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CATO US Equity

Cato CorpConsumer Discretionary · Retail-Women's Clothing Stores · CIK 18255 · FY ends Jan 30
$2.92
-0.12 (-3.95%)
USD · as of 2026-08-21 · marketstack

CATO · 10-K · period ended 2021-01-30

← all CATO documents
filed 2021-03-29 · EDGAR original ↗

Our rendering of the filing — original pagination and typography are not reproduced, and tables are reduced to their short label cells (the figures live on FA). Nothing is summarized: every line below is the filing's own text.

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Item 7.

Management's Discussion and Analysis of Financial Condition

and Results of Operations:

The following information should

be read in

conjunction with the Consolidated

Financial Statements,

including the accompanying Notes appearing in Part

II, Item 8 of this

report on Form 10-K.

This section

of the Form

10-K

generally discusses fiscal 2020

and fiscal 2019

and year-to-year comparisons between

fiscal 2020

and fiscal

2019.

Discussions of

fiscal 2018

items and

year-to-year comparisons

between

fiscal 2019

and fiscal

2018 that

are not

included in

this Form

10-K

can be

found in

“Management’s

Discussion and

Analysis of

Financial Condition

and Results

of Operations”

in Part

II, Item

7 of

the

Company’s Annual Report on Form 10-K

for the fiscal year ended February 1, 2020.

COVID-19 Update

The COVID

-19 pandemic

has adversely

impacted the

Company's business,

financial condition

and

operating results

through fiscal

2020, and

we expect

that it

will continue

to do

so in

fiscal 2021

and

possibly beyond. Adverse

financial impacts associated

with the outbreak

include, but are

not limited to,

(i) lower net

sales in markets

affected by the

actual or potential

outbreak, whether due to

state and local

orders to

close stores,

reductions in

store traffic

and customer

demand, labor

shortages, or

all of

these

factors, (ii) lower net sales caused

by the delay of inventory production and fulfillment,

(iii) and

incremental costs

associated with

efforts to

mitigate the

effects of

the outbreak,

including increased

freight and logistics costs and other expenses.

Responses to

the pandemic

by customers,

government and

the private

sector have

and will

likely

continue to

adversely impact

our business

operations.

In the

first quarter

of fiscal

2020, the

pandemic

resulted in state and local orders mandating store closures and other measures to mitigate

the spread of the

virus.

Though the Company’s stores

were reopened in the second quarter of fiscal 2020,

they continue to

operate at

reduced hours.

Periodic increases

in infection

rates in

communities where

our stores

are

located may prompt

further governmental

measures or

public health

guidance to

reduce public

activity

and gatherings

in order

to mitigate

the spread

of the

virus, and

may also

continue to

adversely affect

consumer confidence.

There continues to

be significant uncertainty

regarding the breadth,

severity and

duration of

business disruptions

related to

COVID-19, as

well as

its impact

on the

global and

U.S.

economy, consumer willingness to visit malls and shopping centers, and its impact

on appropriate

associate staffing levels for our stores.

The Company’s

pre-pandemic liquidity

position has

enabled it

to offset

the downturn

in operating

cash flows

since the

onset of

the pandemic

by liquidating

short-term investments

and drawing

and

repaying under

its revolving

credit facility.

The Company

has also

implemented various

cost-cutting

measures to

conserve cash,

such as

suspending dividend

payments, reducing

non-committed capital

expenditures (only half of planned new stores were opened during 2020)

and reducing corporate field and

store overhead.

The Company is grateful for

the efforts

of its

associates in helping to address the

considerable

challenges created by

the pandemic.

In recognition of

these efforts and

to aid with

retention, on March

24, 2021 the

Compensation Committee approved a

discretionary bonus of

$1.6 million ($1.3

million net

of taxes) to key associates as discussed in more detail in “Other Information”

in Part II, Item 9B.

The extent

to which

the COVID

-19 pandemic

ultimately impacts the

Company’s business,

financial

condition, results of operations, cash flows, and liquidity may differ from management’s current estimates

due to inherent uncertainties regarding the duration and further spread of the outbreak,

its severity, actions

taken to contain

the virus or

treat its impact,

and how quickly

and to what

extent normal economic

and

operating conditions can resume.

28

While the Company

currently anticipates a

continuation of the

adverse impacts of

COVID-19 during

2021 and possibly

beyond, the duration

and severity of

these effects will

depend on the

course of future

developments, which are

highly uncertain, including

the relative speed

and success of,

as well as

public

confidence in, mitigation measures

such as the current

effort to vaccinate substantial

portions of the U.S.

and global

population, emerging

information regarding

variants of

the virus

or new

viruses and

their

potential impact on

current mitigation efforts,

public attitudes toward

continued compliance with

containment and

mitigation measures, and

possible new information

and understanding that

could alter

the course and duration of current measures to combat the spread of the virus.

Results of Operations

The table below sets forth certain financial data of the Company expressed

as a percentage of retail sales for the

years indicated:

Fiscal Year Ended

January 30,

2021

February 1,

2020

February 2,

2019

Retail sales ....................................................................

100.0

%

100.0

%

100.0

%

Other revenue..................................................................

1.3

1.1

1.0

Total revenues ................................................................

101.3

101.1

101.0

Cost of goods sold ...........................................................

76.3

62.4

63.6

Selling, general and administrative........................................

36.4

32.3

32.0

Depreciation ..................................................................

