% of shares outstanding is not shown for GAUAX: this is a fund line, and we hold no cover-page share count for it at any quarter — a fund's shares outstanding move with creations and redemptions rather than with issuance and buybacks, and it is not the SEC cover-page count this percentage is defined against. The figure is withheld rather than computed against a count that does not exist. Holder share counts are shown as filed.
Crowding percentile withheld — no market cap for GAUAX in the served universe — the cohort is size-matched, and an unmatched percentile would compare a micro-cap register to a mega-cap one.
| # | Holder | Shares | Value | % of shares out | Δ QoQ |
|---|---|---|---|---|---|
| 1 | Kidder Stephen W | 138,714138,714 | $739,347 | — | — |
Rows rank by the value each filer reported — 13F filers price their own positions, so a holder with fewer shares can rank just above one with more.
| Holder | 2024-Q4 | 2025-Q1 | 2025-Q2 | 2025-Q3 | 2025-Q4 | 2026-Q1 | Latest value |
|---|---|---|---|---|---|---|---|
| Kidder Stephen W | 139K | 139K | 139K | 139K | 139K | 139K | $739,347 |
Shares reported each quarter by the largest current holders. Green = added vs the prior filing, red = trimmed, grey = roughly held; a dash is a quarter with no 13F on file (a gap is skipped, not read as an exit). 13F is filed up to 45 days after quarter-end. Up to 40 quarters (10 years) available — use the selector above.
Holder count only — too few computable %-of-shares-outstanding quarters for a % pane. Line breaks are quarters with no 13F record, never interpolated.
Short interest has its own tab now — open SI →
Source: SEC Form 13F — every institution manager (≥ $100M in 13F securities) reporting a long US-listed position, across ~10,250 filers over 10 years of history. 13F is long-only, US-listed, filed up to 45 days after quarter-end.
| Biggest buyers | Δ shares | Δ value | |
|---|---|---|---|
| No filer increased its position this quarter. | |||
| Biggest sellers | Δ shares | Δ value | |
|---|---|---|---|
| Williams Jones Wealth Management, LLC. | −10,286 | $54,824 | CLOSE |
| Garton & Associates Financial Advisors LLC | −1,638 | $8,731 | CLOSE |
The 2025-Q4 register is as-filed in ITS OWN share basis; every count below was rebased into the 2026-Q1 basis (no split in between, factor 1). Dollar figures value the SHARE delta at one price — the 2026-03-31 close — rather than differencing two filings' own reported values, which would mix the quarter's price move into the trade figure.
13Fs disclose LONG US-listed positions only — shorts, most derivatives, bonds and non-US listings are invisible here, and a filer's quarter-over-quarter change is not necessarily a trade (index rebalances, in-kind transfers and entity successions all read as flow).
| Quarter | Holders | Shares held | % shares out | Value held |
|---|---|---|---|---|
| 2026-Q1 | 1 | 138,714 | — | $739,347 |
| 2025-Q4 | 3 | 150,638 | — | $759,216 |
| 2025-Q3 | 1 | 138,714 | — | $731,024 |
| 2025-Q2 | 1 | 138,714 | — | $710,217 |
| 2025-Q1 | 1 | 138,714 | — | $731,024 |
| 2024-Q4 | 2 | 140,085 | — | $717,235 |
| 2024-Q3 | 2 | 140,085 | — | $811,105 |
| 2024-Q2 | 3 | 141,147 | — | $752,218 |
| 2024-Q1 | 2 | 139,776 | — | $758,987 |
| 2023-Q4 | 1 | 138,714 | — | $764,315 |
| 2023-Q3 | 1 | 138,714 | — | $742,121 |
| 2023-Q2 | 1 | 138,714 | — | $847,544 |
| 2023-Q1 | 1 | 138,714 | — | $901,642 |
| 2022-Q4 | 1 | 138,714 | — | $957,128 |
| 2022-Q3 | 1 | 138,714 | — | $918,000 |
| 2022-Q2 | 1 | 138,714 | — | $1M |
| 2022-Q1 | 1 | 138,714 | — | $1M |
| 2021-Q4 | 1 | 138,714 | — | $1M |
| 2021-Q3 | 1 | 138,714 | — | $1M |
| 2021-Q2 | 1 | 138,714 | — | $1M |
| 2021-Q1 | 1 | 138,714 | — | $1M |
| 2020-Q4 | 1 | 138,714 | — | $1M |
| 2020-Q3 | 1 | 138,714 | — | $1M |
| 2020-Q2 | 1 | 138,714 | — | $1M |
| 2020-Q1 | 1 | 138,714 | — | $1M |
| 2019-Q4 | 1 | 138,714 | — | $1M |
| 2019-Q3 | 1 | 138,714 | — | $1M |
| 2019-Q2 | 1 | 138,714 | — | $1M |
| 2019-Q1 | 1 | 138,714 | — | $1M |
| 2018-Q4 | 1 | 138,714 | — | $1M |
| 2018-Q3 | 1 | 138,714 | — | $1M |
| 2018-Q2 | 1 | 138,714 | — | $1M |
| 2018-Q1 | 1 | 138,714 | — | $1M |
| 2017-Q4 | 1 | 138,714 | — | $1M |
| 2017-Q3 | 1 | 138,714 | — | $1M |
| 2017-Q2 | 1 | 138,714 | — | $1M |
| 2017-Q1 | 1 | 138,714 | — | $1M |
| 2016-Q4 | 1 | 138,714 | — | $1M |
| 2016-Q3 | 1 | 138,714 | — | $1M |
| 2016-Q2 | 1 | 138,714 | — | $1M |
| 2016-Q1 | 1 | 138,714 | — | $1M |
| 2015-Q4 | 1 | 138,714 | — | $1M |
| 2015-Q3 | 1 | 278,714 | — | $2M |
| 2015-Q2 | 1 | 278,714 | — | $3M |
| 2015-Q1 | 2 | 314,614 | — | $3M |
| 2014-Q4 | 2 | 566,073 | — | $8M |
| 2014-Q3 | 1 | 453,782 | — | $2M |
| 2014-Q2 | 1 | 453,782 | — | $3M |
| 2014-Q1 | 1 | 453,782 | — | $3M |
| 2013-Q4 | 2 | 464,193 | — | $3M |
| 2013-Q3 | 1 | 453,782 | — | $3M |
| 2013-Q2 | 1 | 453,782 | — | $3M |
