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CALM US Equity

Cal-Maine Foods IncConsumer Staples · Agricultural Prod-Livestock & Animal Specialties · CIK 16160 · FY ends May 30
$82.80
+0.37 (+0.45%)
USD · as of 2026-08-21 · marketstack

CALM · 10-K · period ended 2021-05-29

← all CALM documents
filed 2021-07-19 · EDGAR original ↗

Our rendering of the filing — original pagination and typography are not reproduced, and tables are reduced to their short label cells (the figures live on FA). Nothing is summarized: every line below is the filing's own text.

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ITEM 1A.

RISK FACTORS

Our

business

and

results

of

operations

are

subject

to

numerous

risks

and

uncertainties,

many

of

which

are

beyond

our

control. The following is a description of

the known factors that

may materially affect our

business, financial condition or

results

of operations. They should

be considered

carefully,

in addition to

the information set

forth elsewhere

in this Annual

Report on

Form 10-K, including under Item 7.

Management’s

Discussion and Analysis of Financial Condition

and Results of Operations,

in making any investment decisions with respect to our securities. Additional risks or uncertainties that are not currently

known

to us,

or that

we are

aware of

but currently

deem to

be immaterial

or that

could apply

to any

company could

also materially

adversely affect our business, financial condition or results of operations.

INDUSTRY RISK FACTORS

Market prices of

wholesale shell eggs

are volatile,

and decreases

in these prices

can adversely impact

our revenues

and

profits.

Our operating results are significantly affected by wholesale shell egg market prices, which fluctuate widely and are outside our

control. As a

result, our

prior performance

should not

be presumed

to be

an accurate

indication of

future performance.

Under

certain circumstances,

small increases

in production,

or small

decreases in demand,

within the industry

might have a

large adverse

effect on shell egg prices. Low shell egg prices adversely affect our revenues and profits.

Market prices for wholesale shell

eggs have been volatile and

cyclical. Shell egg prices have

risen in the past

during periods of

high demand such as the initial outbreak of the COVID-19 pandemic and periods when high protein diets are popular. Shell egg

prices have also

risen in the past

during periods of

constrained supply,

such as the

avian influenza outbreak in

2015, which we

believe, based on published industry

estimates, impacted approximately 12% of

the national flock of laying

hens. During times

when prices are

high, the egg

industry has typically

geared up to produce

more eggs primarily

by increasing the

number of layers,

ultimately resulting in an oversupply of eggs, which was subsequently followed by a period of lower prices.

As discussed

above under

the heading

“Seasonality” in

Part I.

Item 1.

Business, seasonal

fluctuations impact

shell egg

prices.

Therefore, comparisons of

our sales and

operating results between

different quarters within a

single fiscal year

are not necessarily

meaningful comparisons.

A decline in consumer demand for shell eggs can negatively impact our business.

We

believe the

increase in

meals prepared

at home

due to

COVID-19 pandemic,

high protein

diet trends,

industry advertising

campaigns, and the improved nutritional reputation of eggs (related to

better scientific understanding of the role of cholesterol in

Table of Contents

12

diets) have all contributed to shell egg demand. However,

it is possible that the demand for shell eggs will

decline in the future.

Adverse publicity

relating to

health concerns

and changes

in the

perception of

the nutritional

value of

shell eggs,

changes in

consumer views

regarding consumption

of animal-based

products, as

well as

movement away

from high

protein diets,

could

adversely

affect

demand

for

shell

eggs,

which

would

have

a

material

adverse

effect

on

our

future

results

of

operations

and

financial condition.

Feed costs are volatile and increases in these costs can adversely impact our results of operations.

Feed costs are the

largest element of our

shell egg (farm) production

cost, ranging from 55%

to 58% of total

farm production cost

in the last five fiscal years. Although feed ingredients, primarily corn and soybean

meal, are available from a number of sources,

we do not have

control over the prices

of the ingredients we

purchase, which are affected by

weather, various supply and demand

factors,

transportation

and

storage

costs,

speculators,

and

agricultural,

energy

and

trade

policies

in

the

U.S.

and

internationally. Increases in feed costs unaccompanied by increases

in the selling price of

eggs can have a material

adverse effect

on the

results of

our operations

and cash

flow. Alternatively,

low feed

costs can

encourage industry

overproduction, possibly

resulting in lower egg prices and lower revenue.

Shell

eggs

and

shell

egg

products

are

susceptible to

microbial

contamination, and

we

may

be

required

to,

or

we

may

voluntarily, recall contaminated products.

Shell eggs

and shell

egg products

are vulnerable

to contamination

by pathogens

such as

Salmonella. The Company

maintains

policies and procedures designed to comply with the complex rules and regulations

governing egg production, such as The Final

Egg Rule

issued by

the FDA

"Prevention of

Salmonella Enteritidis

in Shell

Eggs During

Production, Storage,

and Transportation,”

and the

FDA’s Food Safety Modernization Act.

Shipment of

contaminated products,

even if

inadvertent, could

result in

a violation

of law

and lead

to increased

risk of

exposure to

product liability

claims, product

recalls and

scrutiny by

federal and

state regulatory

agencies. In

addition,

products

purchased

from

other

producers

could

contain

contaminants

that

might

be

inadvertently

redistributed by

us. As such,

we might

decide or be

required to recall

a product

if we

or regulators

believe it poses

a potential

health risk. Any product recall could

result in a loss of consumer

confidence in our products, adversely

affect our reputation with

existing and potential customers and

have a material adverse effect on

our business, results of operations

and financial condition.

Agricultural risks, including outbreaks of avian disease, could harm our business.

