Every SEC Form 3/4/5 on record for this filer (CIK 1505910) — 1 issuer, 230 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| HTGC | Hercules Capital, Inc. | Chief Executive Officer | 2015-07-13 → 2026-04-13 | 154 | −$5M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| HTGC | 2026-02-27 | Buy | 7,000 | $14.35 | $100,450 | 2,516,379 |
| HTGC | 2026-02-24 | Buy | 30,000 | $15.08 | $452,400 | 2,509,379 |