Every SEC Form 3/4/5 on record for this filer (CIK 1668279) — 2 issuers, 55 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| HTGC | Hercules Capital, Inc. | Director | 2021-07-06 → 2026-03-30 | 21 | $414,422 |
| GUID | Guidance Software, Inc. | Director · lapsed | 2016-03-01 → 2017-09-14 | 5 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| HTGC | 2026-03-26 | Buy | 7,317 | $14.35 | $104,999 | 14,050 |
| HTGC | 2026-02-25 | Buy | 3,300 | $14.98 | $49,434 | 32,767 |
| HTGC | 2025-05-08 | Buy | 5,999 | $17.49 | $104,923 | 13,149 |
| HTGC | 2024-08-06 | Buy | 5,645 | $18.54 | $104,658 | 8,746 |