QQQX

Nuveen NASDAQ 100 Dynamic Overwrite Fund

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CIK 1608741

$28.79

-0.47 (-1.61%)

USD · as of 2026-07-29 · marketstack

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Institutional ownership· 13F filers holding QQQX · 2026-Q1 methodology → sources →

135 holders

% of shares outstanding held

—

Shares held (13F)

13,249,718

Reporting holders

135

Top holders

largest 100 of 135 · Δ vs 2025-Q4

#	Holder	Shares	Value	% of shares out	Δ QoQ
1	MORGAN STANLEY	1,946,4011.9M	$52M	—	TRIM -4%
2	Karpus Management, Inc.	1,636,9591.6M	$44M	—	TRIM -2%
3	WELLS FARGO & COMPANY/MN	1,248,0951.2M	$33M	—	—
4	Invesco Ltd.	779,442779,442	$21M	—	TRIM -4%
5	ROYAL BANK OF CANADA	745,857745,857	$20M	—	—
6	UBS Group AG	727,794727,794	$19M	—	—
7	LPL Financial LLC	636,887636,887	$17M	—	ADD 9%
8	Allspring Global Investments Holdings, LLC	598,826598,826	$16M	—	ADD 7%
9	GUGGENHEIM CAPITAL LLC	568,698568,698	$15M	—	ADD 8%
10	RAYMOND JAMES FINANCIAL INC	419,171419,171	$11M	—	ADD 4%
11	BANK OF AMERICA CORP /DE/	375,648375,648	$10M	—	ADD 3%
12	1607 Capital Partners, LLC	335,968335,968	$9M	—	TRIM -35%
13	HighTower Advisors, LLC	263,418263,418	$7M	—	—
14	Advisors Asset Management, Inc.	243,838243,838	$7M	—	ADD 25%
15	Janney Montgomery Scott LLC	235,769235,769	$6M	—	—
16	OSAIC HOLDINGS, INC.	212,827212,827	$6M	—	ADD 4%
17	AMERIPRISE FINANCIAL INC	189,571189,571	$5M	—	TRIM -8%
18	Cypress Capital Management LLC (WY)	177,931177,931	$5M	—	ADD 9%
19	Advisor OS, LLC	127,390127,390	$3M	—	NEW
20	D.A. DAVIDSON & CO.	100,726100,726	$3M	—	ADD 10%
21	Kestra Advisory Services, LLC	73,34473,344	$2M	—	ADD 590%
22	Ionic Capital Management LLC	66,11366,113	$2M	—	ADD 7%
23	COMMONWEALTH EQUITY SERVICES, LLC	65,53265,532	$2M	—	TRIM -14%
24	PMG Family Office LLC	60,22860,228	$2M	—	—
25	MONECO ADVISORS, LLC	60,74660,746	$2M	—	—
26	FIRST TRUST ADVISORS LP	56,32156,321	$2M	—	ADD 10%
27	Cetera Investment Advisers	55,70355,703	$1M	—	ADD 24%
28	SCHNIEDERS CAPITAL MANAGEMENT, LLC.	46,51546,515	$1M	—	TRIM -3%
29	Shulman DeMeo Asset Management LLC	45,82945,829	$1M	—	NEW
30	High Point Wealth Management, LLC	44,55344,553	$1M	—	ADD 12%
31	Dakota Wealth Management	35,99535,995	$959,988	—	—
32	Arkadios Wealth Advisors	31,56731,567	$841,904	—	—
33	Rockefeller Capital Management L.P.	31,52231,522	$840,708	—	—
34	&PARTNERS	30,70330,703	$816,764	—	TRIM -2%
35	Private Advisor Group, LLC	30,26630,266	$807,203	—	—
36	Stratos Wealth Partners, LTD.	29,84929,849	$796,090	—	—
37	PFG Investments, LLC	28,37528,375	$756,768	—	ADD 9%
38	HUB Investment Partners, LLC	28,15328,153	$750,841	—	—
39	MERCER GLOBAL ADVISORS INC /ADV	27,89527,895	$743,960	—	ADD 62%
40	PNC FINANCIAL SERVICES GROUP, INC.	26,91326,913	$717,770	—	—
41	Advisory Advocates, LLC	25,54225,542	$681,205	—	ADD 43%
42	MILLENNIUM MANAGEMENT LLC	24,68824,688	$658,429	—	ADD 251%
43	SUSQUEHANNA INTERNATIONAL GROUP, LLP	23,16923,169	$617,917	—	NEW
44	Huntleigh Advisors, Inc.	23,05323,053	$614,826	—	ADD 4%
45	ENVESTNET ASSET MANAGEMENT INC	21,84321,843	$582,545	—	ADD 100%
46	Baird Financial Group, Inc.	21,26121,261	$567,031	—	NEW
