CIK 1180391
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| RUDNITSKY, DANIEL, ALAN | SENIOR VICE PRESIDENT | 2023-06 | — not seen at a tracked firm |
| DAVIS, RHONDA, L | CCO · CO-CCO | 2021-03 | — not seen at a tracked firm |
| Buchholz, Robert, William | COMPLIANCE OFFICER · CHIEF COMPLIANCE OFFICER | 2019-04 | — not seen at a tracked firm |
| Hunt, David, Lee | CHIEF COMPLIANCE OFFICER | 2017-07 | CYBER HORNET ETFs LLC |
| FORSTER, GABRIELA | SECRETARY, TREASURER | 2017-07 |
| — not seen at a tracked firm |
| CORNE, ROBERT, JEFFERY | VP AND SECRETARY | 2017-03 | — not seen at a tracked firm |
| BALL, GEORGE, LESTER | VP · BOARD OF MANGERS · DIRECTOR | 2016-07 | — not seen at a tracked firm |
| GUARDIOLA, SAMUEL | CHIEF COMPLIANCE OFFICER | 2015-10 | — not seen at a tracked firm |
| NEFF, MORGAN, DUVALL | VICE PRESIDENT · VICE PRESIDENT, SENIOR PORTFOLIO MANAGER · VICE PRESIDENT, SENIOR PORTFOLIO MANAGER AND HEAD TRADER | 2015-10 | — not seen at a tracked firm |
| HAYES, WILLIAM, PATRICK | DIRECTOR · VICE PRESIDENT, DIRECTOR | 2015-10 | — not seen at a tracked firm |
| LESSARD, RUSSELL, JAN | CHIEF COMPLIANCE OFFICER | 2015-03 | — not seen at a tracked firm |
| COUGHLIN, THERESA, ANGELA | VICE PRESIDENT | 2014-09 | — not seen at a tracked firm |
| EELMAN, DAVID, ALBERT | VICE PRESIDENT | 2014-09 | — not seen at a tracked firm |
| MARTINEZ, MARGARITA, YVETTE | CONTROLLER | 2014-09 | — not seen at a tracked firm |
| HEFFRON, KRISTI, J | CHIEF COMPLIANCE OFFICER | 2014-05 | — not seen at a tracked firm |
| JALLANS, LESLIE, BERNARD | CHIEF COMPLIANCE OFFICER | 2014-03 | — not seen at a tracked firm |
| UNGER, JOHN, THOMAS | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | 2013-06 | — not seen at a tracked firm |
| MOORE, EDWARD, PHILIP | DIRECTOR | 2013-06 | — not seen at a tracked firm |
| BERRY, RICKY, LANE | VICE PRESIDENT AND SECRETARY | 2013-03 | — not seen at a tracked firm |
| MCMAKEN, BRUCE, ROBERT | DIRECTOR | 2012-11 | — not seen at a tracked firm |
| CUMMER, JEFFREY, ALAN | EXECUTIVE CHAIRMAN, SENIOR PORTFOLIO MANAGER AND DIRECTOR · PRESIDENT AND DIRECTOR | 2012-09 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
