Spdr Dow Jones Industrial Average ETF Trust DIA
Spdr Dow Jones Industrial Average ETF Trust (NYSE: DIA) closed at $535.06, -0.0%, on 2026-08-28. Institutional ownership, earnings history and filed financials are on the tabs below.
Spdr Dow Jones Industrial Average ETF Trust (NYSE: DIA) closed at $535.06, -0.0%, on 2026-08-28. Institutional ownership, earnings history and filed financials are on the tabs below.
% of shares outstanding is not shown for DIA: this is a fund line, and we hold no cover-page share count for it at any quarter — a fund's shares outstanding move with creations and redemptions rather than with issuance and buybacks, and it is not the SEC cover-page count this percentage is defined against. The figure is withheld rather than computed against a count that does not exist. Holder share counts are shown as filed.
Crowding percentile lands with its cohort — the cohort is size-matched, so it needs a market cap for DIA in the served universe — that lands with the next screener build.
| # | Holder | Shares | Value | % of shares out | Δ QoQ |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS GROUP INC | 4,078,6794.1M | $1.9B | — | TRIM -38% |
| 2 | MORGAN STANLEY | 3,668,8873.7M | $1.7B | — | ADD 24% |
| 3 | CITADEL ADVISORS LLC | 3,346,3893.3M | $1.6B | — | TRIM -30% |
| 4 | BANK OF AMERICA CORP /DE/ | 2,346,4912.3M | $1.1B | — | ADD 6% |
| 5 | LPL Financial LLC | 1,623,8351.6M | $752M | — | — |
| 6 | WELLS FARGO & COMPANY/MN | 1,236,7951.2M | $573M | — | TRIM -11% |
| 7 | UBS Group AG | 916,275916,275 | $424M | — | — |
| 8 | ROYAL BANK OF CANADA | 804,574804,574 | $373M | — | ADD 4% |
| 9 | JPMORGAN CHASE & CO | 692,791692,791 | $313M | — | ADD 17% |
| 10 | BANK OF MONTREAL /CAN/ | 608,192608,192 | $282M | — | TRIM -20% |
Ranked by each filer’s own reported value, not shares.
| Biggest buyers | Δ shares | Δ value | |
|---|---|---|---|
| MORGAN STANLEY | +707,339 | $328M | ADD |
| Qube Research & Technologies Ltd | +143,597 | $67M | ADD |
| Optiver Holding B.V. | +142,128 | $66M | OPEN |
| BANK OF AMERICA CORP /DE/ | +133,382 | $62M | ADD |
| SUMITOMO MITSUI FINANCIAL GROUP, INC. | +128,000 | $59M | OPEN |
| Biggest sellers | Δ shares | Δ value | |
|---|---|---|---|
| GOLDMAN SACHS GROUP INC | −2,499,183 | $1.2B | TRIM |
| CITADEL ADVISORS LLC | −1,405,285 | $651M | TRIM |
| JANE STREET GROUP, LLC | −577,321 | $267M | TRIM |
| BANK OF NOVA SCOTIA | −371,881 | $172M | TRIM |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | −208,258 | $96M | CLOSE |
Prior quarter split-rebased · 13Fs are long, US-listed only.
| Holder | 2024-Q4 | 2025-Q1 | 2025-Q2 | 2025-Q3 | 2025-Q4 | 2026-Q1 | Latest value |
|---|---|---|---|---|---|---|---|
| GOLDMAN SACHS GROUP INC | 2.0M | 2.1M | 1.1M | 3.2M | 6.6M | 4.1M | $1.9B |
| MORGAN STANLEY | 4.0M | 4.7M | 4.5M | 4.2M | 3.0M | 3.7M | $1.7B |
| CITADEL ADVISORS LLC | 1.2M | 1.2M | 1.2M | 640K | 4.8M | 3.3M | $1.6B |
| BANK OF AMERICA CORP /DE/ | 2.7M | 2.7M | 2.4M | 2.3M | 2.2M | 2.3M | $1.1B |
| LPL Financial LLC | 1.6M | 1.6M | 1.6M | 1.6M | 1.6M | 1.6M | $752M |
| WELLS FARGO & COMPANY/MN | 1.4M | 1.4M | 1.4M | 1.4M | 1.4M | 1.2M | $573M |
| UBS Group AG | 1.1M | 790K | 791K | 889K | 915K | 916K | $424M |
| ROYAL BANK OF CANADA | 2.3M | 706K | 1.9M | 793K | 772K | 805K | $373M |
| JPMORGAN CHASE & CO | 533K | 462K | 496K | 1.1M | 592K | 693K | $313M |
| BANK OF MONTREAL /CAN/ | 510K | 505K | 598K | 601K | 756K | 608K | $282M |
Green = added, red = trimmed, grey = held; a dash is a quarter with no 13F on file — a gap, not an exit.
Holders only — breaks = no 13F.
Short interest has its own tab now — open SI →
SEC Form 13F · ~10,250 filers, 10y · long-only, US-listed, filed ≤45d after quarter-end.