% of shares outstanding is not shown for DUKZ: this is a fund line, and we hold no cover-page share count for it at any quarter — a fund's shares outstanding move with creations and redemptions rather than with issuance and buybacks, and it is not the SEC cover-page count this percentage is defined against. The figure is withheld rather than computed against a count that does not exist. Holder share counts are shown as filed.
Crowding percentile withheld — no market cap for DUKZ in the served universe — the cohort is size-matched, and an unmatched percentile would compare a micro-cap register to a mega-cap one.
| # | Holder | Shares | Value | % of shares out | Δ QoQ |
|---|---|---|---|---|---|
| 1 | Spartan Wealth Advisory Services LLC | 404,521404,521 | $10M | — | NEW |
| 2 | VestGen Advisors, LLC | 317,534317,534 | $8M | — | NEW |
| 3 | ENVESTNET ASSET MANAGEMENT INC | 193,640193,640 | $5M | — | ADD 16% |
| 4 | INDEPENDENT FINANCIAL GROUP, LLC | 49,36349,363 | $1M | — | ADD 149% |
| 5 | Cambridge Investment Research Advisors, Inc. | 30,42530,425 | $758,000 | — | ADD 3% |
| 6 | Mutual Advisors, LLC | 22,26122,261 | $554,813 | — | ADD 40% |
| 7 | COMMONWEALTH EQUITY SERVICES, LLC | 17,13417,134 | $427,040 | — | TRIM -3% |
| 8 | SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | 15,56815,568 | $388,003 | — | NEW |
| 9 | Envestnet Portfolio Solutions, Inc. | 10,07810,078 | $251,175 | — | ADD 9% |
| 10 | PARK AVENUE SECURITIES LLC | 9,6479,647 | $240,000 | — | NEW |
| 11 | Ocean Park Asset Management, LLC | 8,6318,631 | $215,101 | — | — |
| 12 | Farther Finance Advisors, LLC | 4,2014,201 | $104,926 | — | NEW |
| 13 | HARBOUR INVESTMENTS, INC. | 597597 | $14,879 | — | — |
| 14 | UBS Group AG | 210210 | $5,234 | — | NEW |
Rows rank by the value each filer reported — 13F filers price their own positions, so a holder with fewer shares can rank just above one with more.
| Holder | 2024-Q4 | 2025-Q1 | 2025-Q2 | 2025-Q3 | 2025-Q4 | 2026-Q1 | Latest value |
|---|---|---|---|---|---|---|---|
| Spartan Wealth Advisory Services LLC | — | — | — | — | — | 405K | $10M |
| VestGen Advisors, LLC | — | — | — | — | — | 318K | $8M |
| ENVESTNET ASSET MANAGEMENT INC | — | — | — | — | 167K | 194K | $5M |
| INDEPENDENT FINANCIAL GROUP, LLC | — | 8K | — | — | 20K | 49K | $1M |
| Cambridge Investment Research Advisors, Inc. | 33K | 37K | 35K | 32K | 30K | 30K | $758,000 |
| Mutual Advisors, LLC | — | — | — | 9K | 16K | 22K | $554,813 |
| COMMONWEALTH EQUITY SERVICES, LLC | — | 11K | 18K | 17K | 18K | 17K | $427,040 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | — | — | — | — | — | 16K | $388,003 |
| Envestnet Portfolio Solutions, Inc. | — | — | — | — | 9K | 10K | $251,175 |
| PARK AVENUE SECURITIES LLC | — | — | — | — | — | 10K | $240,000 |
| Ocean Park Asset Management, LLC | — | — | — | — | 9K | 9K | $215,101 |
| Farther Finance Advisors, LLC | — | — | — | — | — | 4K | $104,926 |
| HARBOUR INVESTMENTS, INC. | 597 | 597 | 597 | 597 | 597 | 597 | $14,879 |
| UBS Group AG | — | 400 | 203 | 126 | — | 210 | $5,234 |
Shares reported each quarter by the largest current holders. Green = added vs the prior filing, red = trimmed, grey = roughly held; a dash is a quarter with no 13F on file (a gap is skipped, not read as an exit). 13F is filed up to 45 days after quarter-end. Up to 40 quarters (10 years) available — use the selector above.
Holder count only — too few computable %-of-shares-outstanding quarters for a % pane. Line breaks are quarters with no 13F record, never interpolated.
| Quarter | Holders | Shares held | % shares out | Value held |
|---|---|---|---|---|
| 2026-Q1 | 14 | 1,083,810 | — | $27M |
| 2025-Q4 | 10 | 286,456 | — | $7M |
| 2025-Q3 | 6 | 58,474 | — | $1M |
| 2025-Q2 | 5 | 54,023 | — | $1M |
| 2025-Q1 | 6 | 57,446 | — | $1M |
| 2024-Q4 | 3 | 53,113 | — | $1M |
| 2024-Q3 | 4 | 36,330 | — | $945,783 |
Short interest has its own tab now — open SI →
Source: SEC Form 13F — every institution manager (≥ $100M in 13F securities) reporting a long US-listed position, across ~10,250 filers over 10 years of history. 13F is long-only, US-listed, filed up to 45 days after quarter-end.
| Biggest buyers | Δ shares | Δ value | |
|---|---|---|---|
| Spartan Wealth Advisory Services LLC | +404,521 | $10M | OPEN |
| VestGen Advisors, LLC | +317,534 | $8M | OPEN |
| INDEPENDENT FINANCIAL GROUP, LLC | +29,553 | $736,549 | ADD |
| ENVESTNET ASSET MANAGEMENT INC | +26,735 | $666,316 | ADD |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | +15,568 | $388,001 | OPEN |
| Biggest sellers | Δ shares | Δ value | |
|---|---|---|---|
| OSAIC HOLDINGS, INC. | −16,000 | $398,768 | CLOSE |
| Kestra Advisory Services, LLC | −2,053 | $51,167 | CLOSE |
| COMMONWEALTH EQUITY SERVICES, LLC | −523 | $13,035 | TRIM |
The 2025-Q4 register is as-filed in ITS OWN share basis; every count below was rebased into the 2026-Q1 basis (no split in between, factor 1). Dollar figures value the SHARE delta at one price — the 2026-03-31 close — rather than differencing two filings' own reported values, which would mix the quarter's price move into the trade figure.
13Fs disclose LONG US-listed positions only — shorts, most derivatives, bonds and non-US listings are invisible here, and a filer's quarter-over-quarter change is not necessarily a trade (index rebalances, in-kind transfers and entity successions all read as flow).
