CIK 1180391
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).
Computing…
Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.
| Industry group | Weight | Names |
|---|---|---|
| Unclassified | 78.75% | 25 |
| Capital Markets | 7.62% | 5 |
| Equity Real Estate Investment Trusts (REITs) | 7.41% | 4 |
| Oil, Gas & Consumable Fuels | 3.54% | 1 |
| Specialty Retail | 1.93% | 2 |
| Real Estate Management & Development | 0.74% | 1 |
| # | Ticker | Name | Sector | Weight |
|---|---|---|---|---|
| 1 | CAPITAL SOUTHWEST CORP | Unclassified | 35.24% | |
| 2 | TRIN | TRINITY CAP INC | Unclassified | 7.64% |
| 3 | CSWC | Capital Southwest Corp. | Unclassified | 5.26% |
| 4 | VICI | VICI PROPERTIES INC. | Real Estate | 4.05% |
| 5 | RIOT PLATFORMS INC | Unclassified | 3.83% | |
| 6 | SM | SM Energy Co | Energy | 3.54% |
| 7 | PSEC | PROSPECT CAP CORP | Unclassified | 3.38% |
| 8 | MAIN | MAIN STR CAP CORP | Unclassified | 3.04% |
| 9 | CG | Carlyle Group Inc. | Financials | 2.77% |
| 10 | OWL | BLUE OWL CAPITAL INC. | Financials | 2.41% |
13/38 names classified · sector 21.2% of weight · industry 21.2% · mkt cap 21.2%; unclassified names shown, never dropped.
Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 21.2% of the book is sector-classified (unclassified names shown, never dropped).
Only 20% of book weight classified — the grid is NOT representative of the whole book.
Classified: 20.4% of book weight (12/33 names) · unclassified 79.6%: , TRIN, CSWC, PSEC, MAIN, HTGC, SPY, VWO, EFA, ADX +11 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.
No contribution data for this period.
| # | Security | Shares | Value | Weight | Δ QoQ |
|---|---|---|---|---|---|
| 1 | CAPITAL SOUTHWEST CORP | 11,610 | $12M | 35.2% | TRIM −100% |
| 2 | TRINTRINITY CAP INC | 2,517 | $3M | 7.6% | TRIM −99% |
| 3 | CSWCCapital Southwest Corp. | 1,733 | $2M | 5.3% | TRIM −98% |
| 4 | VICIVICI PPTYS INC | 1,335 | $1M | 4.1% | TRIM −97% |
| 5 | RIOT PLATFORMS INC | 1,262 | $1M | 3.8% | TRIM −100% |
| 6 | SMSM ENERGY CO | 1,168 | $1M | 3.5% | NEW |
| 7 | PSECPROSPECT CAP CORP | 1,113 | $1M | 3.4% | TRIM −100% |
| 8 | MAINMAIN STR CAP CORP | 1,000 | $1M | 3.0% | TRIM −95% |
| 9 | CGCARLYLE GROUP INC/THE | 911 | $911,034 | 2.8% | TRIM −95% |
| 10 | OWLBLUE OWL CAPITAL INC | 795 | $795,205 | 2.4% | TRIM −99% |
| 11 | WISDOMTREE INC | 744 | $744,294 | 2.3% | TRIM −100% |
| 12 | ALPHATEC HLDGS INC | 717 | $716,590 | 2.2% | NEW |
| 13 | RITMRITHM CAPITAL CORP | 625 | $625,393 | 1.9% | TRIM −98% |
| 14 | HTGCHERCULES CAPITAL INC | 607 | $606,530 | 1.8% | TRIM −99% |
| 15 | SPYSTATE STR SPDR S&P 500 ETF T | 533 | $533,205 | 1.6% | TRIM −35% |
| 16 | MARA HOLDINGS INC | 458 | $458,250 | 1.4% | TRIM −100% |
| 17 | VWOVANGUARD INTL EQUITY INDEX F | 415 | $415,441 | 1.3% | TRIM −95% |
| 18 | EFAISHARES TR | 414 | $414,428 | 1.3% | TRIM −90% |
| 19 | DKSDICKS SPORTING GOODS INC | 403 | $403,322 | 1.2% | TRIM −80% |
