CLM

Cornerstone Strategic Investment Fund, Inc.

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CIK 814083

$7.38

+0.10 (+1.37%)

USD · as of 2026-07-28 · marketstack

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Institutional ownership· 13F filers holding CLM · 2026-Q1 methodology → sources →

138 holders

% of shares outstanding held

—

Shares held (13F)

42,473,900

Reporting holders

138

Top holders

largest 100 of 138 · Δ vs 2025-Q4

#	Holder	Shares	Value	% of shares out	Δ QoQ
1	Alpine Global Management, LLC	6,814,3326.8M	$50M	—	ADD 498%
2	BOOTHBAY FUND MANAGEMENT, LLC	6,744,5536.7M	$49M	—	ADD 425%
3	PFG Investments, LLC	4,123,0314.1M	$30M	—	ADD 38%
4	Quarry LP	3,489,2643.5M	$25M	—	ADD 182%
5	OSAIC HOLDINGS, INC.	3,249,0133.2M	$24M	—	TRIM -4%
6	Sculptor Capital LP	3,143,5893.1M	$23M	—	ADD 6%
7	LPL Financial LLC	2,421,5302.4M	$18M	—	ADD 34%
8	Cetera Investment Advisers	1,355,3781.4M	$10M	—	ADD 13%
9	Cable Car Capital, LP	1,249,9991.2M	$10M	—	ADD 89%
10	Warberg Asset Management LLC	1,041,9351.0M	$8M	—	NEW
11	Cambridge Investment Research Advisors, Inc.	1,039,9301.0M	$8M	—	ADD 85%
12	MORGAN STANLEY	654,939654,939	$5M	—	ADD 17%
13	COHEN & STEERS, INC.	629,931629,931	$5M	—	TRIM -4%
14	Perennial Investment Advisors, LLC	475,766475,766	$3M	—	ADD 2%
15	WJ Financial Advisors LLC	444,915444,915	$3M	—	ADD 69%
16	Almitas Capital LLC	442,014442,014	$3M	—	NEW
17	RAYMOND JAMES FINANCIAL INC	377,080377,080	$3M	—	ADD 3%
18	Stratos Wealth Partners, LTD.	342,511342,511	$2M	—	TRIM -45%
19	Yakira Capital Management, Inc.	306,712306,712	$2M	—	TRIM -37%
20	COMMONWEALTH EQUITY SERVICES, LLC	294,428294,428	$2M	—	ADD 3%
21	Creative Planning	202,929202,929	$1M	—	ADD 14%
22	Baird Financial Group, Inc.	159,613159,613	$1M	—	—
23	SIT INVESTMENT ASSOCIATES INC	158,042158,042	$1M	—	TRIM -97%
24	WINEBRENNER CAPITAL MANAGEMENT LLC	157,800157,800	$1M	—	ADD 15%
25	StoneX Group Inc.	155,124155,124	$1M	—	ADD 9%
26	Kovack Advisors, Inc.	144,289144,289	$1M	—	TRIM -32%
27	Thrivent Financial for Lutherans	145,939145,939	$1M	—	—
28	Aptus Capital Advisors, LLC	108,687108,687	$791,242	—	TRIM -46%
29	Savvy Advisors, Inc.	107,490107,490	$782,527	—	—
30	SUSQUEHANNA INTERNATIONAL GROUP, LLP	99,68399,683	$725,692	—	ADD 13%
31	CREATIVE FINANCIAL DESIGNS INC /ADV	93,98293,982	$684,189	—	ADD 3%
32	JANE STREET GROUP, LLC	91,95291,952	$669,410	—	TRIM -49%
33	Focus Partners Wealth	90,86790,867	$661,518	—	ADD 792%
34	Prospera Financial Services Inc	86,67386,673	$631,001	—	—
35	Encompass More Asset Management	80,94680,946	$589,290	—	—
36	CreativeOne Wealth, LLC	76,81476,814	$559,204	—	—
37	BENJAMIN EDWARDS INC	72,58772,587	$528,422	—	TRIM -7%
38	HighTower Advisors, LLC	65,91765,917	$479,876	—	ADD 8%
39	Gladstone Institutional Advisory LLC	57,49657,496	$418,571	—	NEW
40	Garden State Investment Advisory Services LLC	57,26057,260	$416,982	—	ADD 10%
41	Private Advisor Group, LLC	54,60854,608	$397,550	—	—
42	AE Wealth Management LLC	53,16753,167	$387,058	—	TRIM -26%
43	Kestra Advisory Services, LLC	52,22052,220	$380,158	—	ADD 54%
44	ENVESTNET ASSET MANAGEMENT INC	50,78350,783	$369,698	—	—
45	STIFEL FINANCIAL CORP	50,73450,734	$369,343	—	ADD 8%
46	TORONTO DOMINION BANK	50,20050,200	$365,456	—	—