47	Alteri Wealth LLC	20,75920,759	$553,642	—	—
48	NBC SECURITIES, INC.	18,58918,589	$495,768	—	TRIM -72%
49	Moors & Cabot, Inc.	18,22618,226	$486,074	—	ADD 3%
50	TRUIST FINANCIAL CORP	18,22418,224	$486,026	—	ADD 9%
51	DAVENPORT & Co LLC	17,50017,500	$466,725	—	—
52	SAPIENT CAPITAL LLC	16,81416,814	$458,770	—	—
53	Avory & Company, LLC	17,15717,157	$457,577	—	—
54	Mutual Advisors, LLC	16,90116,901	$450,749	—	TRIM -9%
55	Focus Partners Wealth	16,73716,737	$446,369	—	TRIM -4%
56	Cyndeo Wealth Partners, LLC	16,40816,408	$437,601	—	ADD 19%
57	Dynamic Advisor Solutions LLC	15,78615,786	$421,020	—	ADD 23%
58	Sanctuary Advisors, LLC	15,06915,069	$401,884	—	ADD 8%
59	Tulsa Wealth Advisors, INC	15,00715,007	$400,240	—	NEW
60	Hennion & Walsh Asset Management, Inc.	14,75414,754	$393,489	—	TRIM -6%
61	DIVERSIFY WEALTH MANAGEMENT, LLC	13,21613,216	$393,044	—	NEW
62	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	14,35014,350	$382,715	—	ADD 149%
63	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	13,41513,415	$372,257	—	—
64	Aviance Capital Partners, LLC	13,89713,897	$370,621	—	—
65	KINGSWOOD WEALTH ADVISORS, LLC	13,83413,834	$368,942	—	—
66	Mariner, LLC	13,56713,567	$361,261	—	ADD 25%
67	WEDBUSH SECURITIES INC	13,15913,159	$351,000	—	TRIM -6%
68	CAPTRUST FINANCIAL ADVISORS	13,08013,080	$348,855	—	TRIM -7%
69	Diversified Enterprises, LLC	12,69412,694	$338,536	—	—
70	STIFEL FINANCIAL CORP	11,84111,841	$315,800	—	—
71	WealthTrust Asset Management, LLC	11,69611,696	$311,925	—	ADD 23%
72	FIFTH THIRD BANCORP	11,52911,529	$307,478	—	NEW
73	Creative Planning	11,46111,461	$305,658	—	ADD 11%
74	MML INVESTORS SERVICES, LLC	10,28610,286	$274,328	—	ADD 10%
75	Chancellor Financial Group WB LP	10,12310,123	$269,983	—	—
76	Register Financial Advisors LLC	10,11510,115	$269,775	—	—
77	Summit Financial, LLC	9,8639,863	$269,122	—	—
78	Bay Capital Advisors, LLC	10,00310,003	$266,780	—	—
79	Equitable Holdings, Inc.	9,3549,354	$266,776	—	ADD 10%
80	Merit Financial Group, LLC	9,8999,899	$264,008	—	—
81	Cambridge Investment Research Advisors, Inc.	9,7379,737	$260,000	—	TRIM -9%
82	DECISION INVESTMENTS, INC	9,6999,699	$258,672	—	—
83	Jacobi Capital Management LLC	9,5109,510	$253,636	—	—
84	Cornerstone Wealth Group, LLC	8,4538,453	$247,588	—	—
85	WealthShield Partners, LLC	9,1969,196	$245,257	—	ADD 26%
86	Pathstone Holdings, LLC	8,9978,997	$241,795	—	ADD 15%
87	CWM, LLC	8,8218,821	$235,253	—	ADD 5%
88	XTX Topco Ltd	8,6338,633	$230,242	—	NEW
89	GOLDMAN SACHS GROUP INC	8,4218,421	$224,588	—	TRIM -38%
90	GWN SECURITIES INC.	7,8877,887	$210,346	—	—
91	Aurora Private Wealth, Inc.	7,3697,369	$210,000	—	—
92	Compound Planning, Inc.	7,7027,702	$205,399	—	—
93	Cypress Wealth Services, LLC	7,6197,619	$203,186	—	—
94	Formidable Asset Management, LLC	7,1007,100	$202,492	—	TRIM -12%
95	Main Street Group, LTD	7,1587,158	$190,904	—	NEW
96	HARBOUR INVESTMENTS, INC.	5,7145,714	$152,392	—	ADD 24%
97	Capital Analysts, LLC	5,4045,404	$144,000	—	—
98	Allworth Financial LP	5,1825,182	$138,208	—	—
99	Caitlin John, LLC	4,2834,283	$114,236	—	—
100	Western Wealth Management, LLC	4,0504,050	$108,014	—	NEW

