Every SEC Form 3/4/5 on record for this filer (CIK 1517313) — 6 issuers, 9 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| INVA | Innoviva, Inc. | Director | 2026-05-20 → 2026-05-20 | 2 | — |
| LE | LANDS' END, INC. | Director | 2016-10-03 → 2026-04-06 | 4 | $168,322 |
| TRAQ | Trine II Acquisition Corp. | Director · lapsed | 2021-11-02 → 2021-11-02 | 1 | — |
| TRNE | Trine Acquisition Corp. | Filer · lapsed | 2020-12-09 → 2020-12-09 | 1 | — |
| SHOS | Sears Hometown Stores, Inc. | Director · lapsed | 2019-10-30 → 2019-10-30 | 1 | — |
| TRNE.U | Trine Acquisition Corp. | Director · lapsed | 2019-03-14 → 2019-03-14 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| LE | 2026-04-01 | Sell | 3,482 | $45.00 | $156,690 | 42,335 |
| LE | 2017-02-14 | Buy | 3,700 | $17.38 | $64,306 | 27,504 |
| LE | 2017-02-13 | Buy | 10,804 | $17.11 | $184,856 | 23,804 |
| LE | 2016-09-29 | Buy | 5,000 | $15.17 | $75,850 | 13,000 |
2 of 6 issuers are covered and open a security page; the rest are on file here only.