47	Dynamic Advisor Solutions LLC	48,79848,798	$355,247	—	ADD 9%
48	BlackRock, Inc.	41,25841,258	$300,358	—	—
49	FIRETHORN WEALTH PARTNERS, LLC	40,25540,255	$293,058	—	ADD 104%
50	Independent Advisor Alliance	37,07237,072	$269,886	—	NEW
51	Meridian Wealth Management, LLC	36,80536,805	$267,940	—	ADD 89%
52	MGO ONE SEVEN LLC	33,78733,787	$245,969	—	TRIM -5%
53	Pathstone Holdings, LLC	33,08933,089	$240,888	—	—
54	Cerity Partners LLC	30,06730,067	$218,891	—	NEW
55	Buska Wealth Management, LLC	29,43529,435	$214,284	—	ADD 3%
56	EP Wealth Advisors, LLC	28,73228,732	$209,172	—	—
57	XTX Topco Ltd	28,66828,668	$208,703	—	NEW
58	SeaCrest Wealth Management, LLC	28,54728,547	$207,822	—	TRIM -5%
59	AMERIFLEX GROUP, INC.	28,00028,000	$203,840	—	—
60	Rockefeller Capital Management L.P.	26,63426,634	$193,896	—	—
61	KESTRA PRIVATE WEALTH SERVICES, LLC	25,80525,805	$187,859	—	ADD 4%
62	Chicago Partners Investment Group LLC	24,94024,940	$186,302	—	—
63	NBC SECURITIES, INC.	25,20525,205	$183,492	—	ADD 37%
64	HF Advisory Group, LLC	24,49924,499	$178,354	—	ADD 4%
65	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	24,02324,023	$176,327	—	TRIM -29%
66	Pasadena Private Wealth, LLC	23,66123,661	$172,250	—	ADD 16%
67	Kingsview Wealth Management, LLC	23,33323,333	$169,864	—	ADD 133%
68	BECKER CAPITAL MANAGEMENT INC	22,03722,037	$160,430	—	ADD 13%
69	Sequoia Financial Advisors, LLC	21,40021,400	$155,792	—	—
70	SMITH CHAS P & ASSOCIATES PA CPAS	20,66320,663	$150,427	—	NEW
71	JPMORGAN CHASE & CO	21,28521,285	$148,360	—	ADD 602%
72	World Investment Advisors	20,35420,354	$148,178	—	ADD 4%
73	HOWE & RUSLING INC	20,14220,142	$146,634	—	NEW
74	Sanctuary Advisors, LLC	19,96119,961	$145,319	—	—
75	EVOLUTION WEALTH MANAGEMENT INC.	19,42519,425	$141,414	—	—
76	CoreCap Advisors, LLC	19,17619,176	$139,601	—	TRIM -55%
77	Larson Financial Group LLC	19,17119,171	$139,566	—	ADD 59%
78	Summit Financial, LLC	18,63118,631	$135,635	—	TRIM -4%
79	Clearstead Advisors, LLC	17,88017,880	$130,169	—	NEW
80	WEDBUSH SECURITIES INC	17,85017,850	$130,000	—	ADD 4%
81	UBS Group AG	17,63417,634	$128,376	—	—
82	INTEGRITY ALLIANCE, LLC.	17,63117,631	$128,354	—	—
83	Capital CS Group, LLC	17,15617,156	$124,896	—	ADD 4%
84	A4 Wealth Advisors LLC	15,97215,972	$116,277	—	—
85	AMERIPRISE FINANCIAL INC	15,91615,916	$115,868	—	—
86	Virtu Financial LLC	15,59315,593	$114,000	—	NEW
87	MERCER GLOBAL ADVISORS INC /ADV	15,05415,054	$109,596	—	NEW
88	Corient Private Wealth LLC	14,74814,748	$107,369	—	TRIM -51%
89	Strategic Financial Concepts, LLC	14,70014,700	$107,016	—	NEW
90	Accurate Wealth Management, LLC	14,00314,003	$103,902	—	NEW
91	NWF Advisory Services Inc.	13,50013,500	$98,280	—	ADD 8%
92	MOSAIC FAMILY WEALTH PARTNERS, LLC	13,21913,219	$96,233	—	ADD 6%
93	Mariner, LLC	13,12513,125	$95,548	—	TRIM -37%
94	Integrated Wealth Concepts LLC	12,91912,919	$94,047	—	NEW
95	DAVENPORT & Co LLC	12,77312,773	$92,987	—	—
96	CIBC WORLD MARKET INC.	12,65412,654	$92,121	—	NEW
97	Secure Asset Management, LLC	12,53012,530	$91,218	—	NEW
98	Redhawk Wealth Advisors, Inc.	12,45912,459	$90,698	—	ADD 5%
99	Allworth Financial LP	11,91011,910	$86,705	—	—
100	Evergreen Wealth Partners LLC	11,53111,531	$83,949	—	NEW

