CIK 1352107
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2016-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).
Computing…
Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.
| Industry group | Weight | Names |
|---|---|---|
| Banks | 54.52% | 3 |
| Unclassified | 24.54% | 125 |
| Pharmaceuticals & Biotechnology | 6.13% | 14 |
| Specialty Retail | 3.27% | 2 |
| Semiconductors & Semiconductor Equipment | 2.16% | 4 |
| Software | 1.74% | 2 |
| Food Products | 1.41% | 1 |
| Capital Markets | 0.97% | 1 |
| Health Care Equipment & Supplies | 0.97% | 2 |
| Hotels, Restaurants & Leisure | 0.83% | 3 |
| Software & IT Services | 0.78% | 1 |
| Oil, Gas & Consumable Fuels | 0.66% | 2 |
| Textiles, Apparel & Luxury Goods | 0.48% | 1 |
| Diversified Telecommunication Services | 0.35% | 1 |
| Life Sciences Tools & Services | 0.32% | 1 |
| Machinery | 0.26% | 1 |
| Metals & Mining | 0.26% | 1 |
| Professional Services | 0.17% | 1 |
| Beverages | 0.12% | 1 |
| Chemicals | 0.07% | 1 |
| # | Ticker | Name | Sector | Weight |
|---|---|---|---|---|
| 1 | BAC | BANK OF AMERICA CORP /DE/ | Financials | 54.12% |
| 2 | AMZN | AMAZON COM INC | Consumer Discretionary | 2.95% |
| 3 | BMY | BRISTOL MYERS SQUIBB CO | Health Care | 2.73% |
| 4 | CRM | Salesforce, Inc. | Information Technology | 1.68% |
| 5 | ARIAD PHARM | Unclassified | 1.42% | |
| 6 | TR | TOOTSIE ROLL INDUSTRIES INC | Consumer Staples | 1.41% |
| 7 | ATLANTIC CAP BANCSHARES INC | Unclassified | 1.21% | |
| 8 | MELLANOX TECHNOLOGIES LTD | Unclassified | 1.21% | |
| 9 | ACRS | Aclaris Therapeutics, Inc. | Health Care | 1.20% |
| 10 | BANK AMER CORP | Unclassified | 0.98% |
43/168 names classified · sector 75.5% of weight · industry 75.5% · mkt cap 72.7%; unclassified names shown, never dropped.
Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 75.5% of the book is sector-classified (unclassified names shown, never dropped).
Classified: 68.8% of book weight (23/55 names) · unclassified 31.2%: , TR, ACRS, SIMO, OPK, IBN, VSAT, PACB, SRPT, TXMD +22 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.
No contribution data for this period.
| # | Security | Shares | Value | Weight | Δ QoQ |
|---|---|---|---|---|---|
| 1 | BACBANK AMERICA CORP | 2,491,048 | $55M | 54.1% | HOLD |
| 2 | AMZNAMAZON COM INC | 4,002 | $3M | 3.0% | ADD 100% |
| 3 | BMYBRISTOL-MYERS SQUIBB CO | 47,500 | $3M | 2.7% | HOLD |
| 4 | CRMSALESFORCE INC | 25,000 | $2M | 1.7% | NEW |
| 5 | ARIAD PHARM | 115,900 | $1M | 1.4% | ADD 5% |
| 6 | TRTOOTSIE ROLL INDS INC | 36,068 | $1M | 1.4% | HOLD |
| 7 | ATLANTIC CAP BANCSHARES INC | 65,000 | $1M | 1.2% | HOLD |
| 8 | MELLANOX TECHNOLOGIES LTD | 30,000 | $1M | 1.2% | HOLD |
