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GRDX US Equity

GridAI Technologies Corp.Utilities · Electric & Other Services Combined · CIK 1604191 · FY ends Dec 31
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GRDX · 10-K · period ended 2020-12-31

← all GRDX documents
filed 2021-03-31 · EDGAR original ↗

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10-K

1

azrx10k_dec312020.htm

ANNUAL REPORT

azrx10k_dec312020

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM 10-K

For the fiscal year ended December 31, 2020

or

Commission file No. 001-37853

AZURRX BIOPHARMA, INC.

(Exact name of registrant as specified in its charter)

1615 South Congress Avenue, Suite 103

Delray Beach, Florida 33445

(Address of principal executive offices)

(646) 699-7855

(Issuer’s telephone number)

Securities registered pursuant

to Section 12(b) of the Act:

Title of Each Class Trading Symbol Name of Each Exchange on Which Registered

Common stock, par value $0.0001 per share AZRX Nasdaq Capital Market

Securities registered under Section 12(g) of the Exchange Act:

None

Indicate by check mark if the registrant is a well-known seasoned

issuer, as defined in Rule 405 of the Securities Act. Yes [ ]

No [X]

Indicate by check mark if the registrant is not required to file

reports pursuant to Section 13 or Section 15(d) of the Act. Yes [

] No [X]

Indicate by check mark whether the registrant (1) has filed all

reports required to be filed by Section 13 or 15(d) of the

Securities Exchange Act of 1934 during the preceding 12 months (or

for such shorter period that the registrant was required to file

such reports), and (2) has been subject to such filing requirements

for the past 90 days. Yes [X]No

[ ]

Indicate by check mark whether the registrant has submitted

electronically every Interactive Data File required to be submitted

pursuant to Rule 405 of Regulation S-T (§232.405 of this

chapter) during the preceding 12 months (or for such shorter period

that the registrant was required to submit such files). Yes [X] No

[ ]

Indicate by check mark whether the registrant is a large

accelerated filer, an accelerated filer, a non-accelerated filer,

smaller reporting company, or an emerging growth company. See the

definitions of “large accelerated filer,”

“accelerated filer,” “smaller reporting

company,” and “emerging growth company” in Rule

12b-2 of the Exchange Act.

Large accelerated filer [ ] Accelerated filer [ ]

Non-accelerated filer [X] Smaller reporting company [X]

Emerging growth company [X]

If an emerging growth company, indicate by check mark if the

registrant has elected not to use the extended transition period

for complying with any new or revised financial accounting

standards provided pursuant to Section 13(a) of the Exchange

Act.[

]

Indicate by check mark whether the registrant has filed a report on

and attestation to its management’s assessment of the

effectiveness of its internal control over financial reporting

under Section 404(b) of the Sarbanes-Oxley Act (15 U.S.C. 7262(b))

by the registered public accounting firm that prepared or issued

its audit report. [ ]

Indicate by check mark whether the registrant is a shell company

(as defined in Rule 12b-2 of the Exchange Act). Yes [ ] No

[X]

The aggregate market value of common stock held by non-affiliates

of the registrant, based on the closing price of a share of the

registrant’s common stock on June 30, 2020, which is the last

business day of the registrant’s most recently completed

second fiscal quarter, as reported by the Nasdaq Capital Market on

such date, was approximately $25.2 million.

There were 74,439,377 shares of the registrant’s common

stock, par value $0.0001 per share (the “Common

Stock”), outstanding as

of March 29, 2021.

AZURRX BIOPHARMA, INC.