Rows rank by the value each filer reported — 13F filers price their own positions, so a holder with fewer shares can rank just above one with more.

Holder trends· top 15 holders · shares held over 6 quarters

green added · red trimmed

Holder

2024-Q4

2025-Q1

2025-Q2

2025-Q3

2025-Q4

2026-Q1

Latest value

Alpine Global Management, LLC

12.6M

6.3M

6.6M

7.0M

1.1M

6.8M

$50M

BOOTHBAY FUND MANAGEMENT, LLC

5.9M

6.1M

6.4M

1.3M

6.7M

$49M

PFG Investments, LLC

51K

37K

39K

3.0M

4.1M

$30M

Quarry LP

15K

12K

507K

272K

1.2M

3.5M

$25M

OSAIC HOLDINGS, INC.

2.4M

2.7M

3.5M

3.4M

3.2M

$24M

Sculptor Capital LP

182K

—

2.7M

2.8M

3.0M

3.1M

$23M

LPL Financial LLC

1.3M

1.1M

1.4M

1.5M

1.8M

2.4M

$18M

Cetera Investment Advisers

279K

505K

611K

1.1M

1.2M

1.4M

$10M

Cable Car Capital, LP

660K

663K

662K

1.2M

$10M

Warberg Asset Management LLC

—

1.0M

$8M

Cambridge Investment Research Advisors, Inc.

408K

522K

499K

525K

562K

1.0M

$8M

MORGAN STANLEY

442K

453K

508K

501K

559K

655K

$5M

COHEN & STEERS, INC.

607K

735K

670K

655K

630K

$5M

Perennial Investment Advisors, LLC

435K

437K

451K

455K

466K

476K

$3M

WJ Financial Advisors LLC

—

151K

263K

445K

$3M

Shares reported each quarter by the largest current holders. Green = added vs the prior filing, red = trimmed, grey = roughly held; a dash is a quarter with no 13F on file (a gap is skipped, not read as an exit). 13F is filed up to 45 days after quarter-end. Up to 40 quarters (10 years) available — use the selector above.

Institutional footprint by quarter

Holder count only — too few computable %-of-shares-outstanding quarters for a % pane. Line breaks are quarters with no 13F record, never interpolated.

Quarter	Holders	Shares held	% shares out	Value held
2026-Q1	138	42,473,900	—	$310M
2025-Q4	127	29,322,149	—	$245M
2025-Q3	126	37,996,889	—	$314M
2025-Q2	121	40,220,470	—	$327M
2025-Q1	121	26,528,556	—	$197M
2024-Q4	128	30,966,877	—	$266M
2024-Q3	117	27,919,076	—	$218M

Short interest has its own tab now — open SI →

Source: SEC Form 13F — every institution manager (≥ $100M in 13F securities) reporting a long US-listed position, across ~10,250 filers over 10 years of history. 13F is long-only, US-listed, filed up to 45 days after quarter-end.

