NVDY

—

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$11.77

+0.19 (+1.64%)

USD · as of 2026-07-30 · marketstack

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Institutional ownership· 13F filers holding NVDY · 2026-Q1 methodology → sources →

81 holders

FUNDTIDAL TRUST IIA fund, not an operating company. There are no company fundamentals for a fund line — no revenue, no earnings, no balance sheet, no fair value — so the security page stays price-only by design, and this register is the 13F read: which institutions hold the fund itself.evidence · the issuer name as filed on 13Fs ⓘ

% of shares outstanding held

—

Shares held (13F)

8,462,250

Reporting holders

% of shares outstanding is not shown for NVDY: this is a fund line, and we hold no cover-page share count for it at any quarter — a fund's shares outstanding move with creations and redemptions rather than with issuance and buybacks, and it is not the SEC cover-page count this percentage is defined against. The figure is withheld rather than computed against a count that does not exist. Holder share counts are shown as filed.

Active share of register99.9%79 active filers

Index / screened out0.1%2 filers

Reporting holders812026-Q1

Top-10 concentration86.8%

HHI0.1892

Effective holders5.3

Crowding percentile—

Crowding percentile withheld — no market cap for NVDY in the served universe — the cohort is size-matched, and an unmatched percentile would compare a micro-cap register to a mega-cap one.

