CIK 857956
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2021-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).
Computing…
Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.
| Industry group | Weight | Names |
|---|---|---|
| Unclassified | 74.81% | 98 |
| Chemicals | 10.16% | 5 |
| Machinery | 6.16% | 4 |
| Software & IT Services | 3.04% | 4 |
| Entertainment | 2.69% | 1 |
| Metals & Mining | 0.64% | 1 |
| Commercial Services & Supplies | 0.63% | 4 |
| Capital Markets | 0.46% | 1 |
| Software | 0.40% | 3 |
| Pharmaceuticals & Biotechnology | 0.37% | 3 |
| Technology Hardware & Equipment | 0.30% | 3 |
| Utilities | 0.09% | 1 |
| Equity Real Estate Investment Trusts (REITs) | 0.09% | 3 |
| Banks | 0.06% | 2 |
| Oil, Gas & Consumable Fuels | 0.04% | 1 |
| Specialty Retail | 0.03% | 1 |
| Construction Materials | 0.02% | 1 |
| Diversified Consumer Services | 0.01% | 1 |
| Aerospace & Defense | 0.00% | 1 |
| # | Ticker | Name | Sector | Weight |
|---|---|---|---|---|
| 1 | FINS | ANGEL OAK FINL STRATEGIES IN | Unclassified | 21.86% |
| 2 | CRYPTO 1 ACQUISITION CORP | Unclassified | 7.77% | |
| 3 | OEC | Orion S.A. | Materials | 6.03% |
| 4 | BW | Babcock & Wilcox Enterprises, Inc. | Industrials | 5.60% |
| 5 | GPRE | Green Plains Inc. | Materials | 3.95% |
| 6 | B RILEY PRIN 250 MERGER CORP | Unclassified | 3.58% | |
| 7 | AFRICAN GOLD ACQUISITION COR | Unclassified | 3.20% | |
| 8 | GALATA ACQUISITION CORP | Unclassified | 2.89% | |
| 9 | EDIFY ACQUISITION CORP | Unclassified | 2.76% | |
| 10 | ACEL | Accel Entertainment, Inc. | Communication Services | 2.69% |
40/138 names classified · sector 25.2% of weight · industry 25.2% · mkt cap 24.5%; unclassified names shown, never dropped.
Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 25.2% of the book is sector-classified (unclassified names shown, never dropped).
Only 15% of book weight classified — the grid is NOT representative of the whole book.
Classified: 15.0% of book weight (24/54 names) · unclassified 85.0%: , FINS, BW, AEAEU, UIS, GSM, ACVA, DRTTF, XNCR, SLV +20 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.
No contribution data for this period.
| # | Security | Shares | Value | Weight | Δ QoQ |
|---|---|---|---|---|---|
| 1 | FINSANGEL OAK FINL STRATEGIES IN | 1,240,375 | $21M | 21.9% | ADD 66% |
| 2 | CRYPTO 1 ACQUISITION CORP | 745,000 | $8M | 7.8% | NEW |
| 3 | OECORION S.A. | 317,744 | $6M | 6.0% | HOLD |
| 4 | BWBABCOCK & WILCOX ENTERPRISES | 600,698 | $5M | 5.6% | HOLD |
| 5 | GPREGREEN PLAINS INC | 110,000 | $4M | 3.9% | TRIM −8% |
| 6 | B RILEY PRIN 250 MERGER CORP | 350,000 | $3M | 3.6% | TRIM −22% |
| 7 | AFRICAN GOLD ACQUISITION COR | 320,094 | $3M | 3.2% | NEW |
| 8 | GALATA ACQUISITION CORP | 288,735 | $3M | 2.9% | TRIM −28% |
| 9 | EDIFY ACQUISITION CORP | 273,114 | $3M | 2.8% | HOLD |