ANNUAL REPORT ON FORM 10-K

YEAR ENDED DECEMBER 31, 2020

TABLEOF CONTENTS

Page

PART I

Item 1. Description of Business 1

Item 1A. Risk Factors 29

Item 1B. Unresolved Staff Comments 57

Item 2. Properties 57

Item 3. Legal Proceedings 57

Item 4. Mine Safety Disclosures 57

PART II

Item 6. Selected Financial Data 58

Item 7A. Quantitative and Qualitative Disclosures About Market Risk 66

Item 8. Financial Statements and Supplementary Data 66

Item 9A. Controls and Procedures 66

Item 9B. Other Information 67

PART III

Item 10. Directors, Executive Officers and Corporate Governance 68

Item 11. Executive Compensation 73

Item 14. Principal Accountant Fees and Services 87

PART IV

Item 15. Exhibits, Financial Statement Schedules 88

Signatures 91

Index to Consolidated Financial Statements F-1

-i-

Table of Contents

CAUTIONARY NOTE REGARDING FORWARD-LOOKING STATEMENTS

This Annual Report on Form 10-K

(“Annual

Report”) contains

forward-looking statements that involve substantial risks and

uncertainties. All statements contained in this Annual Report other

than statements of historical facts, including statements regarding

our strategy, future operations, future financial position, future

revenue, projected costs, prospects, plans, objectives of

management and expected market growth, are forward-looking

statements. These statements involve known and unknown risks,

uncertainties and other important factors that may cause our actual

results, performance or achievements to be materially different

from any future results, performance or achievements expressed or

implied by the forward-looking statements.

The

words “anticipate”, “believe”,

“estimate”, “expect”, “intend”,

“may”, “plan”, “predict”,

“project”, “target”,

“potential”, “will”, “would”,

“could”, “should”, “continue”

and similar expressions are intended to identify forward-looking

statements, although not all forward-looking statements contain

these identifying words. These forward-looking statements include,

among other things, statements about:

statements regarding the impact of the COVID-19

pandemic and its effects on our operations, access to capital,

research and development and clinical trials and potential

disruption in the operations and business of third-party vendors,

contract research organizations (“CROs”), contract development and manufacturing

organizations (“CDMOs”), other service providers, and

collaborators with whom we conduct business;

the

availability of capital to satisfy our working capital

requirements;

our

current and future capital requirements and our ability to raise

additional funds to satisfy our capital

needs;

the

accuracy of our estimates regarding expense, future revenue and

capital requirements;

our ability to

continue operating as a going concern;

our

plans to develop and commercialize our drug candidates, including

MS1819, and niclosamide;

our

ability to initiate and complete our clinical trials and to advance

our principal drug candidates into additional clinical trials,

including pivotal clinical trials, and successfully complete such

clinical trials;

regulatory

developments in the U.S. and foreign countries;

the

performance of our third-party vendor(s), CROs, CDMOs and other

third-party non-clinical and clinical development collaborators and

regulatory service providers;

our

ability to obtain and maintain intellectual property protection for

our core assets;

the

size of the potential markets for our drug candidates and our

ability to serve those markets;

the

rate and degree of market acceptance of our drug candidates for any

indication once approved;

the

success of competing products and drug candidates in development by

others that are or become available for the indications that we are

pursuing;

the

loss of key scientific, clinical and nonclinical development,

regulatory, and/or management personnel, internally or from one of

our third-party collaborators; and

other risks and uncertainties, including those

listed under Part I, Item 1A., “Risk

Factors” of this Annual

Report.

Factors that may cause actual results to differ materially from

current expectations include, among other things, those set forth

in Part I, Item 1A, “Risk

Factors,” herein and for

the reasons described elsewhere in this Annual Report on Form 10-K.

Any forward-looking statement in this Annual Report on Form 10-K

reflects our current view with respect to future events and is

subject to these and other risks, uncertainties and assumptions

relating to our operations, results of operations,industry and future growth. Given

these uncertainties, you should not rely on these forward-looking

statements as predictions of future events. Although we believe

that the expectations reflected in the forward-looking statements

are reasonable, we cannot guarantee future results, levels of

activity, performance or achievements. Except as required by law,

we assume no obligation to update or revise these forward-looking

statements for any reason, even if new information becomes

available in the future.

-ii-

Table of Contents

This Annual Report on Form 10-K also contains estimates,

projections and other information concerning our industry, our

business and the markets for certain drugs and consumer products,

including data regarding the estimated size of those markets, their

projected growth rates and the incidence of certain medical

conditions. Information that is based on estimates, forecasts,

projections or similar methodologies is inherently subject to

uncertainties and actual events or circumstances may differ

materially from events and circumstances reflected in this

information. Unless otherwise expressly stated, we obtained these

industry, business, market and other data from reports, research

surveys, studies and similar data prepared by third parties,

industry, medical and general publications, government data and

similar sources and we have not independently verified the data

from third party sources. In some cases, we do not expressly refer

to the sources from which these data are derived.

In this Annual Report on Form 10-K, unless otherwise stated or as

the context otherwise requires, references to

“AzurRx,”

the “Company,”

“we,”

“us,”

“our”

and similar referencesare to

AzurRx BioPharma, Inc. and its subsidiaries on a consolidated

basis. References to “AzurRx

BioPharma” refer to

AzurRx BioPharma, Inc. on an unconsolidated basis. References to

“AzurRx SAS” refer to AzurRx SAS, AzurRx

BioPharma’s wholly-owned subsidiary through which we conduct

our European operations.