| 20 | HASIHA SUSTAINABLE INFRA CAP INC | 318 | $318,365 | 1.0% | TRIM −96% |
| 21 | ADXADAMS DIVERSIFIED EQUITY FD | 288 | $287,976 | 0.9% | TRIM −98% |
| 22 | WTWISDOMTREE INC | 275 | $275,097 | 0.8% | TRIM −98% |
| 23 | NXDTNEXPOINT DIVERSIFIED REL ET | 273 | $272,976 | 0.8% | TRIM −100% |
| 24 | CSQCALAMOS STRATEGIC TOTAL RETU | 253 | $253,267 | 0.8% | TRIM −98% |
| 25 | XNIEXVIRTUS EQUITY & CONV INCM FD | 252 | $252,030 | 0.8% | TRIM −98% |
| 26 | XAWFXALLIANCEBERNSTEIN GLOBAL HIG | 249 | $249,426 | 0.8% | TRIM −99% |
| 27 | IIPRINNOVATIVE INDL PPTYS INC | 245 | $245,282 | 0.7% | TRIM −95% |
| 28 | XGDVXGABELLI DIVID & INCOME TR | 244 | $244,474 | 0.7% | TRIM −97% |
| 29 | CGBDCARLYLE SECURED LENDING INC | 242 | $242,190 | 0.7% | TRIM −99% |
| 30 | EZPWEZCORP INC | 232 | $232,024 | 0.7% | NEW |
| 31 | HYTBLACKROCK CORPOR HI YLD FD I | 227 | $227,170 | 0.7% | TRIM −99% |
| 32 | BTZBLACKROCK CR ALLOCATION INCO | 223 | $223,259 | 0.7% | TRIM −99% |
| 33 | XEVTXEATON VANCE TAX ADVT DIV INC | 221 | $220,777 | 0.7% | TRIM −98% |
| 34 | HTDHANCOCK JOHN TAX-ADVANTAGED | 217 | $216,599 | 0.7% | TRIM −98% |
| 35 | APOAPOLLO GLOBAL MGMT INC | 211 | $211,323 | 0.6% | TRIM −89% |
| 36 | AMTAMERICAN TOWER CORP | 207 | $207,096 | 0.6% | TRIM −83% |
| 37 | LYFT INC | 202 | $201,977 | 0.6% | TRIM −100% |
| 38 | QQQINVESCO QQQ TR | 201 | $201,256 | 0.6% | TRIM −42% |
| Security | 2024-Q4 | 2025-Q1 | 2025-Q2 | 2025-Q3 | 2025-Q4 | 2026-Q1 | Latest value |
|---|---|---|---|---|---|---|---|
| CAPITAL SOUTHWEST CORP | 8.2M | 11.9M | 12.8M | 12.3M | 12.2M | 12K | $12M |
| TRINTRINITY CAP INC | 132K | 136K | 135K | 139K | 171K | 3K | $3M |
| CSWCCapital Southwest Corp. | 47K | 46K | 45K | 77K | 78K | 2K | $2M |
| VICIVICI PPTYS INC | 42K | 41K | 41K | 44K | 49K | 1K | $1M |
| RIOT PLATFORMS INC | — | — | — | — | 1.1M | 1K | $1M |
| SMSM ENERGY CO | — | — | — | — | — | 1K | $1M |
| PSECPROSPECT CAP CORP | 145K | 146K | 146K | 439K | 426K | 1K | $1M |
| MAINMAIN STR CAP CORP | 19K | 19K | 19K | 19K | 19K | 1K | $1M |
| CGCARLYLE GROUP INC/THE | 15K | 19K | 19K | 19K | 19K | 911 | $911,034 |
| OWLBLUE OWL CAPITAL INC | — | — | 35K | 68K | 68K | 795 | $795,205 |
| WISDOMTREE INC | — | — | — | 548K | 498K | 744 | $744,294 |
| ALPHATEC HLDGS INC | — | — | — | — | — | 717 | $716,590 |
| RITMRITHM CAPITAL CORP | 34K | 34K | 34K | 36K | 36K | 625 | $625,393 |
| HTGCHERCULES CAPITAL INC | — | — | — | 41K | 41K | 607 | $606,530 |
| SPYSTATE STR SPDR S&P 500 ETF T | — | — | 2K | 824 | 819 | 533 | $533,205 |
Shares reported each quarter by the largest current holdings. Green = added vs the prior filing of that name, red = trimmed, grey = roughly held; a dash is a quarter with no 13F on file (a gap is skipped, not read as an exit). 13F is filed up to 45 days after quarter-end. Up to 40 quarters (10 years) available — use the selector above.
Where this firm's principals came from and which firms its alumni went on to found.