Institutional ownership· 13F filers holding CLM · 2026-Q1 methodology → sources →

138 holders

% of shares outstanding held

—

Shares held (13F)

42,473,900

Reporting holders

138

Top holders

largest 100 of 138 · Δ vs 2025-Q4

#	Holder	Shares	Value	% of shares out	Δ QoQ
1	Alpine Global Management, LLC	6,814,3326.8M	$50M	—	ADD 498%
2	BOOTHBAY FUND MANAGEMENT, LLC	6,744,5536.7M	$49M	—	ADD 425%
3	PFG Investments, LLC	4,123,0314.1M	$30M	—	ADD 38%
4	Quarry LP	3,489,2643.5M	$25M	—	ADD 182%
5	OSAIC HOLDINGS, INC.	3,249,0133.2M	$24M	—	TRIM -4%
6	Sculptor Capital LP	3,143,5893.1M	$23M	—	ADD 6%
7	LPL Financial LLC	2,421,5302.4M	$18M	—	ADD 34%
8	Cetera Investment Advisers	1,355,3781.4M	$10M	—	ADD 13%
9	Cable Car Capital, LP	1,249,9991.2M	$10M	—	ADD 89%
10	Warberg Asset Management LLC	1,041,9351.0M	$8M	—	NEW
11	Cambridge Investment Research Advisors, Inc.	1,039,9301.0M	$8M	—	ADD 85%
12	MORGAN STANLEY	654,939654,939	$5M	—	ADD 17%
13	COHEN & STEERS, INC.	629,931629,931	$5M	—	TRIM -4%
14	Perennial Investment Advisors, LLC	475,766475,766	$3M	—	ADD 2%
15	WJ Financial Advisors LLC	444,915444,915	$3M	—	ADD 69%
16	Almitas Capital LLC	442,014442,014	$3M	—	NEW
17	RAYMOND JAMES FINANCIAL INC	377,080377,080	$3M	—	ADD 3%
18	Stratos Wealth Partners, LTD.	342,511342,511	$2M	—	TRIM -45%
19	Yakira Capital Management, Inc.	306,712306,712	$2M	—	TRIM -37%
20	COMMONWEALTH EQUITY SERVICES, LLC	294,428294,428	$2M	—	ADD 3%
21	Creative Planning	202,929202,929	$1M	—	ADD 14%
22	Baird Financial Group, Inc.	159,613159,613	$1M	—	—
23	SIT INVESTMENT ASSOCIATES INC	158,042158,042	$1M	—	TRIM -97%
24	WINEBRENNER CAPITAL MANAGEMENT LLC	157,800157,800	$1M	—	ADD 15%
25	StoneX Group Inc.	155,124155,124	$1M	—	ADD 9%
26	Kovack Advisors, Inc.	144,289144,289	$1M	—	TRIM -32%
27	Thrivent Financial for Lutherans	145,939145,939	$1M	—	—
28	Aptus Capital Advisors, LLC	108,687108,687	$791,242	—	TRIM -46%
29	Savvy Advisors, Inc.	107,490107,490	$782,527	—	—
30	SUSQUEHANNA INTERNATIONAL GROUP, LLP	99,68399,683	$725,692	—	ADD 13%
31	CREATIVE FINANCIAL DESIGNS INC /ADV	93,98293,982	$684,189	—	ADD 3%
32	JANE STREET GROUP, LLC	91,95291,952	$669,410	—	TRIM -49%
33	Focus Partners Wealth	90,86790,867	$661,518	—	ADD 792%
34	Prospera Financial Services Inc	86,67386,673	$631,001	—	—
35	Encompass More Asset Management	80,94680,946	$589,290	—	—
36	CreativeOne Wealth, LLC	76,81476,814	$559,204	—	—
37	BENJAMIN EDWARDS INC	72,58772,587	$528,422	—	TRIM -7%
38	HighTower Advisors, LLC	65,91765,917	$479,876	—	ADD 8%
39	Gladstone Institutional Advisory LLC	57,49657,496	$418,571	—	NEW
40	Garden State Investment Advisory Services LLC	57,26057,260	$416,982	—	ADD 10%
41	Private Advisor Group, LLC	54,60854,608	$397,550	—	—
42	AE Wealth Management LLC	53,16753,167	$387,058	—	TRIM -26%
43	Kestra Advisory Services, LLC	52,22052,220	$380,158	—	ADD 54%
44	ENVESTNET ASSET MANAGEMENT INC	50,78350,783	$369,698	—	—
45	STIFEL FINANCIAL CORP	50,73450,734	$369,343	—	ADD 8%
46	TORONTO DOMINION BANK	50,20050,200	$365,456	—	—
47	Dynamic Advisor Solutions LLC	48,79848,798	$355,247	—	ADD 9%
48	BlackRock, Inc.	41,25841,258	$300,358	—	—