-iii-

Table of Contents

PART

I

ITEM 1.BUSINESS

Overview

We are engaged in the research and development of targeted,

non-systemic therapies for the treatment of patients with

gastrointestinal (“GI”) diseases. Non-systemic therapies are

non-absorbable drugs that act locally, i.e. in the intestinal

lumen, skin or mucosa, without reaching an individual’s

systemic circulation.

We are currently focused on developing our pipeline of

gut-restricted GI clinical drug candidates. Our lead drug candidate

is MS1819, a recombinant lipase for the treatment of exocrine

pancreatic insufficiency (“EPI”)

in patients withcystic

fibrosis (“CF”) and chronic pancreatitis

(“CP”), currently in two

Phase 2 CF clinical trials. In 2021, we plan to launch two

clinical programs using proprietary formulations of niclosamide, a

pro-inflammatory pathway inhibitor; FW-1022, for Severe Acute

Respiratory Syndrome Coronavirus 2 (“SARS-CoV-2,” or“COVID-19”)

gastrointestinal infections, and FW-420, for Grade 1 Immune

Checkpoint Inhibitor-Associated Colitis (“ICI-AC”)

and diarrhea in oncology patients. Each drug candidate is described

below.

MS1819

MS1819, a recombinant lipase enzyme for the treatment of EPI

associated with CF and CP, is supplied as an oral non-systemic

biologic capsule. MS1819 is derived from

the Yarrowia

lipolytica yeast lipase

and breaks up fat molecules in the digestive tract of EPI patients

so that they can be absorbed as nutrients. Unlike the standard of

care, the MS1819 lipase does not contain any animal

products.

EPI is a condition characterized by deficiency of

exocrine pancreatic enzymes, primarily lipase, resulting

in a patient’s inability to digest food properly, or

maldigestion. The deficiency of these enzymes can be responsible

for greasy diarrhea, fecal urge, abdominal pain and weight loss. We

believe that there are two principal therapeutic indications for

EPI compensation by MS1819: (i) children and adults affected by CF,

and (ii) adult patients with CP. There are more than 30,000

patients with EPI caused by CF according to the Cystic Fibrosis

Foundation and there are approximately 90,000 patients in the U.S.

with EPI caused by CP according to the National Pancreas

Foundation. Patients are currently treated with porcine pancreatic

enzyme replacement (“PERT”) pills.

We have determined to initially pursue the indication for adults in

CF.

Completed Phase 2 OPTION Bridging Dose Monotherapy

Study

In

October 2018, the U.S. Food and Drug Administration

(“FDA”) cleared

our Investigational New Drug (“IND”)application for MS1819 in patients

with EPI due to CF. In connection with the FDA’s clearance of

the IND, we initiated a multi-center Phase 2 bridging dose safety study in the fourth

quarter of 2018 in the U.S. and Europe (the “OPTION Bridging Dose Study”). We

targeted enrollment of 30 to 35 patients and dosed the first

patients in February 2019. In June 2019, we reached its enrollment

target for the study and in September 2019, we announced positive

results from the OPTION Bridging Dose Study.

Results

showed that the primary efficacy endpoint of coefficient of fat absorption (“CFA”) was comparable to the CFA in a

prior Phase 2a study in patients with CP, while using the same

dosage of MS1819. The dosage used in the OPTION Bridging Dose Study

was 2.2 grams per day, which was determined in agreement with the

FDA as a bridging dose from the highest safe dose used in the Phase

2a CP dose escalation study. Although the OPTION Bridging Dose

Study was not powered for statistical significance, we believe the

data demonstrated meaningful efficacy results, with approximately

50% of the patients showing CFA

high enough to reach non-inferiority with standard PERTs.

Additionally, the coefficient of nitrogen absorption

(“CNA”) was

comparable between the MS1819 and PERT arms, 93% vs. 97%,

respectively, in the OPTION Bridging Dose Study. This important

finding confirms that protease supplementation is not likely to be

required with MS1819 treatment. A total of 32 patients, ages 18 or

older, completed the OPTION Bridging Dose Study.