Rows rank by the value each filer reported — 13F filers price their own positions, so a holder with fewer shares can rank just above one with more.

Holder trends· top 15 holders · shares held over 6 quarters

green added · red trimmed

Holder

2024-Q4

2025-Q1

2025-Q2

2025-Q3

2025-Q4

2026-Q1

Latest value

MORGAN STANLEY

1.8M

2.0M

1.9M

$52M

Karpus Management, Inc.

1.8M

1.7M

1.6M

$44M

WELLS FARGO & COMPANY/MN

1.1M

1.2M

$33M

Invesco Ltd.

861K

815K

823K

845K

813K

779K

$21M

ROYAL BANK OF CANADA

718K

740K

1.4M

717K

744K

746K

$20M

UBS Group AG

781K

810K

736K

749K

727K

728K

$19M

LPL Financial LLC

506K

471K

525K

545K

585K

637K

$17M

Allspring Global Investments Holdings, LLC

288K

418K

504K

541K

557K

599K

$16M

GUGGENHEIM CAPITAL LLC

351K

352K

413K

430K

526K

569K

$15M

RAYMOND JAMES FINANCIAL INC

381K

380K

395K

407K

402K

419K

$11M

BANK OF AMERICA CORP /DE/

422K

466K

375K

361K

364K

376K

$10M

1607 Capital Partners, LLC

645K

517K

522K

524K

514K

336K

$9M

HighTower Advisors, LLC

287K

291K

250K

261K

265K

263K

$7M

Advisors Asset Management, Inc.

37K

79K

101K

172K

195K

244K

$7M

Janney Montgomery Scott LLC

268K

264K

227K

234K

236K

$6M

Shares reported each quarter by the largest current holders. Green = added vs the prior filing, red = trimmed, grey = roughly held; a dash is a quarter with no 13F on file (a gap is skipped, not read as an exit). 13F is filed up to 45 days after quarter-end. Up to 40 quarters (10 years) available — use the selector above.

Institutional footprint by quarter

Holder count only — too few computable %-of-shares-outstanding quarters for a % pane. Line breaks are quarters with no 13F record, never interpolated.

Quarter	Holders	Shares held	% shares out	Value held
2026-Q1	135	13,249,718	—	$354M
2025-Q4	147	13,922,523	—	$397M
2025-Q3	140	13,859,029	—	$381M
2025-Q2	131	14,788,926	—	$392M
2025-Q1	139	14,753,196	—	$356M
2024-Q4	139	15,105,737	—	$409M
2024-Q3	127	15,251,322	—	$389M

Short interest has its own tab now — open SI →

Source: SEC Form 13F — every institution manager (≥ $100M in 13F securities) reporting a long US-listed position, across ~10,250 filers over 10 years of history. 13F is long-only, US-listed, filed up to 45 days after quarter-end.