| 9 | ACRSACLARIS THERAPEUTICS INC | 45,061 | $1M | 1.2% | ADD 100% |
| 10 | BANK AMER CORP | 100,000 | $995,000 | 1.0% | HOLD |
| 11 | BENFRANKLIN RESOURCES INC | 25,000 | $990,000 | 1.0% | NEW |
| 12 | BSXBOSTON SCIENTIFIC CORP | 45,110 | $976,000 | 1.0% | HOLD |
| 13 | LADENBURG THALMAN FIN SVCS I | 385,000 | $939,000 | 0.9% | HOLD |
| 14 | MUMICRON TECHNOLOGY INC | 40,000 | $877,000 | 0.9% | TRIM −20% |
| 15 | SIMOSILICON MOTION TECHNOLOGY CO | 20,000 | $850,000 | 0.8% | NEW |
| 16 | Fannie Mae | 105,000 | $840,000 | 0.8% | HOLD |
| 17 | GOOGLALPHABET INC | 1,000 | $792,000 | 0.8% | NEW |
| 18 | ACADACADIA PHARM | 26,000 | $750,000 | 0.7% | ADD 141% |
| 19 | COGENTIX MED INC | 371,547 | $747,000 | 0.7% | HOLD |
| 20 | GENERAL MTRS CO | 40,107 | $688,000 | 0.7% | ADD 165% |
| 21 | CALAVO GROWERS INC | 10,000 | $614,000 | 0.6% | ADD 33% |
| 22 | HONG KONG EXCHANGES & CLEAR | 25,721 | $608,000 | 0.6% | NEW |
| 23 | EVERBRIDGE INC | 30,000 | $554,000 | 0.5% | ADD 100% |
| 24 | FEDERAL HOME LN MTG CORP PFD 8.375 NCM | 70,000 | $529,000 | 0.5% | HOLD |
| 25 | SINGAPORE EXCHANGE | 100,000 | $495,000 | 0.5% | NEW |
| 26 | UFIUNIFI INC | 15,000 | $489,000 | 0.5% | ADD 50% |
| 27 | HARBORONE BANCORP INC | 25,000 | $484,000 | 0.5% | HOLD |
| 28 | BLUEBIRD BIO INC | 7,300 | $450,000 | 0.4% | TRIM −26% |
| 29 | PARRPAR PAC HOLDINGS INC | 30,000 | $436,000 | 0.4% | TRIM −5% |
| 30 | HIGHLANDS BANKSHARESINC VA COM STK RSTD | 70,655 | $420,000 | 0.4% | HOLD |
| 31 | OPKOPKO HEALTH INC | 45,010 | $419,000 | 0.4% | TRIM −25% |
| 32 | IBNICICI BANK LIMITED | 55,000 | $412,000 | 0.4% | ADD 10% |
| 33 | RANDOLPH BANCORP INC | 25,000 | $403,000 | 0.4% | HOLD |
| 34 | CALLON PETE CO DEL | 26,000 | $400,000 | 0.4% | TRIM −26% |
| 35 | FARMER BROS CO | 10,000 | $367,000 | 0.4% | TRIM −20% |
| 36 | AV HOMES INC | 22,500 | $356,000 | 0.4% | HOLD |
| 37 | VSATVIASAT INC | 5,300 | $351,000 | 0.3% | NEW |
| 38 | NEOVASC INC | 190,000 | $329,000 | 0.3% | TRIM −46% |
| 39 | CWHCAMPING WORLD HLDGS INC | 10,000 | $326,000 | 0.3% | NEW |
| 40 | PACBPACIFIC BIOSCIENCES CALIF IN | 85,000 | $323,000 | 0.3% | ADD 143% |
| 41 | CASTLIGHT HEALTH INC CL B | 65,000 | $322,000 | 0.3% | HOLD |
| 42 | COVANTA HOLDINGS CORP | 20,000 | $312,000 | 0.3% | NEW |
| 43 | FINISAR CORP | 10,000 | $303,000 | 0.3% | HOLD |
| 44 | SRPTSAREPTA THERAPEUTICS INC | 11,000 | $302,000 | 0.3% | TRIM −64% |
| 45 | MCDMCDONALDS CORP | 2,400 | $292,000 | 0.3% | HOLD |
| 46 | TXMDTHERAPEUTICSMD INC | 50,000 | $289,000 | 0.3% | ADD 400% |
| 47 | STMSTMICROELECTRONICS N V | 25,000 | $284,000 | 0.3% | NEW |
| 48 | RRGBRED ROBIN GOURMET BURGERS IN | 5,000 | $282,000 | 0.3% | NEW |
| 49 | NOVAN INC | 10,000 | $270,000 | 0.3% | TRIM −20% |