Ongoing Phase 2b OPTION 2 Monotherapy Trial

In October 2019, the Cystic Fibrosis Foundation Data Safety

Monitoring Board (the “CFF DSMB”) completed its review of our final results

of the OPTION Bridging Dose Study. It found no safety concerns for MS1819, and

supported our plan to proceed to a higher 4.4 gram dose of MS1819

with enteric (delayed release) capsules in multi-center dose escalation Phase 2b

clinical trial (the “OPTION 2

Trial”). In December

2019, we submitted the clinical trial protocol for the OPTION 2

Trial to the existing IND at

the FDA. The clinical trial

protocol was reviewed by the FDA with no comments. In April 2020,

we received approval to conduct the OPTION 2 Trial in Therapeutics

Development Network clinical sites in the U.S. as well as

Institutional Review Board (“IRB”) approval to commence the OPTION 2

Trial.

-1-

Table of Contents

The OPTION 2 Trial was designed to investigate the safety,

tolerability and efficacy of MS1819 (2.2 gram and 4.4 gram doses in

enteric capsules) in a head-to-head manner versus the current

standard of care, PERT pills. The OPTION 2 Trial was an open-label,

crossover study, conducted in 15 sites in the U.S. and

Europe. Enrollment included a total of 30 CF patients 18

years or older. MS1819 was administered in enteric capsules to

provide gastric protection and test for optimal delivery of enzyme

to the duodenum. Patients were initially randomized into two

cohorts: to either the MS1819 arm, where they received a 2.2 gram

daily oral dose of MS1819 for three weeks; or to the PERT arm,

where they received their pre-study dose of PERT pills for three

weeks. After three weeks, stools were collected for analysis of

CFA. Patients were then crossed over for another three weeks

of the alternative treatment. After three weeks of cross-over

therapy, stools were again collected for analysis of CFA. A

parallel group of patients were randomized and studied in the same

fashion, using a 4.4 gram daily dose of MS1819. All patients

were followed for an additional two weeks after completing both

crossover treatments for post study safety

observation. Patients were assessed using descriptive methods

for efficacy, comparing CFA between MS1819 and PERT arms, and for

safety.

In

November 2020, we announced that we would submit protocol amendment

request to the FDA for the OPTION 2 Trial to add a study arm

utilizing immediate release MS1819 capsules. In January 2021, we

announced that we had initiated the additional study arm. This

extension phase tested patients 18 years or older, who had already

completed the cross-over phase, with immediate release capsules at

higher 4.4 and 6.6 gram doses relative to the 2.2 gram capsules

previously used in the OPTION Bridging Dose Study. The purpose of

the additional study arm was to allow us to compare data from the

existing crossover arm using enteric (delayed release) capsules

with data from the new extension arm, to help us identify the

optimal dose and delivery method for MS1819.

In

March 2021, we announced topline data results from the OPTION 2

Trial. The data demonstrated MS1819 to be safe and well-tolerated.

In addition, we believe the data from the OPTION 2 Trial also

demonstrates meaningful drug activity, as was also the case with

our OPTION Bridging Dose Study and a prior Phase 2a study in

patients with CP, and also with the interim data in our ongoing

Combination Trial (as defined and discussed in further detail

below). However, patients in the OPTION 2 Trial did not

consistently meet the primary efficacy endpoint. Some patients were

able to achieve CFA at levels beyond what is required to

demonstrate non-inferiority with PERT therapies, but the majority

did not. As such, we did not meet our primary endpoint for the

trial.

We

believe that the underlying cause of the MS1819’s uneven

efficacy performance in the OPTION 2 Trial lies with the enteric

capsule formulation. While we believe the enteric coating protects

the capsule from breaking down in the stomach acid, the trial data

suggests it may dissolve too slowly in the small intestine to

release the lipase enzyme in time to aid with proper digestion and

nutrient absorption.

As a

result, we have announced plans to develop a new formulation for

MS1819, employing a capsule filled with acid-resistant granules, or

microbeads, similar to what is used in CREON®, ZENPEP®

and other PERT therapies. These beads will be placed into immediate

release capsules that are intended to dissolve in the stomach,

dispersing the beads, which should then pass through to the small

intestine and break down, releasing the lipase enzyme so that it

thoroughly mixes with food as it is being digested.

We are

accelerating discussions with contract manufacturers to develop

this new formulation. We believe we have sufficient capital on hand

to fund this development and initiate a further Phase 2 study to

evaluate the new formulation’s efficacy, without

substantially delaying our development efforts in other

areas.

