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Auburn National Bancorporation, Inc AUBN US Equity

Financials · CIK 750574 · FY ends Dec 31
$26.32
+0.00 (+0.00%)
USD · as of 2026-08-28 · marketstack

Auburn National Bancorporation, Inc (Nasdaq: AUBN), an SEC filer in State Commercial Banks, closed at $26.32, +0.0%, on 2026-08-28, with a market cap of $92M, a trailing P/E of 12.7, a net margin of 22.1% and 3-year sales growth of -0.9%. Institutional ownership, earnings history and filed financials are on the tabs below.

AUBN · 10-K · period ended 2025-12-31

← all AUBN documents
filed 2026-03-17 · EDGAR original ↗

Our rendering of the filing — original pagination and typography are not reproduced, and tables are reduced to their short label cells (the figures live on FA). Nothing is summarized: every line below is the filing's own text.

blocks 3,8774,476 of 12,434346k characters rendered

ITEM 7.

MANAGEMENT'S DISCUSSION AND ANALYSIS

OF FINANCIAL CONDITION AND RESULTS

OF

OPERATIONS

The following is a discussion of our financial condition at December 31,

2025 and 2024 and our results of operations for

the years ended December 31, 2025 and 2024. The purpose of this discussion

is to provide information about our financial

condition and results of operations which is not otherwise apparent

from the consolidated financial statements. The

following discussion and analysis should be read along with our consolidated

financial statements and the related notes

included elsewhere herein. In addition, this discussion and analysis contains

forward-looking statements, so you should

refer to Item 1A, “Risk Factors” and “Special Cautionary Notice Regarding

Forward-Looking Statements”.

This includes

Table 2 “Selected

Financial Data.”

OVERVIEW

The Company was incorporated in 1990 under the laws of the State of Delaware and

became a bank holding company after

it acquired its Alabama predecessor, which was a bank

holding company established in 1984. The Bank, the Company's

principal subsidiary,

is an Alabama state-chartered bank that is a member of the Federal Reserve System and

has operated

continuously since 1907. Both the Company and the Bank are headquartered

in Auburn, Alabama. The Bank conducts its

business primarily in East Alabama, including Lee County and surrounding

areas. The Bank operates full-service branches

in Auburn, Opelika, Notasulga and Valley,

Alabama.

The Bank also operates a loan production office in

Phenix City,

Alabama.

Summary of Results of Operations

Year ended December 31

(Dollars in thousands, except per share data)

2025

2024

Net interest income (a)

$

29,747

$

27,204

Less: tax-equivalent adjustment

73

79

Net interest income (GAAP)

29,674

27,125

Noninterest income

3,119

3,474

Total revenue

32,793

30,599

Provision for credit losses

631

36

Noninterest expense

22,951

22,166

Income tax expense (benefit)

1,956

2,000

Net earnings

$

7,255

$

6,397

Basic and diluted net earnings per share

$

2.08

$

1.83

(a) Tax-equivalent.

See "Table 1 - Explanation of Non-GAAP Financial Measures".

Financial Summary

The Company’s net earnings were

$7.3 million for the full year 2025, compared to $6.4 million for the full year 2024.

Basic and diluted net earnings per share were $2.08 per share for the full year 2025,

compared to $1.83 per share for the full

year 2024.

Net interest income (tax-equivalent) was $29.7 million in 2025, a

9% increase compared to $27.2 million in 2024. This

increase was primarily due to improved net interest margin

and a 2% increase in our interest-earning assets.

The

Company’s net interest margin

(tax-equivalent) was 3.27% in 2025, compared to 3.06% in 2024.

The increase in net

interest margin (tax-equivalent) was primarily due to improved

yields on interest-earning assets, and a decrease in our cost

of interest-bearing deposits.

At December 31, 2025, the Company’s

allowance for credit losses was $7.2 million, or 1.27% of total loans, compared

to

$6.9 million, or 1.22% of total loans, at December 31, 2024.

The Company recorded a provision for credit losses of $631 thousand

in 2025 compared to $36 thousand during 2024.

The

provision for credit losses in 2025 was primarily due to two loans that were individually

evaluated.

A specific reserve was

established for one loan and the other loan was partially charged

off.

The provision for credit losses under CECL is

reflective of the Company’s credit

risk profile and the future economic outlook and forecasts. Our CECL model is largely

influenced by economic factors including, most notably,

the anticipated unemployment rate.

Table of Contents

43

Noninterest income was $3.1 million in 2025 compared to $3.5

million in 2024.

The decrease was primarily related to a

decrease in mortgage lending income and other noninterest income

.

Noninterest expense was $23.0 million in 2025 compared to $22.2

million in 2024.