2.6

1.9

2.0

Interest and other income ...................................................

1.2

0.7

0.6

Income (loss) before income taxes .................................

(12.8)

5.3

4.0

Net income (loss) ............................................................

(8.4)

%

4.4

%

3.7

%

Fiscal 2020 Compared to Fiscal 2019

Retail sales decreased by 30.5% to $567.5 million

in fiscal 2020 compared to $816.2 million in fiscal 2019.

The decrease in

retail sales in

fiscal 2020 was

primarily due to

a 32% decrease

in same-store sales,

partially

offset by sales

from new store

openings. Same-store sales

includes stores that

have been open

more than 15

months.

Stores that have been relocated or expanded

are also included in the same-store sales calculation after

they have been

open more than

15 months.

In fiscal 2020

and fiscal 2019,

e-commerce sales were

less than

5% of

total sales

and same

-store sales.

The method

of calculating

same-store sales

varies across

the retail

industry. As

a result,

our same

-store sales

calculation may

not be

comparable to

similarly titled

measures

reported by other

companies.

Total revenues, comprised of retail sales and

other revenue (principally

finance

charges and late

fees on customer

accounts receivable, gift card

breakage,

shipping charges for

e-commerce

purchases

and layaway fees),

decreased by 30.3% to

$575.1 million in fiscal 2020

compared to $825.3 million

in fiscal 2019.

The Company operated 1,330

stores at January 30,

2021 compared to 1,281

stores operated at

February 1, 2020.

In fiscal 2020, the Company opened 76 new stores

and closed 27 stores.

Other revenue

in total

decreased to

$7.6 million

in fiscal

2020 from

$9.2 million

in fiscal

2019.

The

decrease resulted primarily due to

decreases in finance and

layaway charges, partially offset

by an increase in

e-commerce shipping revenues.

Credit revenue of

$2.7 million represented

0.5% of total

revenue in fiscal

2020,

a $0.9 million

decrease

compared to

fiscal 2019

credit revenue

of $3.6

million or

0.4% of

total revenue.

The decrease

in credit

revenue was

primarily due

to reductions

in finance

and late

charge income

as a

result of

lower accounts

receivable balances.

Credit revenue is comprised of interest earned on the Company’s private label credit card

portfolio and

related fee

income. Related

expenses include

principally payroll,

postage and

other

administrative expenses and totaled

$1.5 million in

fiscal 2020 compared

to $1.8 million

in fiscal 2019.

See

Note 14

of Notes to

Consolidated Financial Statements for

a schedule of

credit-related expenses. Total

credit

29

segment income before taxes

decreased $0.6 million to

$1.2 million in fiscal

2020 from $1.8 million

in fiscal

2019.

Cost of goods sold was $433.2 million, or 76.3% of retail sales, in fiscal 2020

compared to $508.9 million,

or 62.4%

of retail sales

,

in fiscal 2019.

The increase in

cost of

goods sold

as a

percentage of sales

resulted

primarily

from an increase

in markdown sales due

to liquidating spring and

summer

merchandise,

goods

marked out

of stock,

and deleveraging

occupancy,

distribution

and buying

costs

.

Cost of goods sold includes

merchandise costs, net

of discounts and

allowances, buying costs, distribution

costs, occupancy costs, freight

and inventory shrinkage. Net merchandise costs

and in-bound freight are capitalized as inventory

costs. Buying

and distribution costs include payroll, payroll-related costs and

operating expenses for the buying departments

and distribution

center. Occupancy

expenses include rent,

real estate

taxes, insurance,

common area

maintenance, utilities and maintenance

for stores and distribution

facilities.

Total gross

margin dollars (retail

sales less cost of

goods sold and excluding

depreciation) decreased by 56.3% to

$134.3 million in fiscal 2020

from $307.3

million in

fiscal 2019.

Gross margin

as presented

may not

be comparable

to that

of other

companies.

Selling,

general and

administrative expenses

(“SG&A”), which

primarily include

corporate and

store

payroll, related payroll

taxes and

benefits, insurance,

supplies, advertising, bank

and credit

card processing

fees were $206.7 million

in fiscal 2020 compared

to $263.8 million in

fiscal 2019, a decrease

of 21.7%.

As a

percent of retail sales,

SG&A was 36.4% compared

to 32.3% in the

prior year. The

dollar decrease in SG&A

expense was primarily

attributable

to lower

store expenses

due to stores

being closed,

phased store

re-opening

in the

second

quarter, reduced store

operating

hours,

lower corporate expenses

and the

elimination

of

incentive

compensation,

resulting

from the failure

to meet targets

under the Company’s

annual incentive

compensation

plan, partially

offset by

higher store

impairment

charges.

Depreciation expense was $14.7

million in fiscal 2020

compared to $15.5 million

in fiscal 2019.

Depreciation expense decreased

from fiscal 2019

due to

fully depreciated older

stores and

previous

impairments of leasehold

improvements and fixtures,

partially offset

by store

development and

information

technology expenditures.

Interest and other income increased to

$6.6 million in fiscal 2020

compared to $6.1 million in fiscal

2019.

The increase is primarily due to a gain

on the sale of land held

for investment, partially offset by a decrease in

short-term investments.

Income tax

benefit was

$25.3 million,

or 4.5%

of retail

Source: SEC EDGAR (public domain) · 10-K for the period ended 2021-01-30, filed 2021-03-29 · accession 0000018255-21-000004

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