| 10 | ACELACCEL ENTERTAINMENT INC | 200,000 | $3M | 2.7% | TRIM −8% |
| 11 | AEAEUALTENERGY ACQUISITION CORP | 250,025 | $3M | 2.6% | NEW |
| 12 | SEAPORT GLOBAL ACQUISITION I | 250,000 | $3M | 2.6% | NEW |
| 13 | EDIFY ACQUISITION CORP | 221,417 | $2M | 2.3% | HOLD |
| 14 | UISUNISYS CORP | 100,000 | $2M | 2.1% | ADD 18% |
| 15 | CINER RES LP | 100,000 | $2M | 1.7% | HOLD |
| 16 | QUANTUM FINTECH ACQUISTIN CO | 164,723 | $2M | 1.7% | TRIM −39% |
| 17 | EVO ACQUISITION CORP | 155,208 | $2M | 1.6% | HOLD |
| 18 | MACONDRAY CAP ACQUISITN CORP | 150,000 | $1M | 1.5% | HOLD |
| 19 | FORTRESS TRANSPORTATION & | 47,200 | $1M | 1.4% | ADD 52% |
| 20 | PARABELLUM ACQUISITION CORP | 104,868 | $1M | 1.1% | HOLD |
| 21 | MGNIMAGNITE INC | 50,000 | $875,000 | 0.9% | ADD 100% |
| 22 | REDBOX ENTERTAINMENT | 825,636 | $859,000 | 0.9% | NEW |
| 23 | FIRST MIDWEST BANCORP INC DEL | 37,137 | $761,000 | 0.8% | HOLD |
| 24 | MOUNTAIN CREST ACQSTN CORP I | 70,000 | $690,000 | 0.7% | TRIM −21% |
| 25 | GSMFERROGLOBE PLC | 100,000 | $621,000 | 0.6% | ADD 100% |
| 26 | ACVAACV AUCTIONS INC | 30,000 | $565,000 | 0.6% | NEW |
| 27 | AFRICAN GOLD ACQUISITION COR | 1,098,000 | $540,000 | 0.6% | NEW |
| 28 | IHS MARKIT LTD | 4,000 | $532,000 | 0.5% | HOLD |
| 29 | RICE ACQUISITION CORP II | 50,000 | $526,000 | 0.5% | HOLD |
| 30 | CIT GROUP INC | 10,000 | $513,000 | 0.5% | HOLD |
| 31 | ATHENE HLDG LTD | 6,000 | $500,000 | 0.5% | HOLD |
| 32 | RILYB. RILEY FINANCIAL INC | 5,000 | $444,000 | 0.5% | HOLD |
| 33 | ATLANTIC CAP BANCSHARES INC | 15,200 | $437,000 | 0.5% | HOLD |
| 34 | SIERRA METALS INC | 308,204 | $419,000 | 0.4% | HOLD |
| 35 | KIMBALL INTL INC | 40,000 | $409,000 | 0.4% | HOLD |
| 36 | EMLEASTERN CO | 15,000 | $376,000 | 0.4% | HOLD |
| 37 | DRTTFDIRTT ENVIRONMENTAL SOLUT LT | 165,000 | $360,000 | 0.4% | NEW |
| 38 | FLAGSTAR BANCORP INC | 7,500 | $360,000 | 0.4% | NEW |
| 39 | GREAT WESTERN BANCORP INC | 10,500 | $357,000 | 0.4% | ADD 17% |
| 40 | UMPQUA HLDGS CORP | 17,800 | $342,000 | 0.4% | NEW |
| 41 | GREENSKY INC | 30,000 | $341,000 | 0.4% | ADD 50% |
| 42 | XNCRXENCOR INC | 8,382 | $336,000 | 0.3% | HOLD |
| 43 | TRISTATE CAP HLDGS INC | 10,800 | $327,000 | 0.3% | NEW |
| 44 | INVESTORS BANCORP INC NEW | 20,000 | $303,000 | 0.3% | HOLD |
| 45 | SLVISHARES SILVER TR | 14,000 | $301,000 | 0.3% | TRIM −60% |
| 46 | SPYSTATE STR SPDR S&P 500 ETF T | 600 | $285,000 | 0.3% | ADD 50% |
| 47 | COHRCoherent Inc | 1,000 | $267,000 | 0.3% | TRIM −17% |
| 48 | BRYN MAWR BK CORP | 5,786 | $260,000 | 0.3% | NEW |
| 49 | ATOTECH LTD | 10,012 | $256,000 | 0.3% | HOLD |
| 50 | STERLING BANCORP DEL | 9,799 | $253,000 | 0.3% | HOLD |
| 51 | NEXTNAV INC | 145,274 | $246,000 | 0.3% | NEW |
| 52 | MGM GROWTH PPTYS LLC | 5,600 | $229,000 | 0.2% | HOLD |