The increase was primarily related to

increases in salaries and benefits expense and other noninterest expense.

These increases were partially offset by a decrease

in net occupancy and equipment expense.

The provision for income tax expense was $2.0 million for an effective

tax rate of 21.24% for 2025, compared to

$2.0 million for an effective tax rate of 23.82% for 2024.

The Company’s effective

income tax rate is affected principally

by tax-exempt earnings from the Company’s

investments in municipal securities and loans, bank-owned life insurance,

and

New Markets Tax Credits.

The provision for income tax expense and the effective tax rates for

2024 included discrete tax

items associated with provision to return adjustments in conjunction with

the final 2023 tax return filing and the resolution

of state examination activities, which resulted in additional tax expense.

The Company paid cash dividends of $1.08 per share in 2025 and 2024.

At December 31, 2025,

the Bank’s regulatory

capital ratios were well above the minimum amounts required to be

“well capitalized” under current regulatory standards

with a total risk-based capital ratio of 17.14%, a tier 1 leverage ratio of 10.71%

and common equity tier 1 or (CET1) of

16.06%

at December 31, 2025.

CRITICAL ACCOUNTING POLICIES

The accounting and financial reporting policies of the Company conform with

U.S. generally accepted accounting

principles and with general practices within the banking industry.

In connection with the application of those principles, we

have made judgments and estimates which, in the case of the determination of our

allowance for credit losses, recurring and

non-recurring fair value measurements, and the valuation of deferred tax assets, were critical

to the determination of our

financial position and results of operations.

Allowance for Credit Losses – Loans

The allowance for credit losses is estimated under the CECL methodology set forth

in Financial Accounting Standards

Board (“FASB”) Accounting

Standards Codification (“ASC”) 326,

Financial Instruments – Credit Losses

. The allowance

for credit losses reflects management’s

estimate of the amount of credit losses expected to be recognized over the

remaining life of the loans in our portfolio. This evaluation requires significant

management judgment and is based upon

relevant available information related to historical default and loss experience,

current and projected economic conditions,

and other portfolio-specific and environmental risk factors. Losses are predicted

over a reasonable and supportable forecast

period, and at the end of the reasonable and supportable period losses revert

to long term historical averages. The allowance

for credit losses is measured on a collective basis for pools of loans with similar

risk characteristics, and on an individual

basis for loans that do not share similar risk characteristics with the collectively

evaluated pools. There are factors beyond

our control, such as changes in projected economic conditions, real estate markets or

particular industry conditions which

may materially impact asset quality and the adequacy of the allowance for

credit losses and thus the resulting provision for

credit losses. The allowance is adjusted through provision for credit losses and

decreased by charge-offs, net of recoveries

of amounts previously charged-off. See Note 1

- Summary of Significant Accounting Policies and Note 4 - Loans and

Allowance for Credit Losses in the notes to our consolidated financial statements

in this report.

Fair Value

Determination

U.S. GAAP requires management to value and disclose certain of the

Company’s assets and liabilities at fair value,

including investments classified as available-for-sale and

derivatives. ASC 820,

Fair Value

Measurements and Disclosures

,

which defines fair value, establishes a framework for measuring fair value

in accordance with U.S. GAAP and expands

disclosures about fair value measurements.

For more information regarding fair value measurements and disclosures,

please refer to Note 1 - Summary of Significant Accounting Policies and Note

14, Fair Value

in the notes to the

consolidated financial statements that accompany this report.

Table of Contents

44

Fair values are based on active market prices of identical assets or liabilities when available.

Comparable assets or

liabilities or a composite of comparable assets in active markets are used when

identical assets or liabilities do not have

readily available active market pricing.

However, some of the Company’s

assets or liabilities lack an available or

comparable trading market characterized by frequent transactions between

willing buyers and sellers. In these cases, fair

value is estimated using pricing models that use discounted cash flows and

other pricing techniques. Pricing models and

their underlying assumptions are based upon management’s

best estimates for appropriate discount rates, default rates,

prepayments, market volatility and other factors, taking into account

current observable market data and experience.

These assumptions may have a significant effect on the reported

fair values of assets and liabilities and the related income

and expense. As such, the use of different models and assumptions,

as well as changes in market conditions, could result in

materially different net earnings and retained earnings results.

Deferred Tax

Asset Valuation

A valuation allowance is recognized for a deferred tax asset if, based on the weight of

available evidence, it is more-likely-

than-not that some portion or the entire deferred tax asset will not be realized. The ultimate

realization of deferred tax assets

is dependent upon the generation of future taxable income during the periods

in which those temporary differences become

deductible. Management considers the scheduled reversal of deferred

tax liabilities, projected future taxable income and tax

planning strategies in making this assessment. At December 31,

2025 we had net deferred tax assets of $6.9

million

included as “other assets”, including $6.5 million resulting from unrealized

losses in our securities portfolio.

