Every SEC Form 3/4/5 on record for this filer (CIK 1605860) — 4 issuers, 92 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| HTGC | Hercules Capital, Inc. | Director | 2023-09-25 → 2026-03-30 | 9 | $374,068 |
| ADTN | ADTRAN Holdings, Inc. | Director | 2022-07-18 → 2026-01-05 | 13 | $100,429 |
| ANET | Arista Networks, Inc. | Director · lapsed | 2017-06-05 → 2023-05-24 | 33 | −$6M |
| HLIT | HARMONIC INC. | Director · lapsed | 2016-02-17 → 2022-08-16 | 17 | −$199,250 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| HTGC | 2026-03-26 | Buy | 7,317 | $14.35 | $104,999 | 29,362 |
| HTGC | 2026-02-27 | Buy | 2,600 | $14.21 | $36,946 | 21,523 |
| HTGC | 2026-02-17 | Buy | 6,165 | $15.93 | $98,208 | 18,923 |
| ADTN | 2025-11-26 | Buy | 12,859 | $7.81 | $100,429 | 52,154 |
| HTGC | 2025-05-08 | Buy | 5,999 | $17.49 | $104,923 | 11,960 |
| HTGC | 2024-08-06 | Buy | 1,608 | $18.03 | $28,992 | 5,613 |
3 of 4 issuers are covered and open a security page; the rest are on file here only.