Institutional ownership· 13F filers holding QQQX · 2026-Q1 methodology → sources →

135 holders

% of shares outstanding held

—

Shares held (13F)

13,249,718

Reporting holders

135

Top holders

largest 100 of 135 · Δ vs 2025-Q4

#	Holder	Shares	Value	% of shares out	Δ QoQ
1	MORGAN STANLEY	1,946,4011.9M	$52M	—	TRIM -4%
2	Karpus Management, Inc.	1,636,9591.6M	$44M	—	TRIM -2%
3	WELLS FARGO & COMPANY/MN	1,248,0951.2M	$33M	—	—
4	Invesco Ltd.	779,442779,442	$21M	—	TRIM -4%
5	ROYAL BANK OF CANADA	745,857745,857	$20M	—	—
6	UBS Group AG	727,794727,794	$19M	—	—
7	LPL Financial LLC	636,887636,887	$17M	—	ADD 9%
8	Allspring Global Investments Holdings, LLC	598,826598,826	$16M	—	ADD 7%
9	GUGGENHEIM CAPITAL LLC	568,698568,698	$15M	—	ADD 8%
10	RAYMOND JAMES FINANCIAL INC	419,171419,171	$11M	—	ADD 4%
11	BANK OF AMERICA CORP /DE/	375,648375,648	$10M	—	ADD 3%
12	1607 Capital Partners, LLC	335,968335,968	$9M	—	TRIM -35%
13	HighTower Advisors, LLC	263,418263,418	$7M	—	—
14	Advisors Asset Management, Inc.	243,838243,838	$7M	—	ADD 25%
15	Janney Montgomery Scott LLC	235,769235,769	$6M	—	—
16	OSAIC HOLDINGS, INC.	212,827212,827	$6M	—	ADD 4%
17	AMERIPRISE FINANCIAL INC	189,571189,571	$5M	—	TRIM -8%
18	Cypress Capital Management LLC (WY)	177,931177,931	$5M	—	ADD 9%
19	Advisor OS, LLC	127,390127,390	$3M	—	NEW
20	D.A. DAVIDSON & CO.	100,726100,726	$3M	—	ADD 10%
21	Kestra Advisory Services, LLC	73,34473,344	$2M	—	ADD 590%
22	Ionic Capital Management LLC	66,11366,113	$2M	—	ADD 7%
23	COMMONWEALTH EQUITY SERVICES, LLC	65,53265,532	$2M	—	TRIM -14%
24	PMG Family Office LLC	60,22860,228	$2M	—	—
25	MONECO ADVISORS, LLC	60,74660,746	$2M	—	—
26	FIRST TRUST ADVISORS LP	56,32156,321	$2M	—	ADD 10%
27	Cetera Investment Advisers	55,70355,703	$1M	—	ADD 24%
28	SCHNIEDERS CAPITAL MANAGEMENT, LLC.	46,51546,515	$1M	—	TRIM -3%
29	Shulman DeMeo Asset Management LLC	45,82945,829	$1M	—	NEW
30	High Point Wealth Management, LLC	44,55344,553	$1M	—	ADD 12%
31	Dakota Wealth Management	35,99535,995	$959,988	—	—
32	Arkadios Wealth Advisors	31,56731,567	$841,904	—	—
33	Rockefeller Capital Management L.P.	31,52231,522	$840,708	—	—
34	&PARTNERS	30,70330,703	$816,764	—	TRIM -2%
35	Private Advisor Group, LLC	30,26630,266	$807,203	—	—
36	Stratos Wealth Partners, LTD.	29,84929,849	$796,090	—	—
37	PFG Investments, LLC	28,37528,375	$756,768	—	ADD 9%
38	HUB Investment Partners, LLC	28,15328,153	$750,841	—	—
39	MERCER GLOBAL ADVISORS INC /ADV	27,89527,895	$743,960	—	ADD 62%
40	PNC FINANCIAL SERVICES GROUP, INC.	26,91326,913	$717,770	—	—
41	Advisory Advocates, LLC	25,54225,542	$681,205	—	ADD 43%
42	MILLENNIUM MANAGEMENT LLC	24,68824,688	$658,429	—	ADD 251%
43	SUSQUEHANNA INTERNATIONAL GROUP, LLP	23,16923,169	$617,917	—	NEW
44	Huntleigh Advisors, Inc.	23,05323,053	$614,826	—	ADD 4%
45	ENVESTNET ASSET MANAGEMENT INC	21,84321,843	$582,545	—	ADD 100%
46	Baird Financial Group, Inc.	21,26121,261	$567,031	—	NEW
47	Alteri Wealth LLC	20,75920,759	$553,642	—	—
48	NBC SECURITIES, INC.	18,58918,589	$495,768	—	TRIM -72%
