | PHYS | Sprott Physical Gold Trust | Unclassified | 2.71% |
45/114 names classified · sector 60.2% of weight · industry 59.7% · mkt cap 59.7%; unclassified names shown, never dropped.
Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 60.2% of the book is sector-classified (unclassified names shown, never dropped).
Classified: 50.1% of book weight (33/73 names) · unclassified 49.9%: , MPT, KKR, BRK.A, PHYS, HTGC, STEW, BSL, BHK, TTRZX +30 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.
No contribution data for this period.
| # | Security | Shares | Value | Weight | Δ QoQ |
|---|---|---|---|---|---|
| 1 | BKTIBK TECHNOLOGIES INC | 1,462,548 | $5M | 5.5% | HOLD |
| 2 | ABRARBOR REALTY TRUST INC | 397,469 | $4M | 4.0% | TRIM −3% |
| 3 | MSFTMICROSOFT CORP | 39,415 | $4M | 4.0% | HOLD |
| 4 | PFEPFIZER INC | 83,925 | $4M | 3.7% | TRIM −6% |
| 5 | MPTMEDICAL PPTYS TRUST INC | 212,250 | $3M | 3.4% | HOLD |
| 6 | KKRKKR & CO INC | 172,050 | $3M | 3.4% | TRIM −3% |
| 7 | BRK.ABERKSHIRE HATHAWAY INC DEL | 11 | $3M | 3.4% | HOLD |
| 8 | GMGENERAL MTRS CO | 87,793 | $3M | 2.9% | TRIM −14% |
| 9 | AAPLAPPLE INC | 17,341 | $3M | 2.7% | TRIM −57% |
| 10 | PHYSSprott Physical Gold Trust | 263,221 | $3M | 2.7% | ADD 2% |
| 11 | HTGCHERCULES CAPITAL INC | 238,133 | $3M | 2.6% | HOLD |
| 12 | DALDELTA AIR LINES INC | 43,150 | $2M | 2.1% | ADD 19% |
| 13 | BMYBRISTOL-MYERS SQUIBB CO | 37,900 | $2M | 2.0% | TRIM −3% |
| 14 | NWLNEWELL BRANDS INC | 105,010 | $2M | 1.9% | HOLD |
| 15 | MRKMERCK & CO INC | 25,150 | $2M | 1.9% | HOLD |
| 16 | RED LION HOTELS CORP COM | 218,447 | $2M | 1.8% | HOLD |
| 17 | TAT&T INC | 58,087 | $2M | 1.7% | ADD 4% |
| 18 | CHIMERA INVT CORP | 90,510 | $2M | 1.6% | HOLD |
| 19 | MMACYS INC | 52,700 | $2M | 1.6% | TRIM −4% |
| 20 | VTRVENTAS INC | 26,500 | $2M | 1.5% | HOLD |
| 21 | METAMETA PLATFORMS INC | 11,725 | $2M | 1.5% | ADD 37% |
| 22 | CCITIGROUP INC | 28,925 | $2M | 1.5% | HOLD |
| 23 | STEWSRH TOTAL RETURN FUND INC | 139,900 | $1M | 1.5% | HOLD |
| 24 | DOWDUPONT INC | 25,900 | $1M | 1.4% | NEW |
| 25 | GOOGALPHABET INC | 1,270 | $1M | 1.3% | TRIM −11% |
| 26 | ROYAL DUTCH SHELL PLC | 20,100 | $1M | 1.2% | ADD 9% |
| 27 | FALCON MINERALS CORP | 132,300 | $1M | 1.1% | ADD 30% |
| 28 | LEUTHOLD FDS INC GRIZZLY SHORT | 52,650 | $1M | 1.1% | HOLD |
| 29 | MONMOUTH REAL ESTATE INVT CO | 85,900 | $1M | 1.1% | HOLD |
| 30 | MDTMEDTRONIC PLC | 11,425 | $1M | 1.0% | HOLD |
| 31 | BSLBLACKSTONE SENI FLTN RAT 202 | 67,628 | $1M | 1.0% | HOLD |
| 32 | BHKBLACKROCK CORE BD TR | 81,794 | $998,000 | 1.0% | HOLD |
| 33 | CORENERGY INFRASTRUCTURE TR | 29,718 | $983,000 | 1.0% | TRIM −4% |
| 34 | DISDISNEY WALT CO | 8,873 | $973,000 | 1.0% | ADD 10% |
| 35 | CHS INC PFD 8 | 35,707 | $957,000 | 1.0% | HOLD |
