Every SEC Form 3/4/5 on record for this filer (CIK 1768773) — 1 issuer, 64 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| HTGC | Hercules Capital, Inc. | Chief Financial Officer | 2019-03-04 → 2026-06-10 | 56 | $300,930 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| HTGC | 2026-02-27 | Buy | 7,000 | $14.33 | $100,310 | 448,553 |
| HTGC | 2026-02-27 | Buy | 14,000 | $14.33 | $200,620 | 448,553 |