Every SEC Form 3/4/5 on record for this filer (CIK 1357864) — 3 issuers, 5 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| NVNO | enVVeno Medical Corp | Director | 2021-12-02 → 2025-12-15 | 7 | $24,339 |
| HIJI | Hancock Jaffe Laboratories, Inc. | Director · lapsed | 2021-09-15 → 2021-09-15 | 1 | — |
| HJLI | Hancock Jaffe Laboratories, Inc. | Director · lapsed | 2020-10-21 → 2021-08-27 | 4 | $10,010 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| NVNO | 2024-12-19 | Buy | 9,620 | $2.53 | $24,339 | 16,545 |
| HJLI | 2021-08-25 | Buy | 1,300 | $7.70 | $10,010 | 4,842 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.