49	FIRETHORN WEALTH PARTNERS, LLC	40,25540,255	$293,058	—	ADD 104%
50	Independent Advisor Alliance	37,07237,072	$269,886	—	NEW
51	Meridian Wealth Management, LLC	36,80536,805	$267,940	—	ADD 89%
52	MGO ONE SEVEN LLC	33,78733,787	$245,969	—	TRIM -5%
53	Pathstone Holdings, LLC	33,08933,089	$240,888	—	—
54	Cerity Partners LLC	30,06730,067	$218,891	—	NEW
55	Buska Wealth Management, LLC	29,43529,435	$214,284	—	ADD 3%
56	EP Wealth Advisors, LLC	28,73228,732	$209,172	—	—
57	XTX Topco Ltd	28,66828,668	$208,703	—	NEW
58	SeaCrest Wealth Management, LLC	28,54728,547	$207,822	—	TRIM -5%
59	AMERIFLEX GROUP, INC.	28,00028,000	$203,840	—	—
60	Rockefeller Capital Management L.P.	26,63426,634	$193,896	—	—
61	KESTRA PRIVATE WEALTH SERVICES, LLC	25,80525,805	$187,859	—	ADD 4%
62	Chicago Partners Investment Group LLC	24,94024,940	$186,302	—	—
63	NBC SECURITIES, INC.	25,20525,205	$183,492	—	ADD 37%
64	HF Advisory Group, LLC	24,49924,499	$178,354	—	ADD 4%
65	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	24,02324,023	$176,327	—	TRIM -29%
66	Pasadena Private Wealth, LLC	23,66123,661	$172,250	—	ADD 16%
67	Kingsview Wealth Management, LLC	23,33323,333	$169,864	—	ADD 133%
68	BECKER CAPITAL MANAGEMENT INC	22,03722,037	$160,430	—	ADD 13%
69	Sequoia Financial Advisors, LLC	21,40021,400	$155,792	—	—
70	SMITH CHAS P & ASSOCIATES PA CPAS	20,66320,663	$150,427	—	NEW
71	JPMORGAN CHASE & CO	21,28521,285	$148,360	—	ADD 602%
72	World Investment Advisors	20,35420,354	$148,178	—	ADD 4%
73	HOWE & RUSLING INC	20,14220,142	$146,634	—	NEW
74	Sanctuary Advisors, LLC	19,96119,961	$145,319	—	—
75	EVOLUTION WEALTH MANAGEMENT INC.	19,42519,425	$141,414	—	—
76	CoreCap Advisors, LLC	19,17619,176	$139,601	—	TRIM -55%
77	Larson Financial Group LLC	19,17119,171	$139,566	—	ADD 59%
78	Summit Financial, LLC	18,63118,631	$135,635	—	TRIM -4%
79	Clearstead Advisors, LLC	17,88017,880	$130,169	—	NEW
80	WEDBUSH SECURITIES INC	17,85017,850	$130,000	—	ADD 4%
81	UBS Group AG	17,63417,634	$128,376	—	—
82	INTEGRITY ALLIANCE, LLC.	17,63117,631	$128,354	—	—
83	Capital CS Group, LLC	17,15617,156	$124,896	—	ADD 4%
84	A4 Wealth Advisors LLC	15,97215,972	$116,277	—	—
85	AMERIPRISE FINANCIAL INC	15,91615,916	$115,868	—	—
86	Virtu Financial LLC	15,59315,593	$114,000	—	NEW
87	MERCER GLOBAL ADVISORS INC /ADV	15,05415,054	$109,596	—	NEW
88	Corient Private Wealth LLC	14,74814,748	$107,369	—	TRIM -51%
89	Strategic Financial Concepts, LLC	14,70014,700	$107,016	—	NEW
90	Accurate Wealth Management, LLC	14,00314,003	$103,902	—	NEW
91	NWF Advisory Services Inc.	13,50013,500	$98,280	—	ADD 8%
92	MOSAIC FAMILY WEALTH PARTNERS, LLC	13,21913,219	$96,233	—	ADD 6%
93	Mariner, LLC	13,12513,125	$95,548	—	TRIM -37%
94	Integrated Wealth Concepts LLC	12,91912,919	$94,047	—	NEW
95	DAVENPORT & Co LLC	12,77312,773	$92,987	—	—
96	CIBC WORLD MARKET INC.	12,65412,654	$92,121	—	NEW
97	Secure Asset Management, LLC	12,53012,530	$91,218	—	NEW
98	Redhawk Wealth Advisors, Inc.	12,45912,459	$90,698	—	ADD 5%
99	Allworth Financial LP	11,91011,910	$86,705	—	—
100	Evergreen Wealth Partners LLC	11,53111,531	$83,949	—	NEW