49	Moors & Cabot, Inc.	18,22618,226	$486,074	—	ADD 3%
50	TRUIST FINANCIAL CORP	18,22418,224	$486,026	—	ADD 9%
51	DAVENPORT & Co LLC	17,50017,500	$466,725	—	—
52	SAPIENT CAPITAL LLC	16,81416,814	$458,770	—	—
53	Avory & Company, LLC	17,15717,157	$457,577	—	—
54	Mutual Advisors, LLC	16,90116,901	$450,749	—	TRIM -9%
55	Focus Partners Wealth	16,73716,737	$446,369	—	TRIM -4%
56	Cyndeo Wealth Partners, LLC	16,40816,408	$437,601	—	ADD 19%
57	Dynamic Advisor Solutions LLC	15,78615,786	$421,020	—	ADD 23%
58	Sanctuary Advisors, LLC	15,06915,069	$401,884	—	ADD 8%
59	Tulsa Wealth Advisors, INC	15,00715,007	$400,240	—	NEW
60	Hennion & Walsh Asset Management, Inc.	14,75414,754	$393,489	—	TRIM -6%
61	DIVERSIFY WEALTH MANAGEMENT, LLC	13,21613,216	$393,044	—	NEW
62	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	14,35014,350	$382,715	—	ADD 149%
63	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	13,41513,415	$372,257	—	—
64	Aviance Capital Partners, LLC	13,89713,897	$370,621	—	—
65	KINGSWOOD WEALTH ADVISORS, LLC	13,83413,834	$368,942	—	—
66	Mariner, LLC	13,56713,567	$361,261	—	ADD 25%
67	WEDBUSH SECURITIES INC	13,15913,159	$351,000	—	TRIM -6%
68	CAPTRUST FINANCIAL ADVISORS	13,08013,080	$348,855	—	TRIM -7%
69	Diversified Enterprises, LLC	12,69412,694	$338,536	—	—
70	STIFEL FINANCIAL CORP	11,84111,841	$315,800	—	—
71	WealthTrust Asset Management, LLC	11,69611,696	$311,925	—	ADD 23%
72	FIFTH THIRD BANCORP	11,52911,529	$307,478	—	NEW
73	Creative Planning	11,46111,461	$305,658	—	ADD 11%
74	MML INVESTORS SERVICES, LLC	10,28610,286	$274,328	—	ADD 10%
75	Chancellor Financial Group WB LP	10,12310,123	$269,983	—	—
76	Register Financial Advisors LLC	10,11510,115	$269,775	—	—
77	Summit Financial, LLC	9,8639,863	$269,122	—	—
78	Bay Capital Advisors, LLC	10,00310,003	$266,780	—	—
79	Equitable Holdings, Inc.	9,3549,354	$266,776	—	ADD 10%
80	Merit Financial Group, LLC	9,8999,899	$264,008	—	—
81	Cambridge Investment Research Advisors, Inc.	9,7379,737	$260,000	—	TRIM -9%
82	DECISION INVESTMENTS, INC	9,6999,699	$258,672	—	—
83	Jacobi Capital Management LLC	9,5109,510	$253,636	—	—
84	Cornerstone Wealth Group, LLC	8,4538,453	$247,588	—	—
85	WealthShield Partners, LLC	9,1969,196	$245,257	—	ADD 26%
86	Pathstone Holdings, LLC	8,9978,997	$241,795	—	ADD 15%
87	CWM, LLC	8,8218,821	$235,253	—	ADD 5%
88	XTX Topco Ltd	8,6338,633	$230,242	—	NEW
89	GOLDMAN SACHS GROUP INC	8,4218,421	$224,588	—	TRIM -38%
90	GWN SECURITIES INC.	7,8877,887	$210,346	—	—
91	Aurora Private Wealth, Inc.	7,3697,369	$210,000	—	—
92	Compound Planning, Inc.	7,7027,702	$205,399	—	—
93	Cypress Wealth Services, LLC	7,6197,619	$203,186	—	—
94	Formidable Asset Management, LLC	7,1007,100	$202,492	—	TRIM -12%
95	Main Street Group, LTD	7,1587,158	$190,904	—	NEW
96	HARBOUR INVESTMENTS, INC.	5,7145,714	$152,392	—	ADD 24%
97	Capital Analysts, LLC	5,4045,404	$144,000	—	—
98	Allworth Financial LP	5,1825,182	$138,208	—	—
99	Caitlin John, LLC	4,2834,283	$114,236	—	—
100	Western Wealth Management, LLC	4,0504,050	$108,014	—	NEW