Based upon

the level of taxable income over the last three years and projections for future

taxable income over the periods in which the

deferred tax assets are deductible, management believes it is more likely

than not that we will realize the benefits of these

deductible differences at December 31, 2025.

The amount of the deferred tax assets considered realizable, however,

could

be reduced if estimates of future taxable income are reduced.

See Note 1 - Summary of Significant Accounting Policies

and Note 9 – Income Taxes

in the notes to the consolidated financial statements that accompany this report.

Average Balance

Sheet and Interest Rates

Year ended December 31

2025

2024

Average

Yield/

Average

Yield/

(Dollars in thousands)

Balance

Rate

Balance

Rate

Loans and loans held for sale

$

560,476

5.50%

$

568,733

5.23%

Securities - taxable

228,793

2.16%

248,072

2.19%

Securities - tax-exempt (a)

9,173

3.77%

10,084

3.70%

Total securities

237,966

2.23%

258,156

2.25%

Federal funds sold

26,535

4.25%

17,907

5.24%

Interest bearing bank deposits

83,648

4.28%

44,634

5.23%

Total interest-earning

assets

908,625

4.49%

889,430

4.36%

Deposits:

NOW

205,951

1.33%

192,702

1.39%

Savings and money market

253,668

0.97%

251,778

0.86%

Certificates of deposit

184,047

3.20%

195,097

3.46%

Total interest-bearing

deposits

643,666

1.72%

639,577

1.81%

Short-term borrowings

28

7.14%

628

0.48%

Total interest-bearing

liabilities

643,694

1.72%

640,205

1.81%

Net interest income and margin (a)

$

29,747

3.27%

$

27,204

3.06%

(a) Tax-equivalent.

See "Table 1 - Explanation

of Non-GAAP Financial Measures".

Table of Contents

45

RESULTS

OF OPERATIONS

Net Interest Income and Margin

Net interest income (tax-equivalent) was $29.7 million in 2025, a

9% increase compared to $27.2 million in 2024. This

increase was primarily due to improved net interest margin

and a 2% increase in our interest-earning assets.

The

Company’s net interest margin

(tax-equivalent) was 3.27% in 2025, compared to 3.06% in 2024.

The increase in net

interest margin (tax-equivalent) was primarily due to improved

yields on interest-earning assets, and a decrease in our cost

of interest-bearing deposits.

The Federal Reserve announced a 50-basis points rate reduction on September

18, 2024,

followed by two 25 basis points reduction in October and December 2024

and by three 25 basis points in September,

October and December 2025.

At year end the target federal funds rate ranged from

3.5% - 3.75%.

The tax-equivalent yield on total interest-earning assets increased by

13 basis points to 4.49% in 2025 compared to 4.36%

in 2024.

This increase was primarily due to changes in our asset mix, as cash and cash equivalents increased

and securities

declined.

Average interest-earning

assets were $908.6 million during 2025, a 2% increase compared to $889.4 million

during 2024.

The cost of total interest-bearing liabilities decreased by 9 basis points to 1.72%

in 2025 compared to 1.81% in 2024

following decreases to the federal funds rate.

The Company continues to deploy various asset liability management

strategies to manage its risk from interest rate

fluctuations.

Deposit and loan pricing remains competitive in our markets.

We believe that interest rates,

inflation and

monetary policy may continue to fluctuate in 2026

and may be challenging as a result.

Our ability to compete and manage

our deposits costs until our interest-earning assets reprice and we generate

new loans with current market interest rates will

be important to our net interest margin during 2026.

Provision for Credit Losses

The Company recorded a provision for credit losses of $631 thousand during

2025, compared to $36 thousand for 2024.

Provision expense is affected by organic loan

growth in our loan portfolio, our internal assessment of the credit quality

of

the loan portfolio, our expectations about future economic conditions

and net charge-offs.

Our CECL model is largely

influenced by economic factors including, the anticipated

Alabama unemployment rate, which may be affected by

government policies, including monetary,

fiscal and other policies, including tariffs.

The provision for credit losses in 2025

was primarily due to two loans that were individually evaluated.

A specific reserve was established for one loan and the

other loan was partially charged off.

Our allowance for credit losses reflects an amount we believe appropriate,

based on our allowance assessment

methodology, to adequately

cover all expected credit losses as of the date the allowance is determined.

At December 31,

2025, the Company’s allowance for

credit losses was $7.2 million, or 1.27% of total loans, compared to $6.9 million,

or

1.22% of total loans, at December 31, 2024.