| 53 | BOTTOMLINE TECH DEL INC | 4,000 | $226,000 | 0.2% | NEW |
| 54 | PHILLIPS 66 PARTNERS LP | 6,000 | $216,000 | 0.2% | NEW |
| 55 | KIRKLAND LAKE GOLD LTD | 5,000 | $210,000 | 0.2% | NEW |
| 56 | MONMOUTH REAL ESTATE INVT CO | 10,000 | $210,000 | 0.2% | ADD 43% |
| 57 | VONAGE HLDGS CORP | 10,000 | $208,000 | 0.2% | NEW |
| 58 | NUANCE COMMUNICATIONS INC | 3,700 | $205,000 | 0.2% | TRIM −29% |
| 59 | CIRCOR INTERNATIONAL INC | 7,500 | $204,000 | 0.2% | NEW |
| 60 | TEEKAY LNG PARTNERS L P | 12,071 | $204,000 | 0.2% | NEW |
| 61 | INTERSECT ENT INC | 7,000 | $191,000 | 0.2% | HOLD |
| 62 | WELBILT INC | 8,000 | $190,000 | 0.2% | HOLD |
| 63 | GALATA ACQUISITION CORP | 400,000 | $188,000 | 0.2% | HOLD |
| 64 | DEL TACO RESTAURANTS INC NEW | 15,000 | $187,000 | 0.2% | NEW |
| 65 | SPX FLOW INC | 2,100 | $182,000 | 0.2% | NEW |
| 66 | VEONEER INC | 4,000 | $142,000 | 0.1% | ADD 567% |
| 67 | ARENA PHARMECEUTICALS INC | 1,500 | $139,000 | 0.1% | NEW |
| 68 | ROGROGERS CORP | 500 | $137,000 | 0.1% | NEW |
| 69 | CYRUSONE INC | 1,500 | $135,000 | 0.1% | NEW |
| 70 | QUIDEL CORP | 1,000 | $135,000 | 0.1% | NEW |
| 71 | QUANTUM FINTECH ACQUISTIN CO | 260,814 | $133,000 | 0.1% | TRIM −11% |
| 72 | COMPOSECURE INC | 85,050 | $130,000 | 0.1% | NEW |
| 73 | NTICNORTHERN TECHNOLOGIES INTL C | 8,501 | $130,000 | 0.1% | HOLD |
| 74 | EDIFY ACQUISITION CORP | 248,350 | $127,000 | 0.1% | HOLD |
| 75 | GCP APPLIED TECHNOLOGIES INC | 4,000 | $127,000 | 0.1% | NEW |
| 76 | QUANTUM CORP | 21,499 | $119,000 | 0.1% | TRIM −11% |
| 77 | CHANGE HEALTHCARE INC | 5,200 | $111,000 | 0.1% | TRIM −31% |
| 78 | XILINX INC | 500 | $106,000 | 0.1% | NEW |
| 79 | MCAFEE CORP COM | 4,000 | $103,000 | 0.1% | NEW |
| 80 | STATE AUTO FINL CORP | 2,000 | $103,000 | 0.1% | HOLD |
| 81 | CASPER SLEEP INC | 15,000 | $100,000 | 0.1% | NEW |
| 82 | PAE INC | 10,000 | $99,000 | 0.1% | NEW |
| 83 | CERNER CORP | 1,000 | $93,000 | 0.1% | NEW |
| 84 | NEOPHOTONICS CORP | 6,000 | $92,000 | 0.1% | NEW |
| 85 | TXNMPNM RES INC | 2,000 | $91,000 | 0.1% | TRIM −50% |
| 86 | HEALTHCARE SERVICES ACQU COR | 164,132 | $85,000 | 0.1% | HOLD |
| 87 | MIMECAST LTD | 1,000 | $80,000 | 0.1% | NEW |
| 88 | COREPOINT LODGING INC | 5,000 | $79,000 | 0.1% | NEW |
| 89 | ANG-PDAMERICAN NATIONAL GROUP INC | 400 | $76,000 | 0.1% | HOLD |
| 90 | ASPEN TECHNOLOGY INC | 500 | $76,000 | 0.1% | NEW |
| 91 | PFNPIMCO INCOME STRATEGY FD II | 8,000 | $76,000 | 0.1% | HOLD |
| 92 | FORTERRA INC | 3,000 | $71,000 | 0.1% | HOLD |
| 93 | FERRO CORP | 3,000 | $65,000 | 0.1% | TRIM −27% |
| 94 | SBNYSIGNATURE BK NEW YORK N Y | 200 | $65,000 | 0.1% | HOLD |
| 95 | AEROJET ROCKETDYNE HOLDINGS | 1,000 | $47,000 | 0.0% | TRIM −75% |
| 96 | BACBANK AMERICA CORP | 1,000 | $44,000 | 0.0% | HOLD |
| 97 | TBTPROSHARES TR | 2,625 | $44,000 | 0.0% | HOLD |
