Every SEC Form 3/4/5 on record for this filer (CIK 1335754) — 1 issuer, 7 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| HTGC | Hercules Capital, Inc. | Director | 2021-11-02 → 2026-03-30 | 8 | $139,434 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| HTGC | 2026-03-26 | Buy | 2,926 | $14.35 | $41,988 | 22,486 |
| HTGC | 2026-03-04 | Buy | 3,050 | $14.78 | $45,079 | 19,560 |
| HTGC | 2024-08-06 | Buy | 2,898 | $18.07 | $52,367 | 15,972 |