% of shares outstanding is not shown for ROKT: this is a fund line, and we hold no cover-page share count for it at any quarter — a fund's shares outstanding move with creations and redemptions rather than with issuance and buybacks, and it is not the SEC cover-page count this percentage is defined against. The figure is withheld rather than computed against a count that does not exist. Holder share counts are shown as filed.
Crowding percentile withheld — no market cap for ROKT in the served universe — the cohort is size-matched, and an unmatched percentile would compare a micro-cap register to a mega-cap one.
Rows rank by the value each filer reported — 13F filers price their own positions, so a holder with fewer shares can rank just above one with more.
| Holder | 2024-Q4 | 2025-Q1 | 2025-Q2 | 2025-Q3 | 2025-Q4 | 2026-Q1 | Latest value |
|---|---|---|---|---|---|---|---|
| MOULTON WEALTH MANAGEMENT, INC | — | — | — | — | — | 28K | $3M |
| WealthBridge Capital Management, LLC | — | 12K | 11K | 14K | 17K | 14K | $1M |
| LIBERTY ONE INVESTMENT MANAGEMENT, LLC | — | — | — | — | — | 12K | $1M |
| Cambridge Investment Research Advisors, Inc. | — | — | — | — | 4K | 9K | $941,000 |
| LPL Financial LLC | — | — | — | — | — | 9K | $892,952 |
| RAYMOND JAMES FINANCIAL INC | — | — | — | — | — | 8K | $824,822 |
| TWO SIGMA INVESTMENTS, LP | — | — | — | — | — | 8K | $815,572 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 4K | 8K | 6K | — | 5K | 8K | $775,689 |
| Benson Wealth Management INC | — | — | — | — | — | 5K | $522,463 |
| Virtus Family Office LLC | — | — | — | — | 4K | 4K | $378,147 |
| COMPASS CAPITAL CORP /MA/ /ADV | — | — | — | — | — | 3K | $362,712 |
| Fulcrum Equity Management | — | — | — | 12K | — | 3K | $291,020 |
| Wealthfront Advisers LLC | 4K | — | — | — | 3K | 3K | $265,359 |
| D.A. DAVIDSON & CO. | — | — | — | — | 2K | 2K | $234,129 |
| Phillip James Consulting Co. | — | — | — | — | — | 5K | $136,000 |
Shares reported each quarter by the largest current holders. Green = added vs the prior filing, red = trimmed, grey = roughly held; a dash is a quarter with no 13F on file (a gap is skipped, not read as an exit). 13F is filed up to 45 days after quarter-end. Up to 40 quarters (10 years) available — use the selector above.
Holder count only — too few computable %-of-shares-outstanding quarters for a % pane. Line breaks are quarters with no 13F record, never interpolated.
Short interest has its own tab now — open SI →
Source: SEC Form 13F — every institution manager (≥ $100M in 13F securities) reporting a long US-listed position, across ~10,250 filers over 10 years of history. 13F is long-only, US-listed, filed up to 45 days after quarter-end.
| Biggest buyers | Δ shares | Δ value | |
|---|---|---|---|
| MOULTON WEALTH MANAGEMENT, INC | +28,176 | $3M | OPEN |
| LIBERTY ONE INVESTMENT MANAGEMENT, LLC | +12,176 | $1M | OPEN |
| LPL Financial LLC | +8,978 | $892,952 | OPEN |
| RAYMOND JAMES FINANCIAL INC | +8,293 | $824,822 | OPEN |
| TWO SIGMA INVESTMENTS, LP | +8,200 | $815,572 | OPEN |
| Biggest sellers | Δ shares | Δ value | |
|---|---|---|---|
| Client First Investment Management LLC | −12,734 | $1M | CLOSE |
| CITADEL ADVISORS LLC | −12,429 | $1M | CLOSE |
| WealthBridge Capital Management, LLC | −2,748 | $273,316 | TRIM |
| OSAIC HOLDINGS, INC. | −2,265 | $225,277 | TRIM |
| Garton & Associates Financial Advisors LLC | −201 | $19,991 | CLOSE |
The 2025-Q4 register is as-filed in ITS OWN share basis; every count below was rebased into the 2026-Q1 basis (no split in between, factor 1). Dollar figures value the SHARE delta at one price — the 2026-03-31 close — rather than differencing two filings' own reported values, which would mix the quarter's price move into the trade figure.
13Fs disclose LONG US-listed positions only — shorts, most derivatives, bonds and non-US listings are invisible here, and a filer's quarter-over-quarter change is not necessarily a trade (index rebalances, in-kind transfers and entity successions all read as flow).
| Quarter | Holders | Shares held | % shares out | Value held |
|---|---|---|---|---|
| 2026-Q1 | 25 | 124,950 | — | $12M |
| 2025-Q4 | 14 | 62,832 | — | $5M |
| 2025-Q3 | 8 | 32,238 | — | $2M |
| 2025-Q2 | 10 | 27,689 | — | $2M |
| 2025-Q1 | 9 | 23,974 | — | $1M |
| 2024-Q4 | 9 | 29,860 | — | $2M |
| 2024-Q3 | 11 | 18,320 | — | $927,387 |
| 2024-Q2 | 12 | 15,168 | — | $677,172 |
| 2024-Q1 | 12 | 21,548 | — | $966,534 |
| 2023-Q4 | 13 | 16,192 | — | $724,106 |
| 2023-Q3 | 12 | 9,227 | — | $364,386 |
| 2023-Q2 | 14 | 9,163 | — | $400,969 |
| 2023-Q1 | 15 | 18,193 | — | $742,706 |
| 2022-Q4 | 18 | 20,708 | — | $814,651 |
| 2022-Q3 | 16 | 27,999 | — | $932,472 |
| 2022-Q2 | 15 | 13,733 | — | $484,104 |
| 2022-Q1 | 15 | 28,195 | — | $1M |
| 2021-Q4 | 17 | 35,086 | — | $1M |
| 2021-Q3 | 18 | 36,606 | — | $1M |
| 2021-Q2 | 16 | 55,671 | — | $2M |
| 2021-Q1 | 15 | 125,265 | — | $5M |
| 2020-Q4 | 12 | 46,236 | — | $2M |
| 2020-Q3 | 7 | 36,209 | — | $1M |
| 2020-Q2 | 7 | 15,149 | — | $461,000 |
| 2020-Q1 | 6 | 26,281 | — | $691,000 |
| 2019-Q4 | 4 | 8,425 | — | $305,000 |
| 2019-Q3 | 3 | 661 | — | $24,000 |
| 2019-Q2 | 3 | 769 | — | $26,000 |
| 2019-Q1 | 3 | 1,538 | — | $46,000 |
| 2018-Q4 | 2 | 93,916 | — | $2M |