Top holders

largest 81 of 81 · Δ vs 2025-Q4

#	Holder	Shares	Value	% of shares out	Δ QoQ
1	Tidal Investments LLC	3,278,1063.3M	$43M	—	TRIM -39%
2	CENTAURUS FINANCIAL, INC.	1,060,8601.1M	$14M	—	—
3	UBS Group AG	976,351976,351	$13M	—	ADD 1008%
4	Polymer Capital Management (HK) LTD	441,100441,100	$6M	—	NEW
5	GOLDMAN SACHS GROUP INC	375,000375,000	$5M	—	TRIM -10%
6	Avidian Wealth Enterprises, LLC	368,952368,952	$5M	—	ADD 41%
7	SUSQUEHANNA INTERNATIONAL GROUP, LLP	327,376327,376	$4M	—	TRIM -54%
8	Sunbelt Securities, Inc.	247,000247,000	$3M	—	—
9	JANE STREET GROUP, LLC	160,969160,969	$2M	—	TRIM -13%
10	MORGAN STANLEY	106,305106,305	$1M	—	ADD 11966%
11	Apella Capital, LLC	96,57996,579	$1M	—	NEW
12	Stirlingshire Investments, Inc.	94,20094,200	$1M	—	—
13	Cetera Investment Advisers	54,57154,571	$708,335	—	ADD 90%
14	MCGUIRE CAPITAL ADVISORS INC	48,57848,578	$630,546	—	TRIM -95%
15	Westend Capital Management, LLC	47,88847,888	$621,586	—	ADD 24%
16	Visionary Wealth Advisors	47,80947,809	$620,563	—	ADD 10%
17	Capital CS Group, LLC	44,44244,442	$576,855	—	ADD 4%
18	Cambridge Investment Research Advisors, Inc.	40,35940,359	$524,000	—	TRIM -8%
19	PFG Investments, LLC	36,24536,245	$470,462	—	TRIM -6%
20	Dynamic Advisor Solutions LLC	35,92535,925	$466,307	—	TRIM -5%
21	COMMONWEALTH EQUITY SERVICES, LLC	34,39434,394	$446,440	—	ADD 40%
22	Cavalier Investments, LLC	32,81932,819	$425,991	—	ADD 22%
23	MGO ONE SEVEN LLC	32,75132,751	$425,108	—	TRIM -4%
24	WEDBUSH SECURITIES INC	30,21230,212	$392,000	—	TRIM -3%
25	ZEGA Investments, LLC	26,06426,064	$338,310	—	ADD 5%
26	INDEPENDENT FINANCIAL GROUP, LLC	25,40025,400	$329,692	—	TRIM -50%
27	Chung Wu Investment Group, LLC	23,60023,600	$306,328	—	NEW
28	Private Advisor Group, LLC	22,97222,972	$298,170	—	—
29	MML INVESTORS SERVICES, LLC	19,51219,512	$253,261	—	TRIM -9%
30	Kovack Advisors, Inc.	14,18414,184	$240,100	—	NEW
31	Meadowbrook Wealth Management, LLC	18,28518,285	$237,339	—	TRIM -15%
32	Redhawk Wealth Advisors, Inc.	18,03018,030	$234,023	—	ADD 5%
33	INTEGRITY ALLIANCE, LLC.	17,41217,412	$226,014	—	ADD 7%
34	Allworth Financial LP	16,28916,289	$211,436	—	ADD 16%
35	Adams Wealth Management	14,56114,561	$189,002	—	ADD 9%
36	CacheTech Inc.	14,56114,561	$189,002	—	ADD 9%
37	Brookstone Capital Management	14,45914,459	$187,681	—	NEW
38	StoneX Group Inc.	13,71813,718	$178,060	—	TRIM -28%
39	Compound Planning, Inc.	13,26313,263	$172,154	—	TRIM -52%
40	U.S. Capital Wealth Advisors, LLC	13,00013,000	$168,740	—	—
41	J.W. COLE ADVISORS, INC.	12,90112,901	$167,459	—	TRIM -22%
42	XTX Topco Ltd	12,52912,529	$162,626	—	TRIM -37%
43	Rockefeller Capital Management L.P.	12,50012,500	$162,250	—	—
44	Prospera Financial Services Inc	12,38712,387	$160,783	—	—
45	MERCER GLOBAL ADVISORS INC /ADV	11,73911,739	$152,376	—	TRIM -53%
46	Arkadios Wealth Advisors	10,90510,905	$141,552	—	—
47	Traynor Capital Management, Inc.	11,22511,225	$138,960	—	—
48	OSAIC HOLDINGS, INC.	10,29310,293	$133,604	—	TRIM -16%
49	WINEBRENNER CAPITAL MANAGEMENT LLC	10,00010,000	$129,800	—	—
50	Tower Research Capital LLC (TRC)	7,5887,588	$98,492	—	NEW
51	Capital Investment Advisory Services, LLC	7,4757,475	$97,026	—	—
52	US BANCORP \DE\	4,9734,973	$64,550	—	—
53	PNC FINANCIAL SERVICES GROUP, INC.	4,8874,887	$63,433	—	—
54	JPMORGAN CHASE & CO	4,9094,909	$60,773	—	NEW
55	Innovative Asset Advisors Group, LLC	3,2943,294	$43,118	—	NEW
56	CoreCap Advisors, LLC	2,8332,833	$36,778	—	ADD 4%
57	Steward Partners Investment Advisory, LLC	2,6492,649	$34,384	—	ADD 26%
58	Versant Capital Management, Inc	2,3552,355	$30,568	—	ADD 8%
59	Wilmington Savings Fund Society, FSB	2,2562,256	$29,283	—	—
60	HFM Investment Advisors, LLC	1,8401,840	$23,883	—	—
61	Bogart Wealth, LLC	1,7361,736	$22,530	—	ADD 98%
62	NBC SECURITIES, INC.	1,0681,068	$13,862	—	NEW
63	AE Wealth Management LLC	1,0041,004	$13,036	—	TRIM -88%
64	IFP Advisors, Inc	875875	$11,358	—	—
65	Farther Finance Advisors, LLC	605605	$7,912	—	—
66	SIGNATUREFD, LLC	600600	$7,788	—	ADD 20%
67	Clark Wealth Partners	578578	$7,503	—	ADD 11%
68	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	500500	$6,535	—	—
69	HARBOUR INVESTMENTS, INC.	451451	$5,864	—	ADD 119%
70	VISION FINANCIAL MARKETS LLC	300300	$3,894	—	NEW
71	CWM, LLC	205205	$2,661	—	NEW
72	BANK OF MONTREAL /CAN/	170170	$2,207	—	—
73	WELLS FARGO & COMPANY/MN	101101	$1,315	—	ADD 3267%
74	Private Wealth Asset Management, LLC	100100	$1,298	—	—
75	Ares Financial Consulting, LLC	9999	$1,294	—	NEW
76	Strategic Investment Solutions, Inc. /IL	9595	$1,236	—	ADD 10%
77	FMR LLC	5656	$727	—	TRIM -44%
78	JFS WEALTH ADVISORS, LLC	5050	$649	—	—
79	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	1616	$208	—	—
80	Colonial Trust Advisors	11	$8	—	—
81	ST GERMAIN D J CO INC	11	$7	—	NEW

Rows rank by the value each filer reported — 13F filers price their own positions, so a holder with fewer shares can rank just above one with more.