| 36 | PGPROCTER AND GAMBLE CO | 10,300 | $947,000 | 0.9% | ADD 3% |
| 37 | JNJJOHNSON & JOHNSON | 7,148 | $922,000 | 0.9% | HOLD |
| 38 | AERIE PHARMACEUTICALS INC | 25,000 | $902,000 | 0.9% | TRIM −25% |
| 39 | B RILEY FINANCIAL SNR NTS | 39,400 | $901,000 | 0.9% | ADD 8% |
| 40 | INTCINTEL CORP | 17,600 | $826,000 | 0.8% | HOLD |
| 41 | TTRZXTEMPLETON GLOBAL TOTAL RT ADV CL SH | 68,087 | $793,000 | 0.8% | ADD 11% |
| 42 | GALTGALECTIN THERAPEUTICS INC | 222,700 | $764,000 | 0.8% | HOLD |
| 43 | DVNDEVON ENERGY CORP NEW | 33,003 | $744,000 | 0.7% | TRIM −15% |
| 44 | VOLT INFORMATION SCIENCES IN | 340,758 | $733,000 | 0.7% | TRIM −2% |
| 45 | GOLDMAN SACHS PFD VARIABLE RAT | 41,469 | $728,000 | 0.7% | TRIM −4% |
| 46 | CMCSACOMCAST CORP NEW | 20,775 | $707,000 | 0.7% | TRIM −9% |
| 47 | OHIOMEGA HEALTHCARE INVS INC | 17,225 | $605,000 | 0.6% | TRIM −3% |
| 48 | XDIAXNUVEEN DOW 30 DYNMC OVERWRT | 37,206 | $600,000 | 0.6% | HOLD |
| 49 | Atlas Corp Preferred | 24,950 | $575,000 | 0.6% | TRIM −14% |
| 50 | COPCONOCOPHILLIPS | 9,150 | $571,000 | 0.6% | TRIM −5% |
| 51 | COLONY CAP INC NEW | 116,379 | $545,000 | 0.5% | TRIM −29% |
| 52 | KENNEDY-WILSON HOLDINGS INC | 30,000 | $545,000 | 0.5% | TRIM −12% |
| 53 | TEVATEVA PHARMACEUTICAL INDS LTD | 34,544 | $533,000 | 0.5% | TRIM −17% |
| 54 | RGLDROYAL GOLD INC | 6,200 | $531,000 | 0.5% | HOLD |
| 55 | RWTREDWOOD TRUST INC | 34,966 | $527,000 | 0.5% | HOLD |
| 56 | CHEMBIO DIAGNOSTICS INC | 90,929 | $515,000 | 0.5% | TRIM −10% |
| 57 | BRK.BBERKSHIRE HATHAWAY INC DEL | 2,300 | $470,000 | 0.5% | HOLD |
| 58 | MORGAN STANLEY PFD A 1/1000 | 24,105 | $457,000 | 0.5% | HOLD |
| 59 | METLIFE INC PFD SER A FLTG RATE | 21,200 | $444,000 | 0.4% | HOLD |
| 60 | RDIREADING INTL INC | 28,600 | $416,000 | 0.4% | TRIM −8% |
| 61 | HCP INC | 14,600 | $408,000 | 0.4% | TRIM −14% |
| 62 | SRPTSAREPTA THERAPEUTICS INC | 3,650 | $398,000 | 0.4% | TRIM −9% |
| 63 | SNYSANOFI SA | 8,900 | $386,000 | 0.4% | TRIM −4% |
| 64 | VERTEX ENERGY INC | 360,969 | $368,000 | 0.4% | HOLD |
| 65 | VZVERIZON COMMUNICATIONS INC | 6,536 | $367,000 | 0.4% | HOLD |
| 66 | GLDSPDR GOLD TR | 3,000 | $364,000 | 0.4% | HOLD |
| 67 | GEGENERAL ELECTRIC CO | 47,425 | $359,000 | 0.4% | TRIM −40% |
| 68 | VTIVANGUARD INDEX FDS | 2,795 | $357,000 | 0.4% | ADD 3% |
| 69 | CTSHCOGNIZANT TECHNOLOGY SOLUTIO | 5,250 | $333,000 | 0.3% | HOLD |
| 70 | QQQINVESCO QQQ TR | 2,155 | $332,000 | 0.3% | ADD 3% |
| 71 | PIMCO DYNAMIC CR INCOME FD | 15,400 | $324,000 | 0.3% | HOLD |
| 72 | MFA FINL INC | 46,700 | $312,000 | 0.3% | TRIM −10% |
| 73 | MUCBLACKROCK MUNIHLDNGS CALI QL | 25,000 | $308,000 | 0.3% | HOLD |
| 74 | PTYPIMCO CORPORATE & INCOME OPP | 19,600 | $301,000 | 0.3% | HOLD |
| 75 | VNQVANGUARD INDEX FDS | 3,980 | $297,000 | 0.3% | TRIM −3% |