Our shell egg production activities

are subject to a variety

of agricultural risks. Unusual or

extreme weather conditions, disease

and pests

can materially

and adversely

affect the

quality and

quantity of

shell eggs

we produce

and distribute. The

Company

maintains controls and procedures

to reduce the risk of

exposing our flocks to harmful

diseases; however, despite

these efforts,

outbreaks of avian disease can

and do still occur and

may adversely impact the health

of our flocks. An outbreak of avian

disease

could have a material

adverse impact on our

financial results by increasing

government restrictions on the

sale and distribution

of our products

and requiring us

to euthanize the

affected layers.

Negative publicity from

an outbreak within

our industry can

negatively impact customer perception,

even if the

outbreak does not

directly impact our flocks.

If a substantial

portion of our

layers or production facilities are affected by any of these factors

in any given quarter or year, our business, financial condition,

and results of operations could be materially and adversely affected.

BUSINESS AND OPERATIONAL RISK FACTORS

The COVID-19 pandemic has had an adverse impact on our business and operations

Since early

2020, the

coronavirus ("COVID-19") outbreak,

characterized as

a pandemic

by the

World

Health Organization

on

March 11, 2020, has

caused significant disruptions in international

and U.S. economies and markets.

The effects of COVID-19

have had, and may continue to

have if a resurgence occurs,

a negative impact on our business

through disruptions in the supply

chain such as increased costs

and decreased availability of packaging

supplies; the pandemic has also

increased labor costs and

medical costs.

During the initial outbreak

of COVID-19, we saw

an increase in

demand for eggs

as consumers prepared more

meals at home.

Egg prices initially rose during the fourth quarter of fiscal 2020, but prices quickly decreased as the demand shock subsided and

eggs that normally

would go to foodservice

businesses (e.g. restaurants)

entered the retail

market (e.g. grocery stores).

As a result

of the pandemic,

the foodservice market

for shell eggs

was depressed for

most of fiscal

2021. As vaccination

rates continue to

rise and governmental

restrictions are lifted,

foodservice demand may

increase and demand

in retail channels,

where we sell

most

of our eggs, could decrease.

Table of Contents

13

Our acquisition growth strategy subjects us to various risks.

As discussed in

Part I. ItemI. Business –Growth Strategy

, we plan

to pursue a

growth strategy that

includes selective acquisitions

of other

companies engaged

in the

production and

sale of

shell eggs,

with a

priority on

those that

will facilitate

our ability

to

expand our

cage-free shell

egg production

capabilities in

key locations

and markets.

The number

of existing

companies with

cage-free capacity that

we may be able

to purchase is limited,

as most production

of shell eggs by

other companies in our

markets

currently does not meet customer or legal requirements to be designated as cage-free.

Acquisitions require capital resources and

can divert management’s attention from our existing

business. Acquisitions also entail

an inherent risk that

we could become

subject to contingent

or other liabilities,

including liabilities arising

from events or

conduct

prior to

our acquisition

of a

business that

were unknown

to us

at the

time of

acquisition. We

could incur

significantly greater

expenditures in integrating an acquired business than we anticipated at the time of its purchase. We may over-estimate or under-

estimate the demand for cage-free eggs, which could cause our acquisition strategy to be less-than-optimal

for our future growth

and profitability.

We cannot assure you that we:

will identify suitable acquisition candidates;

can consummate acquisitions on acceptable terms;

can successfully integrate an acquired business into our operations; or

can successfully manage the operations of an acquired business.

No

assurance can

be

given

that

companies

we

acquire

in

the

future

will

contribute

positively

to

our

results

of

operations or

financial condition.

In addition,

federal antitrust

laws require

regulatory approval

of acquisitions

that exceed

certain threshold

levels of significance, and we cannot guarantee that such approvals would be obtained.

The consideration we pay

in connection with any

acquisition affects our financial

results. If we pay

cash, we could be

required

to use a

portion of our

available cash to

consummate the acquisition.

To the extent we

issue shares

of our Common

Stock, existing

stockholders may be diluted. In addition, acquisitions may result in additional debt.

Our largest customers have accounted

for a significant portion of

our net sales volume. Accordingly, our business

may be

adversely affected by the loss of, or reduced purchases by, one or more of our large customers.

Our top three

customers accounted for

an aggregate of

48.6%, 51.1% and

52.2% of net

sales dollars for

fiscal 2021, 2020,

and

2019, respectively.

Our largest

customer, Walmart

Inc. (including Sam's

Club), accounted for

29.8%, 32.1% and

33.7% of net

sales dollars

for fiscal

2021, 2020,

and 2019, respectively.

Although we

have established

long-term relationships with

most of

our customers who

continue to purchase

from us based

on our ability

to service their

needs, they are

free to acquire

shell eggs

from other sources. If, for any reason, one or more of our large customers were to purchase significantly less of our shell eggs in

the future or terminate

their purchases from

us, and we were

not able to

sell our shell

eggs to new customers

at comparable levels,

it would have a material adverse effect on our business, financial condition, and results of operations.

Our business is highly competitive.

The

production

and

sale

of

fresh

shell

eggs,

which

accounted

for

virtually

all

of

our

net

sales

in

recent

years,

is

intensely

competitive. We compete with a large number of competitors that may

prove to be more successful than

Source: SEC EDGAR (public domain) · 10-K for the period ended 2021-05-29, filed 2021-07-19 · accession 0001562762-21-000265

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The text is our rendering of the filing, not a facsimile: original pagination, typography and tables are not reproduced, and the numbers live in the financial statements (FA).

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How the outline was chosen. It is the longest chain of item headings that runs forward through both the document and the standard item order: 18 headings are on that chain and 7 further heading-shaped lines are not — the table-of-contents echo of every item, cross-references and exhibit-list mentions. Each entry's length is measured from its heading to the next heading on the chain.