| 98 | CECOCECO ENVIRONMENTAL CORP | 6,790 | $42,000 | 0.0% | ADD 13% |
| 99 | ENTGENTEGRIS INC | 300 | $42,000 | 0.0% | NEW |
| 100 | ARIAPOLLO COML REAL EST FIN INC | 3,002 | $40,000 | 0.0% | HOLD |
| 101 | OVVOVINTIV INC | 1,200 | $40,000 | 0.0% | HOLD |
| 102 | SURMODICS INC | 800 | $39,000 | 0.0% | NEW |
| 103 | FAZE HOLDINGS INC WT EXP 030128 | 21,767 | $32,000 | 0.0% | TRIM −52% |
| 104 | DSLDOUBLELINE INCOME SOLUTIONS | 2,000 | $32,000 | 0.0% | HOLD |
| 105 | AMZNAMAZON COM INC | 9 | $30,000 | 0.0% | HOLD |
| 106 | QUOTIENT TECHNOLOGY INC | 4,000 | $30,000 | 0.0% | ADD 33% |
| 107 | IBMINTERNATIONAL BUSINESS MACHS | 200 | $27,000 | 0.0% | HOLD |
| 108 | ZGZILLOW GROUP INC | 400 | $25,000 | 0.0% | NEW |
| 109 | STWDSTARWOOD PPTY TR INC | 1,000 | $24,000 | 0.0% | HOLD |
| 110 | GPMTGRANITE PT MTG TR INC | 2,000 | $23,000 | 0.0% | HOLD |
| 111 | NUVEEN ENHANCED MUNI VALUE | 1,500 | $23,000 | 0.0% | HOLD |
| 112 | OTONOMO TECHNOLOGIES LTD | 71,141 | $23,000 | 0.0% | HOLD |
| 113 | AWREAWARE INC MASS | 7,000 | $22,000 | 0.0% | HOLD |
| 114 | DESKTOP METAL INC | 4,504 | $22,000 | 0.0% | NEW |
| 115 | META MATERIALS INC | 8,800 | $22,000 | 0.0% | NEW |
| 116 | LGOLARGO INC | 2,000 | $19,000 | 0.0% | NEW |
| 117 | LSAKLESAKA TECHNOLOGIES INC | 3,101 | $16,000 | 0.0% | TRIM −57% |
| 118 | PFFAETFIS SER TR I | 600 | $15,000 | 0.0% | HOLD |
| 119 | COWEN GROUP INC | 374 | $14,000 | 0.0% | HOLD |
| 120 | TLRYTILRAY BRANDS INC | 2,000 | $14,000 | 0.0% | TRIM −4% |
| 121 | PFLTPENNANTPARK FLOATING RATE CA | 1,000 | $13,000 | 0.0% | HOLD |
| 122 | BABAALIBABA GROUP HLDG LTD | 100 | $12,000 | 0.0% | HOLD |
| 123 | ITERIS INC NEW | 2,708 | $11,000 | 0.0% | HOLD |
| 124 | DOUYU INTERNATIONAL HOLD | 3,064 | $8,000 | 0.0% | HOLD |
| 125 | UTIUNIVERSAL TECHNICAL INST INC | 1,000 | $8,000 | 0.0% | HOLD |
| 126 | GRABGRAB HOLDINGS LIMITED | 1,000 | $7,000 | 0.0% | NEW |
| 127 | GOOGLALPHABET INC | 2 | $6,000 | 0.0% | HOLD |
| 128 | BRIGHTCOVE INC | 500 | $5,000 | 0.0% | NEW |
| 129 | XERSXERIS BIOPHARMA HOLDINGS INC | 1,404 | $4,000 | 0.0% | NEW |
| 130 | GTGOODYEAR TIRE & RUBR CO | 91 | $2,000 | 0.0% | HOLD |
| 131 | GEGGREAT ELM GROUP INC | 769 | $2,000 | 0.0% | HOLD |
| 132 | LUMOS PHARMA INC | 277 | $2,000 | 0.0% | HOLD |
| 133 | KDKYNDRYL HLDGS INC | 40 | $1,000 | 0.0% | NEW |
| 134 | NTGRNETGEAR INC | 36 | $1,000 | 0.0% | NEW |
| 135 | OXY.WSOCCIDENTAL PETE CORP | 87 | $1,000 | 0.0% | HOLD |
| 136 | SIERRA WIRELESS INC | 36 | $1,000 | 0.0% | HOLD |
| 137 | WABWABTEC | 16 | $1,000 | 0.0% | HOLD |
| 138 | YELLQYELLOW CORP NEW | 53 | $1,000 | 0.0% | HOLD |
| 139 | ANNALY MORTGAGE MANAGEMENT | 1 | $0 | 0.0% | HOLD |
| 140 | KOCOCA COLA CO | 8 | $0 | 0.0% | HOLD |
| 141 | GREENIDGE GENERATION HLDGS I | 17 | $0 | 0.0% | TRIM −97% |
Where this firm's principals came from and which firms its alumni went on to found.