Buyers & sellers2026-Q1 vs 2025-Q4 · 41 bought / 47 sold · net −2,425,674 shares · 1.1d of ADV

Bought41 filers

Shares: 1,779,602
Value: $23M
Opened: 12 · 607,385 sh
Days of ADV: 0.8d

Sold47 filers

Shares: 4,205,276
Value: $55M
Closed: 23 · 594,832 sh
Days of ADV: 1.9d

Net (all filers) −2,425,674 sh · $31M · −22.3% of the prior register

Holder trends· top 15 holders · shares held over 6 quarters

green added · red trimmed

Holder

2024-Q4

2025-Q1

2025-Q2

2025-Q3

2025-Q4

2026-Q1

Latest value

Tidal Investments LLC

3.1M

4.0M

5.0M

5.7M

5.4M

3.3M

$43M

CENTAURUS FINANCIAL, INC.

941K

991K

977K

1.0M

1.1M

$14M

UBS Group AG

—

54K

10K

88K

976K

$13M

Polymer Capital Management (HK) LTD

—

441K

$6M

GOLDMAN SACHS GROUP INC

—

417K

375K

$5M

Avidian Wealth Enterprises, LLC

71K

208K

210K

313K

262K

369K

$5M

SUSQUEHANNA INTERNATIONAL GROUP, LLP

140K

198K

460K

708K

706K

327K

$4M

Sunbelt Securities, Inc.

253K

231K

253K

232K

242K

247K

$3M

JANE STREET GROUP, LLC

60K

—

119K

—

185K

161K

$2M

MORGAN STANLEY

20K

13K

881

106K

$1M

Apella Capital, LLC

—

97K

$1M

Stirlingshire Investments, Inc.

—

96K

94K

$1M

Cetera Investment Advisers

—

27K

29K

55K

$708,335

MCGUIRE CAPITAL ADVISORS INC

—

1.0M

49K

$630,546

Westend Capital Management, LLC

33K

39K

40K

39K

48K

$621,586

Shares reported each quarter by the largest current holders. Green = added vs the prior filing, red = trimmed, grey = roughly held; a dash is a quarter with no 13F on file (a gap is skipped, not read as an exit). 13F is filed up to 45 days after quarter-end. Up to 40 quarters (10 years) available — use the selector above.

Institutional footprint by quarter

Holder count only — too few computable %-of-shares-outstanding quarters for a % pane. Line breaks are quarters with no 13F record, never interpolated.

Quarter	Holders	Shares held	% shares out	Value held
2026-Q1	81	8,462,250	—	$110M
2025-Q4	92	10,887,924	—	$158M
2025-Q3	84	9,878,173	—	$166M
2025-Q2	74	8,262,239	—	$140M
2025-Q1	64	6,682,024	—	$103M
2024-Q4	59	5,186,146	—	$121M

Short interest has its own tab now — open SI →

Source: SEC Form 13F — every institution manager (≥ $100M in 13F securities) reporting a long US-listed position, across ~10,250 filers over 10 years of history. 13F is long-only, US-listed, filed up to 45 days after quarter-end.

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13F

Institutional ownership· 13F filers holding NVDY · 2026-Q1 methodology → sources →

81 holders

% of shares outstanding held

—

Shares held (13F)

8,462,250

Reporting holders

Active share of register99.9%79 active filers

Index / screened out0.1%2 filers

Reporting holders812026-Q1

Top-10 concentration86.8%

HHI0.1892

Effective holders5.3

Crowding percentile—

Crowding percentile withheld — no market cap for NVDY in the served universe — the cohort is size-matched, and an unmatched percentile would compare a micro-cap register to a mega-cap one.