Rows rank by the value each filer reported — 13F filers price their own positions, so a holder with fewer shares can rank just above one with more.

Holder trends· top 15 holders · shares held over 6 quarters

green added · red trimmed

Holder

2024-Q4

2025-Q1

2025-Q2

2025-Q3

2025-Q4

2026-Q1

Latest value

MORGAN STANLEY

1.8M

2.0M

1.9M

$52M

Karpus Management, Inc.

1.8M

1.7M

1.6M

$44M

WELLS FARGO & COMPANY/MN

1.1M

1.2M

$33M

Invesco Ltd.

861K

815K

823K

845K

813K

779K

$21M

ROYAL BANK OF CANADA

718K

740K

1.4M

717K

744K

746K

$20M

UBS Group AG

781K

810K

736K

749K

727K

728K

$19M

LPL Financial LLC

506K

471K

525K

545K

585K

637K

$17M

Allspring Global Investments Holdings, LLC

288K

418K

504K

541K

557K

599K

$16M

GUGGENHEIM CAPITAL LLC

351K

352K

413K

430K

526K

569K

$15M

RAYMOND JAMES FINANCIAL INC

381K

380K

395K

407K

402K

419K

$11M

BANK OF AMERICA CORP /DE/

422K

466K

375K

361K

364K

376K

$10M

1607 Capital Partners, LLC

645K

517K

522K

524K

514K

336K

$9M

HighTower Advisors, LLC

287K

291K

250K

261K

265K

263K

$7M

Advisors Asset Management, Inc.

37K

79K

101K

172K

195K

244K

$7M

Janney Montgomery Scott LLC

268K

264K

227K

234K

236K

$6M

Institutional footprint by quarter

Holder count only — too few computable %-of-shares-outstanding quarters for a % pane. Line breaks are quarters with no 13F record, never interpolated.

Quarter	Holders	Shares held	% shares out	Value held
2026-Q1	135	13,249,718	—	$354M
2025-Q4	147	13,922,523	—	$397M
2025-Q3	140	13,859,029	—	$381M
2025-Q2	131	14,788,926	—	$392M
2025-Q1	139	14,753,196	—	$356M
2024-Q4	139	15,105,737	—	$409M
2024-Q3	127	15,251,322	—	$389M

Short interest has its own tab now — open SI →

QQQX☆

Institutional ownership· 13F filers holding QQQX · 2026-Q1 methodology → sources →

Top holders

Holder trends· top 15 holders · shares held over 6 quarters

Institutional footprint by quarter

Institutional ownership· 13F filers holding QQQX · 2026-Q1 methodology → sources →

Top holders

Holder trends· top 15 holders · shares held over 6 quarters

Institutional footprint by quarter

QQQX