| 50 | LVSLAS VEGAS SANDS CORP | 5,000 | $267,000 | 0.3% | HOLD |
| 51 | MWAMUELLER WTR PRODS INC | 20,000 | $266,000 | 0.3% | NEW |
| 52 | CCJCAMECO CORP | 25,000 | $262,000 | 0.3% | NEW |
| 53 | CHEMOCENTRYX INC | 35,000 | $259,000 | 0.3% | TRIM −30% |
| 54 | OPHTHOTECH CORP | 50,000 | $242,000 | 0.2% | NEW |
| 55 | IWSHWright Investors Service Holdings | 382,325 | $241,000 | 0.2% | HOLD |
| 56 | SDSANDRIDGE ENERGY INC | 10,000 | $236,000 | 0.2% | NEW |
| 57 | BRITISH LAND CO PLC | 30,000 | $233,000 | 0.2% | NEW |
| 58 | BRADKEN LTD | 100,000 | $232,000 | 0.2% | NEW |
| 59 | FIAT CHRYSLER AUTOMOBILES NV COM | 25,000 | $228,000 | 0.2% | NEW |
| 60 | AERIE PHARMACEUTICALS INC | 6,000 | $227,000 | 0.2% | HOLD |
| 61 | SEEDORIGIN AGRITECH LIMITED | 95,100 | $224,000 | 0.2% | ADD 280% |
| 62 | BPOPPOPULAR INC | 5,000 | $219,000 | 0.2% | NEW |
| 63 | JMP GROUP INC | 35,000 | $215,000 | 0.2% | HOLD |
| 64 | SHORETEL INC | 30,000 | $215,000 | 0.2% | HOLD |
| 65 | RAYTHEON CO | 1,500 | $213,000 | 0.2% | NEW |
| 66 | GDXVANECK ETF TRUST GOLD MINERS ETF | 10,000 | $209,000 | 0.2% | NEW |
| 67 | EXACT SCIENCES CORP | 15,000 | $200,000 | 0.2% | TRIM −60% |
| 68 | L&TOUBRO(EUR) | 10,000 | $199,000 | 0.2% | NEW |
| 69 | HI CRUSH INC | 10,000 | $198,000 | 0.2% | TRIM −33% |
| 70 | LUBYS CAFETERIAS INC COM | 45,050 | $193,000 | 0.2% | HOLD |
| 71 | LINDBLAD EXPEDITIONS HLDGS I | 85,700 | $189,000 | 0.2% | TRIM −10% |
| 72 | MXMAGNACHIP SEMICONDUCTOR CORP | 30,000 | $186,000 | 0.2% | TRIM −40% |
| 73 | EMERGE ENERGY SVCS LP | 15,000 | $185,000 | 0.2% | NEW |
| 74 | WSBFWATERSTONE FINL INC MD | 10,000 | $184,000 | 0.2% | NEW |
| 75 | AMERICAN MIDSTREAM PARTNERS | 10,000 | $182,000 | 0.2% | TRIM −33% |
| 76 | VIVEVE MED INC | 35,000 | $180,000 | 0.2% | TRIM −30% |
| 77 | SYNERGY RESOURCES CORP | 20,000 | $178,000 | 0.2% | HOLD |
| 78 | INVENTURE FOODS INC | 18,000 | $177,000 | 0.2% | TRIM −22% |
| 79 | NOVADAQ TECHNOLOGIES INC | 25,000 | $177,000 | 0.2% | HOLD |
| 80 | OZ MINERALS LTD | 30,000 | $171,000 | 0.2% | NEW |
| 81 | NEONEOGENOMICS INC | 20,000 | $171,000 | 0.2% | TRIM −20% |
| 82 | BANK AMER CORP | 175,000 | $168,000 | 0.2% | HOLD |
| 83 | BLUE BIRD CORP WARRANTS EXP 01 | 71,900 | $155,000 | 0.2% | TRIM −10% |
| 84 | PBTPERMIAN BASIN RTY TR | 20,000 | $154,000 | 0.2% | HOLD |
| 85 | MCRBSERES THERAPEUTICS INC | 15,000 | $149,000 | 0.1% | TRIM −40% |
| 86 | FULLSHARE HOLDINGS LIMITED (HOK LISTING) | 300,000 | $140,000 | 0.1% | NEW |
| 87 | BCDABIOCARDIA INC | 125,000 | $135,000 | 0.1% | NEW |
| 88 | ECLIPSE RES CORP | 50,000 | $134,000 | 0.1% | ADD 25% |
| 89 | BOLSA MEXICANA DE VALORES SAB | 100,000 | $132,000 | 0.1% | NEW |