Top holders

largest 81 of 81 · Δ vs 2025-Q4

#	Holder	Shares	Value	% of shares out	Δ QoQ
1	Tidal Investments LLC	3,278,1063.3M	$43M	—	TRIM -39%
2	CENTAURUS FINANCIAL, INC.	1,060,8601.1M	$14M	—	—
3	UBS Group AG	976,351976,351	$13M	—	ADD 1008%
4	Polymer Capital Management (HK) LTD	441,100441,100	$6M	—	NEW
5	GOLDMAN SACHS GROUP INC	375,000375,000	$5M	—	TRIM -10%
6	Avidian Wealth Enterprises, LLC	368,952368,952	$5M	—	ADD 41%
7	SUSQUEHANNA INTERNATIONAL GROUP, LLP	327,376327,376	$4M	—	TRIM -54%
8	Sunbelt Securities, Inc.	247,000247,000	$3M	—	—
9	JANE STREET GROUP, LLC	160,969160,969	$2M	—	TRIM -13%
10	MORGAN STANLEY	106,305106,305	$1M	—	ADD 11966%
11	Apella Capital, LLC	96,57996,579	$1M	—	NEW
12	Stirlingshire Investments, Inc.	94,20094,200	$1M	—	—
13	Cetera Investment Advisers	54,57154,571	$708,335	—	ADD 90%
14	MCGUIRE CAPITAL ADVISORS INC	48,57848,578	$630,546	—	TRIM -95%
15	Westend Capital Management, LLC	47,88847,888	$621,586	—	ADD 24%
16	Visionary Wealth Advisors	47,80947,809	$620,563	—	ADD 10%
17	Capital CS Group, LLC	44,44244,442	$576,855	—	ADD 4%
18	Cambridge Investment Research Advisors, Inc.	40,35940,359	$524,000	—	TRIM -8%
19	PFG Investments, LLC	36,24536,245	$470,462	—	TRIM -6%
20	Dynamic Advisor Solutions LLC	35,92535,925	$466,307	—	TRIM -5%
21	COMMONWEALTH EQUITY SERVICES, LLC	34,39434,394	$446,440	—	ADD 40%
22	Cavalier Investments, LLC	32,81932,819	$425,991	—	ADD 22%
23	MGO ONE SEVEN LLC	32,75132,751	$425,108	—	TRIM -4%
24	WEDBUSH SECURITIES INC	30,21230,212	$392,000	—	TRIM -3%
25	ZEGA Investments, LLC	26,06426,064	$338,310	—	ADD 5%
26	INDEPENDENT FINANCIAL GROUP, LLC	25,40025,400	$329,692	—	TRIM -50%
27	Chung Wu Investment Group, LLC	23,60023,600	$306,328	—	NEW
28	Private Advisor Group, LLC	22,97222,972	$298,170	—	—
29	MML INVESTORS SERVICES, LLC	19,51219,512	$253,261	—	TRIM -9%
30	Kovack Advisors, Inc.	14,18414,184	$240,100	—	NEW
31	Meadowbrook Wealth Management, LLC	18,28518,285	$237,339	—	TRIM -15%
32	Redhawk Wealth Advisors, Inc.	18,03018,030	$234,023	—	ADD 5%
33	INTEGRITY ALLIANCE, LLC.	17,41217,412	$226,014	—	ADD 7%
34	Allworth Financial LP	16,28916,289	$211,436	—	ADD 16%
35	Adams Wealth Management	14,56114,561	$189,002	—	ADD 9%
36	CacheTech Inc.	14,56114,561	$189,002	—	ADD 9%
37	Brookstone Capital Management	14,45914,459	$187,681	—	NEW
38	StoneX Group Inc.	13,71813,718	$178,060	—	TRIM -28%
39	Compound Planning, Inc.	13,26313,263	$172,154	—	TRIM -52%
40	U.S. Capital Wealth Advisors, LLC	13,00013,000	$168,740	—	—
41	J.W. COLE ADVISORS, INC.	12,90112,901	$167,459	—	TRIM -22%
42	XTX Topco Ltd	12,52912,529	$162,626	—	TRIM -37%
43	Rockefeller Capital Management L.P.	12,50012,500	$162,250	—	—
44	Prospera Financial Services Inc	12,38712,387	$160,783	—	—
45	MERCER GLOBAL ADVISORS INC /ADV	11,73911,739	$152,376	—	TRIM -53%
46	Arkadios Wealth Advisors	10,90510,905	$141,552	—	—
47	Traynor Capital Management, Inc.	11,22511,225	$138,960	—	—
48	OSAIC HOLDINGS, INC.	10,29310,293	$133,604	—	TRIM -16%
49	WINEBRENNER CAPITAL MANAGEMENT LLC	10,00010,000	$129,800	—	—
50	Tower Research Capital LLC (TRC)	7,5887,588	$98,492	—	NEW
51	Capital Investment Advisory Services, LLC	7,4757,475	$97,026	—	—
52	US BANCORP \DE\	4,9734,973	$64,550	—	—
53	PNC FINANCIAL SERVICES GROUP, INC.	4,8874,887	$63,433	—	—
54	JPMORGAN CHASE & CO	4,9094,909	$60,773	—	NEW
55	Innovative Asset Advisors Group, LLC	3,2943,294	$43,118	—	NEW
56	CoreCap Advisors, LLC	2,8332,833	$36,778	—	ADD 4%
57	Steward Partners Investment Advisory, LLC	2,6492,649	$34,384	—	ADD 26%
58	Versant Capital Management, Inc	2,3552,355	$30,568	—	ADD 8%
59	Wilmington Savings Fund Society, FSB	2,2562,256	$29,283	—	—
60	HFM Investment Advisors, LLC	1,8401,840	$23,883	—	—
61	Bogart Wealth, LLC	1,7361,736	$22,530	—	ADD 98%
62	NBC SECURITIES, INC.	1,0681,068	$13,862	—	NEW
63	AE Wealth Management LLC	1,0041,004	$13,036	—	TRIM -88%
64	IFP Advisors, Inc	875875	$11,358	—	—
65	Farther Finance Advisors, LLC	605605	$7,912	—	—
66	SIGNATUREFD, LLC	600600	$7,788	—	ADD 20%
67	Clark Wealth Partners	578578	$7,503	—	ADD 11%
68	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	500500	$6,535	—	—
69	HARBOUR INVESTMENTS, INC.	451451	$5,864	—	ADD 119%
70	VISION FINANCIAL MARKETS LLC	300300	$3,894	—	NEW
71	CWM, LLC	205205	$2,661	—	NEW
72	BANK OF MONTREAL /CAN/	170170	$2,207	—	—
73	WELLS FARGO & COMPANY/MN	101101	$1,315	—	ADD 3267%
74	Private Wealth Asset Management, LLC	100100	$1,298	—	—
75	Ares Financial Consulting, LLC	9999	$1,294	—	NEW
76	Strategic Investment Solutions, Inc. /IL	9595	$1,236	—	ADD 10%
77	FMR LLC	5656	$727	—	TRIM -44%
78	JFS WEALTH ADVISORS, LLC	5050	$649	—	—
79	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	1616	$208	—	—
80	Colonial Trust Advisors	11	$8	—	—
81	ST GERMAIN D J CO INC	11	$7	—	NEW