Ongoing Phase 2 Combination Therapy Trial

In

addition to the CF monotherapy studies, we launched a Phase 2

multi-center clinical trial (the “Combination Trial”) in Europe

(Hungary and Turkey) to investigate the safety, tolerability and

efficacy of escalating doses of MS1819, in combination with PERT,

in order to increase CFA levels and relieve abdominal symptoms in

CF patients who suffer from severe EPI but continue to experience

clinical symptoms of fat malabsorption despite taking the maximum

daily dose of PERTs.

Ideally,

a stable daily dose of PERT will enable CF patients to eat a normal

to high-fat diet and minimize unpleasant gastrointestinal symptoms.

In practice, however, approximately 25-30% of CF patients do not

achieve normal absorption of fat with PERTs. Achieving an optimal

nutritional status, including normal fat absorption levels, in CF

patients is important for maintaining better pulmonary function,

physical performance and prolonging survival. Furthermore, a

decline of body mass index around the age of 18 years predicts a

substantial drop in lung function. We believe a combination therapy

of PERT and MS1819 has the potential to: (i) correct macronutrient

and micronutrient maldigestion; (ii) eliminate abdominal symptoms

attributable to maldigestion; and (iii) sustain optimal nutritional

status on a normal diet in CF patients with severe

EPI.

The

Combination Trial enrolled 18 patients, 12 years of age or older,

with severe EPI, with CFA levels less than 80%. Patients enrolled

in the study receive escalating doses of 700mg, 1200mg, and 2240mg

of MS1819 once daily for 15 days per dosing level, in addition to

their standard PERT dose. Baseline CFA is established by measuring

CFA levels while on standard of care therapy only, before beginning

combination therapy. The primary efficacy endpoint of the trial is

improvement in CFA; secondary endpoints of the study are

improvements in the stool weight, stool consistency, number of

bowel movements, the incidence of steatorrhea, and increase of body

weight.

We

dosed the first patients in the Combination Trial in Hungary in

October 2019.

We announced positive interim data on the first five patients in

the Combination Trial in August 2020. The primary efficacy endpoint

was met, with CFAs greater than 80% for all patients across all

visits. For secondary efficacy endpoints, we observed that stool

weight decreased, the number of stools per day decreased,

steatorrhea improved, and body weight increased. Additionally, no

serious adverse events were reported. In October 2020, we

opened a total of five clinical sites in Turkey and dosed the first

patients in November 2020.

In

March 2021, we announced that we completed enrollment of 18

patients and expect to report top-line data in the second quarter

of 2021.

Niclosamide

Niclosamide,

a pro-inflammatory pathway

inhibitor, is a prescription small molecule drug that has

been safely used on millions of patients. Niclosamide is listed as

an essential medicine by the World Health Organization

(WHO). In the U.S., niclosamide was approved by the

FDA in 1982 for the treatment of intestinal tapeworm infections.

Niclosamide’s activity as an antihelminthic result from

direct action in the intestinal lumen where it disrupts parasite

oxidative metabolism, killing parasites. Niclosamide has been

commercially available worldwide for more than 50 years as 500mg

tablets intended for use in pediatric and adult populations, at a

dose rate of 2g per adult or child over six years of age. No safety

issues have ever been identified. In addition to its antihelminthic

activity, niclosamide has novel anti-inflammatory and

anti-viral properties.

-2-

Table of Contents

We

believe

niclosamide, and more specifically the patented and proprietary

micronized niclosamide formulation developed by First Wave, has the

potential to be an ideal therapeutic to treat multiple GI

indications due to the following favorable properties: (i) it has a

reduced particle size (D(90) between 5 and 9 μM) as compared

to regular non-micronized niclosamide (approximately D(90) ≥

60μM) with greater surface

to solvent ratio, (ii) low oral bio-availability with minimal

systemic absorption / exposure, (iii) improved dissolution with

broader distribution allowing for higher local GI concentrations

(up to approximately 200 times based on preclinical study results),

and (iv) it exhibits anti-inflammatory effects while avoiding

steroid-related complications and adverse

events.