Noninterest Income

Year ended December 31

(Dollars in thousands)

2025

2024

Service charges on deposit accounts

$

619

$

614

Mortgage lending

474

608

Bank-owned life insurance

414

403

Other

1,612

1,849

Total noninterest income

$

3,119

$

3,474

The Company’s noninterest income

from mortgage lending is primarily attributable to the (1) origination and sale of

new

mortgage loans, including refinancings and (2) servicing of mortgage

loans. Origination income, net, is comprised of gains

or losses from the sale of the mortgage loans originated, origination fees, underwriting

fees and other fees associated with

the origination of mortgage loans, which are netted against the commission expense

associated with these originations. The

Company’s customary practice

is to originate mortgage loans for sale in the secondary market and to either sell or retain

the

MSRs when the loan is sold.

Table of Contents

46

MSRs are recognized based on the fair value of the servicing right

on the date the corresponding mortgage loan is sold.

Subsequent to the date of transfer, the Company

has elected to measure its MSRs under the amortization method.

Servicing

fee income is reported net of any related amortization expense.

The Company evaluates MSRs for impairment quarterly.

Impairment is determined by grouping MSRs by common

predominant characteristics, such as interest rate and loan type.

If the aggregate carrying amount of a particular group of

MSRs exceeds the group’s aggregate

fair value, a valuation allowance for that group is established.

The valuation

allowance is adjusted as the fair value changes.

An increase in mortgage interest rates typically results in an increase in the

fair value of the MSRs while a decrease in mortgage interest rates typically results in

a decrease in the fair value of MSRs.

The following table presents a breakdown of the Company’s

mortgage lending income for 2025 and 2024.

Year ended December 31

(Dollars in thousands)

2025

2024

Origination income

$

154

$

261

Servicing fees, net

320

347

Total mortgage lending

income

$

474

$

608

The Company’s income from mortgage

lending typically fluctuates as mortgage interest rates, housing sales and

refinancings change.

Origination income decreased in 2025 compared to 2024 due to a decrease in mortgage

lending

demand as mortgage interest rates remain elevated.

Other noninterest income was $1.6 million in 2025, compared to $1.8 million in

2024.

The decrease in other noninterest

income was primarily due to decreased fee income on reciprocal deposits sold

through the Intrafi network.

Noninterest Expense

Year ended December 31

(Dollars in thousands)

2025

2024

Salaries and benefits

$

13,154

$

12,534

Net occupancy and equipment

2,353

2,508

Professional fees

1,276

1,188

FDIC and other regulatory assessments

569

564

Other

5,599

5,372

Total noninterest expense

$

22,951

$

22,166

Salaries and benefits increased during 2025 compared to 2024 primarily due

to routine annual increases in salaries and

wages.

The decrease in net occupancy and equipment expense was primarily

due to increased

leasing income associated with the

Company’s headquarters, which

totaled $1.4 million in 2025 compared to $1.0 million in 2024.

The increase in other noninterest expense was due to a variety of miscellaneous

items including increased information

technology and systems expenses and loan-related expenses.

Income Tax

Expense

The provision for income taxes expense was $2.0 million for an effective

tax rate of 21.24% for 2025, compared to

$2.0 million for an effective tax rate of 23.82% for 2024.

The Company’s effective

income tax rate is affected principally

by tax-exempt earnings from the Company’s

investments in municipal securities and loans, bank-owned life insurance,

and

New Markets Tax Credits.

The provision for income tax expense and the effective

tax rates for 2024 included discrete tax

items associated with provision to return adjustments in conjunction with

the final 2023 tax return filing and the resolution

o

f state examination activities, which resulted in additional tax expense.

Table of Contents

47

BALANCE SHEET ANALYSIS

Securities

Securities available-for-sale were $233.3 million at December 31, 2025,

compared to $243.0 million at December 31, 2024.

This decrease reflects a decrease in the amortized cost basis of securities available

-for-sale of $23.4 million, partially offset

by an increase of $13.7 million in the fair value of securities available-for

-sale.

The decrease in the amortized cost basis of

securities available-for-sale was primarily attributable to normal paydowns

and maturities.

The average annualized tax-

equivalent yields earned on total securities were 2.23%

in 2025 and 2.25% in 2024.

The following table shows the carrying value and weighted average yield of

securities available-for-sale as of December

31, 2025 according to contractual maturity.

Actual maturities of mortgage-backed securities (“MBS”) may differ from

contractual maturities because the mortgages underlying the MBS may be called

or prepaid in whole or in part, with or

without penalty.

December 31, 2025

1 year

1 to 5

5 to 10

After 10

Total

(Dollars in thousands)

or less

years

years

Source: SEC EDGAR (public domain) · 10-K for the period ended 2025-12-31, filed 2026-03-17 · accession 0001193125-26-111012

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