| 90 | PROFOUND MED CORP | 150,000 | $125,000 | 0.1% | HOLD |
| 91 | INTEVAC INC | 14,447 | $124,000 | 0.1% | NEW |
| 92 | HERITAGE OAKS BANCORP | 10,000 | $123,000 | 0.1% | TRIM −80% |
| 93 | INTERSECT ENT INC | 10,000 | $121,000 | 0.1% | NEW |
| 94 | FIREEYE INC | 10,000 | $119,000 | 0.1% | NEW |
| 95 | CWGLCRIMSON WINE GROUP | 12,500 | $117,000 | 0.1% | HOLD |
| 96 | S&W SEED CO | 25,000 | $115,000 | 0.1% | HOLD |
| 97 | ITAU UNIBANCO HLDNG S.A. | 11,000 | $113,000 | 0.1% | NEW |
| 98 | BILL BARRETT CORP | 15,300 | $107,000 | 0.1% | TRIM −24% |
| 99 | CCORFCANACCORD GENUITY GROUP INC | 30,000 | $107,000 | 0.1% | HOLD |
| 100 | BYDDFBYD Co Ltd | 20,000 | $105,000 | 0.1% | NEW |
| 101 | JPEL PRIVATE EQUITY LTD | 86,400 | $103,000 | 0.1% | NEW |
| 102 | DYNAVAX TECHNOLOGIES CORP | 25,000 | $99,000 | 0.1% | NEW |
| 103 | SJTSAN JUAN BASIN RTY TR | 15,000 | $99,000 | 0.1% | HOLD |
| 104 | LANDCADIA HLDGS INC | 10,000 | $98,000 | 0.1% | NEW |
| 105 | SUPERVALU INC | 20,000 | $93,000 | 0.1% | NEW |
| 106 | WIZARD WORLD INC COM STK RSTD | 340,213 | $78,000 | 0.1% | HOLD |
| 107 | MPVDFMOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 15,000 | $76,000 | 0.1% | HOLD |
| 108 | NZX LIMITED (NZE LISTING) (POST SPLIT) | 100,000 | $73,000 | 0.1% | NEW |
| 109 | VASCULAR BIOGENICS LTD | 15,000 | $73,000 | 0.1% | NEW |
| 110 | CATAPULT GROUP INTERNATIONAL | 40,000 | $71,000 | 0.1% | NEW |
| 111 | CEMPRA INC COM | 25,000 | $70,000 | 0.1% | NEW |
| 112 | CROXCROCS INC | 10,000 | $69,000 | 0.1% | TRIM −33% |
| 113 | ENZO BIOCHEM INC | 10,000 | $69,000 | 0.1% | TRIM −33% |
| 114 | VONAGE HLDGS CORP | 10,000 | $69,000 | 0.1% | TRIM −50% |
| 115 | Evoke PLC | 25,000 | $67,000 | 0.1% | NEW |
| 116 | ASSOCIATED BANC CORP | 11,000 | $64,000 | 0.1% | TRIM −35% |
| 117 | AWREAWARE INC MASS | 10,000 | $61,000 | 0.1% | HOLD |
| 118 | Alpha Services and Holdings SA | 30,000 | $60,000 | 0.1% | NEW |
| 119 | QUREUNIQURE NV | 10,000 | $56,000 | 0.1% | NEW |
| 120 | HENNESSY CAP ACQUISITION COR | 65,000 | $55,000 | 0.1% | ADD 3% |
| 121 | LPCNLIPOCINE INC NEW | 15,000 | $55,000 | 0.1% | TRIM −50% |
| 122 | HGTXUHugoton Royalty Trust | 25,000 | $54,000 | 0.1% | HOLD |
| 123 | TCRTALAUNOS THERAPEUTICS INC | 10,045 | $54,000 | 0.1% | HOLD |
| 124 | TCF FINL CORP | 15,100 | $53,000 | 0.1% | HOLD |
| 125 | BURSA MALAYSIA BHD | 25,000 | $49,000 | 0.0% | NEW |
| 126 | MNKDMannkind Corp | 75,000 | $48,000 | 0.0% | HOLD |
| 127 | YATRA ONLIN-CW21 | 66,000 | $48,000 | 0.0% | NEW |
| 128 | Mosys Inc (MOSY) | 200,000 | $46,000 | 0.0% | NEW |
| 129 | HEMISPHERE MEDIA GROUP INC | 124,900 | $42,000 | 0.0% | HOLD |
| 130 | VINCE HLDG CORP | 10,000 | $41,000 | 0.0% | TRIM −50% |