Rows rank by the value each filer reported — 13F filers price their own positions, so a holder with fewer shares can rank just above one with more.

Holder trends· top 15 holders · shares held over 6 quarters

green added · red trimmed

Holder

2024-Q4

2025-Q1

2025-Q2

2025-Q3

2025-Q4

2026-Q1

Latest value

Alpine Global Management, LLC

12.6M

6.3M

6.6M

7.0M

1.1M

6.8M

$50M

BOOTHBAY FUND MANAGEMENT, LLC

5.9M

6.1M

6.4M

1.3M

6.7M

$49M

PFG Investments, LLC

51K

37K

39K

3.0M

4.1M

$30M

Quarry LP

15K

12K

507K

272K

1.2M

3.5M

$25M

OSAIC HOLDINGS, INC.

2.4M

2.7M

3.5M

3.4M

3.2M

$24M

Sculptor Capital LP

182K

—

2.7M

2.8M

3.0M

3.1M

$23M

LPL Financial LLC

1.3M

1.1M

1.4M

1.5M

1.8M

2.4M

$18M

Cetera Investment Advisers

279K

505K

611K

1.1M

1.2M

1.4M

$10M

Cable Car Capital, LP

660K

663K

662K

1.2M

$10M

Warberg Asset Management LLC

—

1.0M

$8M

Cambridge Investment Research Advisors, Inc.

408K

522K

499K

525K

562K

1.0M

$8M

MORGAN STANLEY

442K

453K

508K

501K

559K

655K

$5M

COHEN & STEERS, INC.

607K

735K

670K

655K

630K

$5M

Perennial Investment Advisors, LLC

435K

437K

451K

455K

466K

476K

$3M

WJ Financial Advisors LLC

—

151K

263K

445K

$3M

Institutional footprint by quarter

Holder count only — too few computable %-of-shares-outstanding quarters for a % pane. Line breaks are quarters with no 13F record, never interpolated.

Quarter	Holders	Shares held	% shares out	Value held
2026-Q1	138	42,473,900	—	$310M
2025-Q4	127	29,322,149	—	$245M
2025-Q3	126	37,996,889	—	$314M
2025-Q2	121	40,220,470	—	$327M
2025-Q1	121	26,528,556	—	$197M
2024-Q4	128	30,966,877	—	$266M
2024-Q3	117	27,919,076	—	$218M

Short interest has its own tab now — open SI →

CLM☆

Institutional ownership· 13F filers holding CLM · 2026-Q1 methodology → sources →

Top holders

Holder trends· top 15 holders · shares held over 6 quarters

Institutional footprint by quarter

Institutional ownership· 13F filers holding CLM · 2026-Q1 methodology → sources →

Top holders

Holder trends· top 15 holders · shares held over 6 quarters

Institutional footprint by quarter

CLM