| 76 | BARCLAYS BK PLC | 6,250 | $293,000 | 0.3% | NEW |
| 77 | HOUSTON AMERN ENERGY CORP | 1,540,534 | $291,000 | 0.3% | HOLD |
| 78 | ALNYXALLIANCEBERNSTEIN MUN N Y PTFL | 29,597 | $288,000 | 0.3% | HOLD |
| 79 | AMZNAMAZON COM INC | 192 | $288,000 | 0.3% | HOLD |
| 80 | B RILEY FINANCIAL 7.50 SNR NTS | 11,947 | $284,000 | 0.3% | HOLD |
| 81 | ANNALY MORTGAGE MANAGEMENT | 27,800 | $273,000 | 0.3% | HOLD |
| 82 | XLESELECT SECTOR SPDR TR | 4,718 | $271,000 | 0.3% | TRIM −11% |
| 83 | ISTAR INC | 28,850 | $265,000 | 0.3% | TRIM −26% |
| 84 | PPLPPL CORP | 9,050 | $256,000 | 0.3% | ADD 21% |
| 85 | TSAKOS ENERGY NAVIGATION LT | 10,100 | $247,000 | 0.2% | HOLD |
| 86 | NUVERRA ENVIRONMENTAL SOLUTI | 29,603 | $243,000 | 0.2% | TRIM −17% |
| 87 | PEPPEPSICO INC | 2,200 | $243,000 | 0.2% | HOLD |
| 88 | OEFISHARES TR | 2,170 | $242,000 | 0.2% | TRIM −29% |
| 89 | CVUCPI AEROSTRUCTURES INC | 37,600 | $240,000 | 0.2% | TRIM −6% |
| 90 | PPAINVESCO EXCHANGE TRADED FD T | 4,700 | $232,000 | 0.2% | ADD 2% |
| 91 | XLVSELECT SECTOR SPDR TR | 2,620 | $227,000 | 0.2% | HOLD |
| 92 | FIRST PACIFIC ADVISORS | 22,591 | $223,000 | 0.2% | ADD 20% |
| 93 | MINMFS INTER INCOME TR | 59,300 | $218,000 | 0.2% | HOLD |
| 94 | FNYTXFRANKLIN NY TAX FREE | 18,938 | $204,000 | 0.2% | HOLD |
| 95 | XNQPXNUVEEN PENNSYLVANIA QLT MUN | 16,600 | $203,000 | 0.2% | HOLD |
| 96 | LANYXLORD ABBETT MUNI INCOM N Y SER | 18,173 | $202,000 | 0.2% | HOLD |
| 97 | XMCRXMFS CHARTER INCOME TR | 21,550 | $158,000 | 0.2% | TRIM −33% |
| 98 | LDLFXLORD ABBETT SHORT DURATION INCOME FUND CLASS F | 35,253 | $146,000 | 0.1% | HOLD |
| 99 | ETNYXEATON VANCE MUNS TR EV NY MUN | 14,147 | $139,000 | 0.1% | HOLD |
| 100 | PLATFORM SPECIALTY PRODS COR | 13,000 | $134,000 | 0.1% | ADD 4% |
| 101 | PICO HLDGS INC | 14,000 | $128,000 | 0.1% | TRIM −33% |
| 102 | RIVERPARK FDS TR STRAT INC RTA | 11,029 | $101,000 | 0.1% | HOLD |
| 103 | ABERDEEN ASIA PACIFIC INCOM | 24,600 | $95,000 | 0.1% | TRIM −5% |
| 104 | STONEMOR PARTNERS LP | 41,000 | $86,000 | 0.1% | TRIM −4% |
| 105 | HC2 HLDGS INC | 30,000 | $79,000 | 0.1% | TRIM −25% |
| 106 | BIOSIG TECHNOLOGIES INC | 16,000 | $68,000 | 0.1% | HOLD |
| 107 | BLRXBIOLINERX LTD | 143,000 | $63,000 | 0.1% | HOLD |
| 108 | CAPITAL PRODUCT PARTNERS L P | 24,312 | $51,000 | 0.1% | TRIM −44% |
| 109 | TRIBTRINITY BIOTECH PLC | 17,000 | $39,000 | 0.0% | TRIM −14% |
| 110 | APPLIED DNA SCIENCES INC | 50,000 | $20,000 | 0.0% | HOLD |
| 111 | Global Ship Lease, Inc. | 30,350 | $19,000 | 0.0% | TRIM −33% |
| 112 | TEEKAY OFFSHORE PARTNERS LP | 13,500 | $16,000 | 0.0% | TRIM −13% |
| 113 | CLDXCELLDEX THERAPEUTICS INC NEW | 32,600 | $6,000 | 0.0% | TRIM −39% |
| 114 | PDNLBPRESIDENTIAL RLTY NEW CL B | 74,000 | $2,000 | 0.0% | HOLD |
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