Rows rank by the value each filer reported — 13F filers price their own positions, so a holder with fewer shares can rank just above one with more.

Buyers & sellers2026-Q1 vs 2025-Q4 · 41 bought / 47 sold · net −2,425,674 shares · 1.1d of ADV

Bought41 filers

Shares: 1,779,602
Value: $23M
Opened: 12 · 607,385 sh
Days of ADV: 0.8d

Sold47 filers

Shares: 4,205,276
Value: $55M
Closed: 23 · 594,832 sh
Days of ADV: 1.9d

Net (all filers) −2,425,674 sh · $31M · −22.3% of the prior register

Holder trends· top 15 holders · shares held over 6 quarters

green added · red trimmed

Holder

2024-Q4

2025-Q1

2025-Q2

2025-Q3

2025-Q4

2026-Q1

Latest value

Tidal Investments LLC

3.1M

4.0M

5.0M

5.7M

5.4M

3.3M

$43M

CENTAURUS FINANCIAL, INC.

941K

991K

977K

1.0M

1.1M

$14M

UBS Group AG

—

54K

10K

88K

976K

$13M

Polymer Capital Management (HK) LTD

—

441K

$6M

GOLDMAN SACHS GROUP INC

—

417K

375K

$5M

Avidian Wealth Enterprises, LLC

71K

208K

210K

313K

262K

369K

$5M

SUSQUEHANNA INTERNATIONAL GROUP, LLP

140K

198K

460K

708K

706K

327K

$4M

Sunbelt Securities, Inc.

253K

231K

253K

232K

242K

247K

$3M

JANE STREET GROUP, LLC

60K

—

119K

—

185K

161K

$2M

MORGAN STANLEY

20K

13K

881

106K

$1M

Apella Capital, LLC

—

97K

$1M

Stirlingshire Investments, Inc.

—

96K

94K

$1M

Cetera Investment Advisers

—

27K

29K

55K

$708,335

MCGUIRE CAPITAL ADVISORS INC

—

1.0M

49K

$630,546

Westend Capital Management, LLC

33K

39K

40K

39K

48K

$621,586

Institutional footprint by quarter

Holder count only — too few computable %-of-shares-outstanding quarters for a % pane. Line breaks are quarters with no 13F record, never interpolated.

Quarter	Holders	Shares held	% shares out	Value held
2026-Q1	81	8,462,250	—	$110M
2025-Q4	92	10,887,924	—	$158M
2025-Q3	84	9,878,173	—	$166M
2025-Q2	74	8,262,239	—	$140M
2025-Q1	64	6,682,024	—	$103M
2024-Q4	59	5,186,146	—	$121M

Short interest has its own tab now — open SI →

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13F

NVDY☆

Institutional ownership· 13F filers holding NVDY · 2026-Q1 methodology → sources →

Top holders

Holder trends· top 15 holders · shares held over 6 quarters

Institutional footprint by quarter

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Institutional ownership· 13F filers holding NVDY · 2026-Q1 methodology → sources →

Top holders

Holder trends· top 15 holders · shares held over 6 quarters

Institutional footprint by quarter

▸Register gapwho owns your peers and not you

NVDY