| 131 | CASTLE BRANDS INC | 50,000 | $38,000 | 0.0% | HOLD |
| 132 | SANOFI | 100,000 | $38,000 | 0.0% | TRIM −20% |
| 133 | PURE TECHNOLOGIES LTD | 10,000 | $36,000 | 0.0% | HOLD |
| 134 | ALICORP S.A.A | 15,000 | $33,000 | 0.0% | NEW |
| 135 | ENERGY TRANSFER EQUITY | 127,333 | $33,000 | 0.0% | HOLD |
| 136 | CRISCURIS INC | 10,000 | $31,000 | 0.0% | HOLD |
| 137 | FORTRESS BIOTECH INC | 10,000 | $27,000 | 0.0% | HOLD |
| 138 | RUBICON LIMITED NZD | 150,000 | $23,000 | 0.0% | HOLD |
| 139 | SPECIAL DIVERSIFIED OPPORTUNITIES INC COM | 25,000 | $23,000 | 0.0% | NEW |
| 140 | CAPSTONE GREEN ENERGY CORP. | 30,000 | $20,000 | 0.0% | HOLD |
| 141 | CHINA TECHFAITH WIRLS COMM T | 10,000 | $19,000 | 0.0% | HOLD |
| 142 | NEXEO SOLUT-CW19 | 27,000 | $19,000 | 0.0% | TRIM −23% |
| 143 | LANDCADIA -CW23 | 25,000 | $18,000 | 0.0% | NEW |
| 144 | BOLSA DE VALORES DE COLOMBIA | 2,058,500 | $15,000 | 0.0% | NEW |
| 145 | INNOCOLL HLDGS PLC | 21,506 | $15,000 | 0.0% | TRIM −19% |
| 146 | ABSOLUTECARE INC COM STK RSTD | 40,000 | $14,000 | 0.0% | HOLD |
| 147 | KLR ENERGY WRT 11.5 09/16/22 | 10,000 | $14,000 | 0.0% | NEW |
| 148 | ELECTRUM SPL ACQUISITION COR | 50,000 | $14,000 | 0.0% | HOLD |
| 149 | AGUAS-A (CHI LISTING) | 25,000 | $13,000 | 0.0% | NEW |
| 150 | DEXTERA SURGICAL INC COM | 13,400 | $13,000 | 0.0% | HOLD |
| 151 | Emisphere Tech | 20,000 | $12,000 | 0.0% | HOLD |
| 152 | Eurobank Ergasias Services and Holdings SA | 16,000 | $11,000 | 0.0% | NEW |
| 153 | CitiGroup, Inc. | 75,000 | $11,000 | 0.0% | HOLD |
| 154 | Katanga Mining Ltd | 75,130 | $8,000 | 0.0% | HOLD |
| 155 | PACIFIC SPL ACQUISITION CORP | 14,400 | $8,000 | 0.0% | ADD 7% |
| 156 | DRIODARIOHEALTH CORP | 10,000 | $7,000 | 0.0% | HOLD |
| 157 | KBS FASHION GROUP LTD WRNT | 237,500 | $7,000 | 0.0% | HOLD |
| 158 | PIRAEUS BANK SA (EUR.30) | 25,000 | $6,000 | 0.0% | NEW |
| 159 | IMMUNE PHARMACEUTICALS INC | 25,000 | $5,000 | 0.0% | HOLD |
| 160 | ANDINA ACQUISITION CORP II | 12,500 | $5,000 | 0.0% | HOLD |
| 161 | SNGXSOLIGENIX INC | 12,500 | $4,000 | 0.0% | NEW |
| 162 | ANDINA ACQUISITION CORP II | 12,500 | $3,000 | 0.0% | HOLD |
| 163 | MONITISE PLC (UKM LISTING) | 50,900 | $2,000 | 0.0% | NEW |
| 164 | ANTRIM ENERGY INC | 75,000 | $2,000 | 0.0% | HOLD |
| 165 | CVMCEL SCI CORP | 100,000 | $2,000 | 0.0% | HOLD |
| 166 | ABILITY INC WTS | 67,500 | $2,000 | 0.0% | HOLD |
| 167 | GLORI ENERGY INC WARRANTS EXPIRES | 227,900 | $1,000 | 0.0% | HOLD |
| 168 | OPEXA THERAPEUTICS INC | 60,200 | $1,000 | 0.0% | HOLD |
| 169 | CITIGROUP INC | 50,000 | $0 | 0.0% | HOLD |
| 170 | FOX RIVER RESOURCES CORP | 10,000 | $0 | 0.0% | NEW |
Where this firm's principals came from and which firms its alumni went on to found.
