Every SEC Form 3/4/5 on record for this filer (CIK 1063480) — 2 issuers, 11 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| NAII | NATURAL ALTERNATIVES INTERNATIONAL INC | Director · lapsed | 2016-03-28 → 2021-05-20 | 9 | −$35,210 |
| ANH | ANWORTH MORTGAGE ASSET CORP | Director · lapsed | 2015-07-02 → 2021-03-22 | 7 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| NAII | 2021-05-18 | Sell | 2,410 | $14.61 | $35,210 | 116,886 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.