FW-1022: COVID-19 GI infections

We are developing FW-1022, a small molecule medicinal product

containing micronized niclosamide in an oral immediate release

tablet formulation as treatment for SARS-CoV-2 intestinal infection

in patients presenting with gastrointestinal symptoms of COVID-19

disease. The formulation to be used has been milled (micronized) to

allow superior dissolution in the gut fluids. This in turn allows

local niclosamide concentrations to reach anti-viral levels. Thus,

FW-1022 has the potential to benefit COVID patients by decreasing

viral load in the GI tract, treating infection symptoms and

preventing transmission of the virus through fecal spread. Evidence

of niclosamide’s antiviral properties is sufficient to expect

a clinical pharmacodynamic response against viral replication and

clinical benefit, justifying the proposed clinical study in

COVID-19 patients and favorable benefit-risk

assessment.

An

IND for FW-1022 micronized niclosamide

for COVID-19 GI infections was cleared by the FDA in September

2020. We are currently preparing to initiate a two-part, two-arm, placebo-controlled Phase 2

clinical trial examining the safety and efficacy of niclosamide in

patients with COVID-19 GI infections.

FW-420: Immune Checkpoint Inhibitor Colitis (ICI-AC)

Immune checkpoint inhibitors (“ICIs”) are monoclonal antibodies that target

down-regulators of the anti-cancer immune response and have

revolutionized the treatment of a variety of malignancies. The

global market for ICIs in in 2019 was estimated to be over $22

billion and growing rapidly. Approximately 44% of patients

with advanced cancer tumors, or about 260,000 patients, are

eligible to receive ICIs

However, many immune-related adverse events, especially diarrhea

and colitis, limit the use of ICIs. While Grade 1 colitis (less

than four stools per day) is treated symptomatically as

outpatients, about 30% or more of patients with Grade 1 colitis

progress to Grade 2 or worse. Those patients must be taken off of

the ICI being used for their cancer, risking relapse. Also, they

receive aggressive immunosuppressive therapies, further aggravating

their underlying cancer.

The incidence of immune-mediated colitis

(“IMC”)

ranges from 1% to 25% depending on the type of ICI and whether they

are without interruption used in combination. Approximately 30% of

ICI patients develop diarrhea, which can progress to colitis. The

onset of diarrhea in ICI-AC patients occurs within six to seven

weeks and progressively worsens, and the progression to colitis is

rapid and unpredictable. For example, in patients taking ipilimumab

(Yervoy), between 25% and 30% of patients developed diarrhea and

approximately 8% to 12% developed colitis. Moreover, the trend is

towards the use of combination ICI therapies (e.g. Yervoy and

Opdivo) which may lead to a concomitant increase in both diarrhea

and colitis.

Administration of corticosteroids, or treatment with certain

immunosuppressive biologics, while withholding ICI therapy are

recommended for Grade 2 or more severe colitis. The impact of

this colitis complication and treatment may reduce the goal of

progression free cancer survival. An oral, non-absorbed treatment,

such as niclosamide, for Grade 1 colitis (diarrhea) may prevent

progression to Grade 2 disease. There currently is no approved

treatment for Grade 1 colitis.

-3-

Table of Contents

FW-420 is a niclosamide based small molecule anti-inflammatory

inhibitor therapy which we intend to use for the treatment of

immune checkpoint inhibitor-associated colitis and diarrhea in

metastatic cancer patients. FW-420 will be supplied in two

formulations, as an oral immediate-release tablet and as a topical

rectal enema foam. The standard care for treating inflammatory

bowel diseases (IBD) such as ulcerative colitis and Crohn’s

Disease is corticosteroids and 5-ASAs, which can cause problems

when used for check point inhibitor patients due to their

immunosuppressant effects. FW-420 has the potential to safely

treat Grade 1 ICI colitis and diarrhea and prevent its progression

to more serious and potentially fatal later stages. The overall

goal of early niclosamide treatment is to enable oncology patients

to remain without interruption on, or spend minimal time off of,

their ICI treatment programs.

The primary objective of our planned Phase 1b/2a trial of

niclosamide is to monitor patients receiving ICI treatment, and to

intervene with niclosamide treatment at the first signs of

diarrhea. The primary objective is to compare niclosamide oral,

versus niclosamide oral plus rectal, versus standard of care, and

to prevent Grade 1 colitis progressing to Grade 2 or worse. We

anticipate the trial will need about 100 patients to provide a

signal of efficacy.

We plan to initiate the Phase 1b/2a clinical trial in the first

Source: SEC EDGAR (public domain) · 10-K for the period ended 2020-12-31, filed 2021-03-31 · accession 0001654954-21-003659

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